Capital One, National Association
Reported holdings as of Q4 2019, from 1 quarterly filings.
This filer last reported in Q4 2019; the most recent quarter on file across all filers is Q2 2026. Firms that restructure stop filing under one CIK and start under another, so a successor entity may hold these positions now under a similar name.
Holdings
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T | SPY | $41.7M | 129,499 | - | new | FIRST | |
| ISHARES TR | IEFA | $41.2M | 631,990 | - | new | FIRST | |
| GOLDMAN SACHS ETF TR | GSIE | $28.8M | 951,350 | - | new | FIRST | |
| VANGUARD BD INDEX FDS | BND | $26.6M | 316,881 | - | new | FIRST | |
| VANGUARD CHARLOTTE FDS | BNDX | $22.0M | 389,026 | - | new | FIRST | |
| ISHARES INC | IEMG | $19.8M | 367,659 | - | new | FIRST | |
| PACER FDS TR | PTLC | $15.8M | 472,733 | - | new | FIRST | |
| ISHARES TR | MTUM | $15.2M | 121,209 | - | new | FIRST | |
| VANGUARD MALVERN FDS | VTIP | $15.2M | 308,270 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | FNDC | $15.1M | 454,932 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | SCHX | $14.6M | 189,888 | - | new | FIRST | |
| ISHARES TR | EMB | $13.9M | 121,561 | - | new | FIRST | |
| ISHARES TR | VLUE | $12.6M | 140,610 | - | new | FIRST | |
| ISHARES TR | IVV | $11.2M | 34,559 | - | new | FIRST | |
| ISHARES TR | QUAL | $11.0M | 109,145 | - | new | FIRST | |
| ISHARES TR | USMV | $11.0M | 167,648 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | FNDA | $10.9M | 270,214 | - | new | FIRST | |
| VANGUARD SCOTTSDALE FDS | VCIT | $10.3M | 113,269 | - | new | FIRST | |
| ISHARES TR | HDV | $9.8M | 99,651 | - | new | FIRST | |
| GOLDMAN SACHS ETF TR | GEM | $9.2M | 268,362 | - | new | FIRST | |
| SELECT SECTOR SPDR TR | XLK | $9.1M | 99,756 | - | new | FIRST | |
| ISHARES TR | IWM | $7.8M | 47,385 | - | new | FIRST | |
| ISHARES TR | EFAV | $7.6M | 101,821 | - | new | FIRST | |
| SPDR SERIES TRUST | FLRN | $7.5M | 245,384 | - | new | FIRST | |
| FIRST TR EXCHANGE-TRADED FD | FTSM | $6.5M | 108,014 | - | new | FIRST | |
| INVESCO EXCH TRADED FD TR II | XSLV | $6.5M | 126,852 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | SCHZ | $6.2M | 116,769 | - | new | FIRST | |
| VANGUARD SPECIALIZED FUNDS | VIG | $6.2M | 49,928 | - | new | FIRST | |
| MICROSOFT CORP | MSFT | $6.1M | 38,747 | - | new | FIRST | |
| ISHARES TR | IXUS | $6.1M | 98,171 | - | new | FIRST | |
| SELECT SECTOR SPDR TR | XLV | $6.0M | 58,805 | - | new | FIRST | |
| VANGUARD SCOTTSDALE FDS | VGIT | $5.9M | 89,974 | - | new | FIRST | |
| VANGUARD SCOTTSDALE FDS | VGSH | $5.6M | 91,881 | - | new | FIRST | |
| FIRST TR EXCHANGE TRADED FD | FXU | $5.4M | 184,088 | - | new | FIRST | |
| SELECT SECTOR SPDR TR | XLF | $5.3M | 172,284 | - | new | FIRST | |
| APPLE INC | AAPL | $5.1M | 17,421 | - | new | FIRST | |
| WISDOMTREE TR | DGS | $5.0M | 103,896 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | SCHG | $4.7M | 50,062 | - | new | FIRST | |
| ISHARES TR | PFF | $4.6M | 122,841 | - | new | FIRST | |
| VANGUARD SCOTTSDALE FDS | VCSH | $4.6M | 56,556 | - | new | FIRST | |
| ISHARES TR | MUB | $4.4M | 38,467 | - | new | FIRST | |
| ALLIANCE RESOURCE PARTNERS L | ARLP | $4.3M | 399,107 | - | new | FIRST | |
| SELECT SECTOR SPDR TR | XLY | $4.0M | 31,676 | - | new | FIRST | |
| VANGUARD TAX-MANAGED FDS | VEA | $3.8M | 86,600 | - | new | FIRST | |
| SELECT SECTOR SPDR TR | XLC | $3.8M | 71,075 | - | new | FIRST | |
| INVESCO ACTIVELY MANAGED EXC | GSY | $3.7M | 72,871 | - | new | FIRST | |
| ISHARES TR | HYG | $3.6M | 41,274 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | SCHM | $3.4M | 56,541 | - | new | FIRST | |
| AMAZON COM INC | AMZN | $3.4M | 1,829 | - | new | FIRST | |
| SELECT SECTOR SPDR TR | XLI | $3.3M | 40,760 | - | new | FIRST | |
| SPDR SERIES TRUST | SHM | $3.3M | 66,242 | - | new | FIRST | |
| INVESCO EXCH TRADED FD TR II | BKLN | $3.1M | 135,749 | - | new | FIRST | |
| ISHARES TR | EFA | $3.1M | 44,579 | - | new | FIRST | |
| CISCO SYS INC | CSCO | $3.0M | 63,519 | - | new | FIRST | |
| DANAHER CORP DEL | DHR | $3.0M | 19,597 | - | new | FIRST | |
| JOHNSON & JOHNSON | JNJ | $3.0M | 20,523 | - | new | FIRST | |
| ISHARES TR | IGM | $3.0M | 12,298 | - | new | FIRST | |
| JPMORGAN CHASE & CO | JPM | $3.0M | 21,216 | - | new | FIRST | |
| VANGUARD WHITEHALL FDS | VYM | $3.0M | 31,566 | - | new | FIRST | |
| DISNEY WALT CO | DIS | $2.9M | 20,241 | - | new | FIRST | |
| FIRST TR EXCHANGE TRADED FD | FXG | $2.9M | 58,179 | - | new | FIRST | |
| EXXON MOBIL CORP | XOMXXXX | $2.9M | 41,691 | - | new | FIRST | |
| SELECT SECTOR SPDR TR | XLP | $2.8M | 44,952 | - | new | FIRST | |
| MCDONALDS CORP | MCD | $2.8M | 14,186 | - | new | FIRST | |
| HOME DEPOT INC | HD | $2.7M | 12,556 | - | new | FIRST | |
| ISHARES TR | IBDQ | $2.6M | 101,037 | - | new | DEBT | |
| THERMO FISHER SCIENTIFIC INC | TMO | $2.6M | 7,946 | - | new | FIRST | |
| PEPSICO INC | PEP | $2.5M | 18,463 | - | new | FIRST | |
| VERIZON COMMUNICATIONS INC | VZ | $2.5M | 40,316 | - | new | FIRST | |
| PIMCO ETF TR | BOND | $2.3M | 21,524 | - | new | FIRST | |
| AT&T INC | T | $2.3M | 58,658 | - | new | FIRST | |
| ENTERPRISE PRODS PARTNERS L | EPD | $2.3M | 81,129 | - | new | FIRST | |
| CHEVRON CORPORATION | CVX | $2.2M | 18,487 | - | new | FIRST | |
| SPDR SERIES TRUST | CWB | $2.2M | 39,750 | - | new | FIRST | |
| PROCTER & GAMBLE CO | PG | $2.1M | 17,016 | - | new | FIRST | |
| VANGUARD MUN BD FDS | VTEB | $2.1M | 38,330 | - | new | FIRST | |
| ISHARES TR | IWY | $2.0M | 21,214 | - | new | FIRST | |
| INVESCO EXCHANGE TRADED FD T | PNQI | $1.9M | 13,760 | - | new | FIRST | |
| FIRST TR EXCHANGE TRADED FD | FNI | $1.9M | 48,920 | - | new | FIRST | |
| HONEYWELL INTL INC | HONZZZZ | $1.9M | 10,494 | - | new | FIRST | |
| ONEOK INC NEW | OKE | $1.7M | 22,964 | - | new | FIRST | |
| AMGEN INC | AMGN | $1.7M | 7,171 | - | new | FIRST | |
| CVS HEALTH CORP | CVS | $1.6M | 22,140 | - | new | FIRST | |
| STARBUCKS CORP | SBUX | $1.6M | 18,636 | - | new | FIRST | |
| FIRST TR EXCHANGE-TRADED FD | FTCS | $1.6M | 26,913 | - | new | FIRST | |
| L3HARRIS TECHNOLOGIES INC | LHX | $1.6M | 8,050 | - | new | FIRST | |
| ROYAL DUTCH SHELL PLC | RDSB | $1.6M | 26,425 | - | new | FIRST | |
| SELECT SECTOR SPDR TR | XLE | $1.6M | 26,019 | - | new | FIRST | |
| LOCKHEED MARTIN CORP | LMT | $1.5M | 3,955 | - | new | FIRST | |
| ACCENTURE PLC IRELAND | ACN | $1.5M | 7,244 | - | new | FIRST | |
| CONOCOPHILLIPS | COP | $1.5M | 23,307 | - | new | FIRST | |
| VANGUARD INDEX FDS | VOE | $1.5M | 12,465 | - | new | FIRST | |
| ISHARES TR | GOVT | $1.5M | 57,190 | - | new | FIRST | |
| VANGUARD SCOTTSDALE FDS | VCLT | $1.5M | 14,541 | - | new | FIRST | |
| WISDOMTREE TR | DES | $1.5M | 51,304 | - | new | FIRST | |
| MAGELLAN MIDSTREAM PRTNRS LP | MMP | $1.5M | 23,231 | - | new | FIRST | |
| COSTCO WHOLESALE CORPORATION | COST | $1.4M | 4,913 | - | new | FIRST | |
| VANGUARD INDEX FDS | VOT | $1.4M | 9,024 | - | new | FIRST | |
| SPDR GOLD TR | GLD | $1.4M | 9,966 | - | new | FIRST | |
| PIMCO ETF TR | MINT | $1.4M | 13,995 | - | new | FIRST | |
| VISA INC | V | $1.4M | 7,381 | - | new | FIRST | |
| ISHARES TR | IBDD | $1.4M | 50,336 | - | new | DEBT | |
| ISHARES TR | TLT | $1.3M | 9,938 | - | new | FIRST | |
| QUALCOMM INC | QCOM | $1.3M | 15,194 | - | new | FIRST | |
| BRISTOL-MYERS SQUIBB CO | BMY | $1.3M | 20,568 | - | new | FIRST | |
| ISHARES TR | IBDL | $1.3M | 51,782 | - | new | DEBT | |
| ETF MANAGERS TR | IPAYXXXX | $1.3M | 25,983 | - | new | FIRST | |
| ISHARES TR | IBDC | $1.3M | 48,965 | - | new | DEBT | |
| ISHARES TR | IBDP | $1.3M | 49,164 | - | new | DEBT | |
| ISHARES TR | AGG | $1.3M | 11,188 | - | new | FIRST | |
| SELECT SECTOR SPDR TR | XLU | $1.3M | 19,398 | - | new | FIRST | |
| UNION PAC CORP | UNP | $1.3M | 6,929 | - | new | FIRST | |
| JD.COM INC | JD | $1.3M | 35,545 | - | new | FIRST | |
| BANK OF AMER CORP | BAC | $1.2M | 35,381 | - | new | FIRST | |
| BOEING CO | BA | $1.2M | 3,744 | - | new | FIRST | |
| BROOKFIELD ASSET MGMT INC | BAMXXXX | $1.2M | 21,081 | - | new | FIRST | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $1.2M | 5,360 | - | new | FIRST | |
| J P MORGAN EXCHANGE TRADED F | JMST | $1.2M | 23,845 | - | new | FIRST | |
| INTEL CORP | INTC | $1.2M | 19,876 | - | new | FIRST | |
| WELLS FARGO & CO | WFC | $1.2M | 22,030 | - | new | FIRST | |
| ENERGY TRANSFER L P | ET | $1.1M | 89,368 | - | new | FIRST | |
| SELECT SECTOR SPDR TR | XLRE | $1.1M | 29,363 | - | new | FIRST | |
| ISHARES TR | ITA | $1.1M | 5,030 | - | new | FIRST | |
| ABBOTT LABORATORIES | ABT | $1.1M | 12,795 | - | new | FIRST | |
| ISHARES TR | DGRO | $1.1M | 26,282 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | SCHB | $1.1M | 14,355 | - | new | FIRST | |
| ELI LILLY & CO | LLY | $1.1M | 8,381 | - | new | FIRST | |
| ETF MANAGERS TR | HACKXXXX | $1.1M | 26,277 | - | new | FIRST | |
| META PLATFORMS INC | META | $1.1M | 5,284 | - | new | FIRST | |
| SPDR INDEX SHS FDS | CWI | $1.1M | 42,054 | - | new | FIRST | |
| ISHARES TR | INTF | $1.1M | 40,035 | - | new | FIRST | |
| UNITED PARCEL SVCS INC | UPS | $1.1M | 9,174 | - | new | FIRST | |
| AMERICAN EXPRESS CO | AXP | $1.1M | 8,480 | - | new | FIRST | |
| VANGUARD INTL EQUITY INDEX F | VWO | $1.1M | 23,619 | - | new | FIRST | |
| ISHARES TR | IGSB | $1.0M | 19,559 | - | new | FIRST | |
| ANNALY CAPITAL MANAGEMENT IN | NLYXXXX | $1.0M | 109,550 | - | new | FIRST | |
| ALPHABET INC | GOOG | $1.0M | 766 | - | new | FIRST | |
| LOWES COS INC | LOW | $1.0M | 8,519 | - | new | FIRST | |
| J P MORGAN EXCHANGE TRADED F | JPST | $1.0M | 20,201 | - | new | FIRST | |
| FIRST TR EXCH TRADED FD III | FPE | $1.0M | 50,718 | - | new | FIRST | |
| ABBVIE INC | ABBV | $1.0M | 11,461 | - | new | FIRST | |
| DUKE ENERGY CORP NEW | DUK | $1.0M | 11,012 | - | new | FIRST | |
| ISHARES INC | EEMV | $999.0K | 17,023 | - | new | FIRST | |
| GALLAGHER ARTHUR J & CO | AJG | $987.0K | 10,362 | - | new | FIRST | |
| NOVARTIS AG | NVS | $976.0K | 10,311 | - | new | FIRST | |
| VANGUARD INDEX FDS | VTV | $963.0K | 8,037 | - | new | FIRST | |
| ALBEMARLE CORP | ALB | $953.0K | 13,046 | - | new | FIRST | |
| ISHARES TR | IJH | $947.0K | 4,602 | - | new | FIRST | |
| CAPITAL ONE FINL CORP | COF | $945.0K | 9,184 | - | new | FIRST | |
| SELECT SECTOR SPDR TR | XLB | $938.0K | 15,267 | - | new | FIRST | |
| INVESCO EXCHANGE TRADED FD T | RZG | $937.0K | 7,936 | - | new | FIRST | |
| ONE GAS INC | OGS | $931.0K | 9,953 | - | new | FIRST | |
| MICROCHIP TECHNOLOGY INC. | MCHP | $915.0K | 8,736 | - | new | FIRST | |
| WISDOMTREE TR | DLS | $900.0K | 12,651 | - | new | FIRST | |
| ISHARES TR | MCHI | $896.0K | 13,976 | - | new | FIRST | |
| NIKE INC | NKE | $893.0K | 8,816 | - | new | FIRST | |
| ANALOG DEVICES INC | ADI | $891.0K | 7,501 | - | new | FIRST | |
| RAYTHEON CO | RTN | $887.0K | 4,038 | - | new | FIRST | |
| ISHARES TR | CMF | $884.0K | 14,435 | - | new | FIRST | |
| AIR PRODUCTS AND CHEMICALS I | APD | $873.0K | 3,716 | - | new | FIRST | |
| ADVISORSHARES TR | MINC | $859.0K | 17,723 | - | new | FIRST | |
| GENERAL ELECTRIC CO | GEXXXX | $856.0K | 76,714 | - | new | FIRST | |
| FIRST TR EXCHANGE-TRADED FD | LMBS | $852.0K | 16,453 | - | new | FIRST | |
| ISHARES TR | IBB | $852.0K | 7,067 | - | new | FIRST | |
| ISHARES TR | ITOT | $848.0K | 11,664 | - | new | FIRST | |
| DIAGEO PLC | DEO | $834.0K | 4,954 | - | new | FIRST | |
| INVESCO EXCHANGE TRADED FD T | PBE | $821.0K | 14,709 | - | new | FIRST | |
| INVESCO EXCHNG TRADED FD TR | GHII | $804.0K | 28,091 | - | new | FIRST | |
| PAYCHEX INC | PAYX | $799.0K | 9,392 | - | new | FIRST | |
| FIDELITY COVINGTON TRUST | FHLC | $774.0K | 15,560 | - | new | FIRST | |
| SPDR SERIES TRUST | BWX | $774.0K | 26,866 | - | new | FIRST | |
| FIRST TR EXCHANGE-TRADED FD | FTSL | $761.0K | 15,887 | - | new | FIRST | |
| ISHARES TR | FLOT | $759.0K | 14,905 | - | new | FIRST | |
| ISHARES TR | SCZ | $753.0K | 12,085 | - | new | FIRST | |
| CATERPILLAR INC | CAT | $746.0K | 5,050 | - | new | FIRST | |
| FIDELITY COVINGTON TRUST | FNCL | $734.0K | 16,517 | - | new | FIRST | |
| ISHARES TR | IGIB | $731.0K | 12,604 | - | new | FIRST | |
| VANGUARD INDEX FDS | VBR | $731.0K | 5,330 | - | new | FIRST | |
| ISHARES TR | MBB | $730.0K | 6,757 | - | new | FIRST | |
| ALPHABET INC | GOOGL | $727.0K | 543 | - | new | FIRST | |
| ISHARES TR | IWB | $718.0K | 4,026 | - | new | FIRST | |
| ISHARES TR | LQD | $708.0K | 5,535 | - | new | FIRST | |
| ISHARES U S ETF TR | NEAR | $696.0K | 13,861 | - | new | FIRST | |
| HELMERICH & PAYNE INC | HP | $691.0K | 15,200 | - | new | FIRST | |
| GOLDMAN SACHS ETF TR | GSLC | $689.0K | 10,653 | - | new | FIRST | |
| FIDELITY COVINGTON TRUST | FSTA | $686.0K | 18,198 | - | new | FIRST | |
| NVIDIA CORPORATION | NVDA | $667.0K | 2,833 | - | new | FIRST | |
| BANK OF AMER CORP | BACPRL | $655.0K | 452 | - | new | FIRST | |
| FIDELITY COVINGTON TRUST | FUTY | $654.0K | 15,466 | - | new | FIRST | |
| VANGUARD INTL EQUITY INDEX F | VT | $654.0K | 8,069 | - | new | FIRST | |
| TYSON FOODS INC | TSN | $646.0K | 7,092 | - | new | FIRST | |
| UNITEDHEALTH GROUP INC | UNH | $641.0K | 2,182 | - | new | FIRST | |
| BANK OF NY MELLON CORP | BNY | $622.0K | 12,355 | - | new | FIRST | |
| ALTRIA GROUP INC | MO | $608.0K | 12,186 | - | new | FIRST | |
| 1ST FINL BANCORP | FFBC | $584.0K | 22,968 | - | new | FIRST | |
| FIDELITY MERRIMACK STR TR | FLTB | $582.0K | 11,441 | - | new | FIRST | |
| ALLIANCEBERNSTEIN HLDG L P | AB | $568.0K | 18,763 | - | new | FIRST | |
| UPWORK INC | UPWK | $566.0K | 53,023 | - | new | FIRST | |
| INVESCO EXCHANGE TRADED FD T | SPHQ | $565.0K | 15,443 | - | new | FIRST | |
| PAYPAL HLDGS INC | PYPL | $554.0K | 5,121 | - | new | FIRST | |
| GILEAD SCIENCES INC | GILD | $543.0K | 8,356 | - | new | FIRST | |
| FORTIVE CORP | FTV | $541.0K | 7,084 | - | new | FIRST | |
| NOVO-NORDISK A S | NVO | $541.0K | 9,343 | - | new | FIRST | |
| CME GROUP INC | CME | $539.0K | 2,687 | - | new | FIRST | |
| WALMART INC | WMT | $531.0K | 4,471 | - | new | FIRST | |
| VANGUARD INDEX FDS | VUG | $524.0K | 2,878 | - | new | FIRST | |
| AMERICAN WTR WKS CO INC NEW | AWK | $518.0K | 4,217 | - | new | FIRST | |
| PNC FINL SVCS GROUP INC | PNC | $515.0K | 3,224 | - | new | FIRST | |
| BLACKSTONE INC | BX | $509.0K | 9,093 | - | new | FIRST | |
| MERCK & CO INC | MRK | $509.0K | 5,596 | - | new | FIRST | |
| ISHARES TR | IHI | $505.0K | 1,910 | - | new | FIRST | |
| WISDOMTREE TR | DNL | $505.0K | 7,682 | - | new | FIRST | |
| ISHARES INC | EMGF | $500.0K | 10,979 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | SCHF | $485.0K | 14,410 | - | new | FIRST | |
| PHILLIPS 66 | PSX | $471.0K | 4,227 | - | new | FIRST | |
| PFIZER INC | PFE | $470.0K | 11,992 | - | new | FIRST | |
| ISHARES TR | ESGD | $469.0K | 6,827 | - | new | FIRST | |
| MCCORMICK & CO INC | MKC | $455.0K | 2,682 | - | new | FIRST | |
| ISHARES TR | IAGG | $452.0K | 8,244 | - | new | FIRST | |
| VANGUARD WHITEHALL FDS | VWOB | $449.0K | 5,516 | - | new | FIRST | |
| STRYKER CORPORATION | SYK | $448.0K | 2,136 | - | new | FIRST | |
| INVESCO EXCH TRADED FD TR II | SPLV | $439.0K | 7,532 | - | new | FIRST | |
| DUPONT DE NEMOURS INC | DD | $428.0K | 6,673 | - | new | FIRST | |
| CHUBB LIMITED | CB | $419.0K | 2,692 | - | new | FIRST | |
| ISHARES TR | IEF | $418.0K | 3,788 | - | new | FIRST | |
| US BANCORP | USB | $400.0K | 6,740 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | SCHE | $397.0K | 14,488 | - | new | FIRST | |
| ISHARES TR | EEM | $394.0K | 8,779 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | SCHR | $391.0K | 7,122 | - | new | FIRST | |
| ROYAL CARIBBEAN GROUP | RCL | $391.0K | 2,932 | - | new | FIRST | |
| ALIBABA GROUP HLDG LTD | BABA | $389.0K | 1,835 | - | new | FIRST | |
| ISHARES TR | SUSA | $384.0K | 2,867 | - | new | FIRST | |
| INTERNATIONAL BUSINESS MACHS | IBM | $382.0K | 2,846 | - | new | FIRST | |
| MONDELEZ INTL INC | MDLZ | $382.0K | 6,927 | - | new | FIRST | |
| SEMPRA | SRE | $382.0K | 2,521 | - | new | FIRST | |
| INVESCO EXCH TRD SLF IDX FD | BSJL | $365.0K | 14,800 | - | new | FIRST | |
| STATE STR SPDR S&P MIDCAP 40 | MDY | $363.0K | 967 | - | new | FIRST | |
| UNITED TECHNOLOGIES CORP | UTX | $359.0K | 2,399 | - | new | FIRST | |
| PACER FDS TR | PTMC | $357.0K | 11,606 | - | new | FIRST | |
| DOW HLDGS INC | DOW | $351.0K | 6,408 | - | new | FIRST | |
| COMCAST CORP NEW | CMCSA | $350.0K | 7,787 | - | new | FIRST | |
| WILLIAMS COS INC | WMB | $350.0K | 14,776 | - | new | FIRST | |
| ISHARES TR | IJR | $349.0K | 4,168 | - | new | FIRST | |
| MARKEL GROUP INC | MKL | $349.0K | 305 | - | new | FIRST | |
| ORACLE CORP | ORCL | $346.0K | 6,539 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | SCHD | $343.0K | 5,929 | - | new | FIRST | |
| VANGUARD INTL EQUITY INDEX F | VEU | $341.0K | 6,350 | - | new | FIRST | |
| CITIGROUP INC | C | $339.0K | 4,245 | - | new | FIRST | |
| INVESCO CALIF VALUE MUN INCO | VCV | $331.0K | 25,789 | - | new | FIRST | |
| SLB LIMITED | SLB | $330.0K | 8,220 | - | new | FIRST | |
| SONOCO PRODS CO | SON | $329.0K | 5,326 | - | new | FIRST | |
| VANGUARD INDEX FDS | VNQ | $326.0K | 3,511 | - | new | FIRST | |
| SPDR SERIES TRUST | SMLV | $325.0K | 3,246 | - | new | FIRST | |
| KKR & CO INC | KKR | $324.0K | 11,120 | - | new | FIRST | |
| ISHARES TR | IBMO | $321.0K | 12,361 | - | new | FIRST | |
| CROWN CASTLE INC | CCI | $320.0K | 2,250 | - | new | FIRST | |
| VANGUARD INDEX FDS | VBK | $319.0K | 1,604 | - | new | FIRST | |
| WISDOMTREE TR | DGRW | $319.0K | 6,582 | - | new | FIRST | |
| EXCHANGE TRADED CONCEPTS TRU | EMQQ | $318.0K | 9,000 | - | new | FIRST | |
| ENBRIDGE INC | ENB | $317.0K | 7,963 | - | new | FIRST | |
| 3M CO | MMM | $312.0K | 1,771 | - | new | FIRST | |
| VANGUARD INDEX FDS | VTI | $305.0K | 1,866 | - | new | FIRST | |
| LULULEMON ATHLETICA INC | LULU | $303.0K | 1,307 | - | new | FIRST | |
| TJX COS INC NEW | TJX | $299.0K | 4,900 | - | new | FIRST | |
| MARVELL TECHNOLOGY GROUP LTD | MRVLXXXX | $299.0K | 11,250 | - | new | FIRST | |
| SERVICENOW INC | NOW | $296.0K | 1,050 | - | new | FIRST | |
| ISHARES TR | DSI | $293.0K | 2,438 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | SCHA | $293.0K | 3,875 | - | new | FIRST | |
| INVESCO EXCH TRADED FD TR II | PZA | $289.0K | 10,915 | - | new | FIRST | |
| ECOLAB INC | ECL | $286.0K | 1,480 | - | new | FIRST | |
| KRAFT HEINZ CO | KHC | $285.0K | 8,862 | - | new | FIRST | |
| PHILIP MORRIS INTL INC | PM | $281.0K | 3,300 | - | new | FIRST | |
| TRUIST FINL CORP | TFC | $278.0K | 4,932 | - | new | FIRST | |
| VANGUARD INDEX FDS | VOO | $277.0K | 936 | - | new | FIRST | |
| ROYAL GOLD INC | RGLD | $275.0K | 2,250 | - | new | FIRST | |
| INVESCO QQQ TR | QQQ | $274.0K | 1,287 | - | new | FIRST | |
| EASTGROUP PPTYS INC | EGP | $272.0K | 2,050 | - | new | FIRST | |
| PINNACLE FINL PARTNERS INC | PNFP | $268.0K | 4,182 | - | new | FIRST | |
| VANGUARD BD INDEX FDS | BSV | $267.0K | 3,314 | - | new | FIRST | |
| NXP SEMICONDUCTORS N V | NXPI | $267.0K | 2,100 | - | new | FIRST | |
| PROSHARES TR II | UVXYXXXX | $265.0K | 20,523 | - | new | FIRST | |
| LYONDELLBASELL INDUSTRIES NV | LYB | $262.0K | 2,773 | - | new | FIRST | |
| INVESCO EXCHANGE TRADED FD T | PRF | $259.0K | 2,043 | - | new | FIRST | |
| AUTOMATIC DATA PROCESSING IN | ADP | $256.0K | 1,503 | - | new | FIRST | |
| PARAMOUNT GLOBAL | PARA | $255.0K | 6,065 | - | new | FIRST | |
| YUM BRANDS INC | YUM | $253.0K | 2,510 | - | new | FIRST | |
| ISHARES TR | IBMJ | $251.0K | 9,734 | - | new | FIRST | |
| KINDER MORGAN INC DEL | KMI | $247.0K | 11,677 | - | new | FIRST | |
| EATON VANCE TAX ADVT DIV INC | EVT | $245.0K | 9,600 | - | new | FIRST | |
| NETFLIX INC | NFLX | $245.0K | 757 | - | new | FIRST | |
| SYSCO CORP | SYY | $240.0K | 2,807 | - | new | FIRST | |
| GENERAL MTRS CO | GM | $238.0K | 6,500 | - | new | FIRST | |
| S&P GLOBAL INC | SPGI | $237.0K | 867 | - | new | FIRST | |
| CONNECTONE BANCORP INC | CNOB | $236.0K | 9,193 | - | new | FIRST | |
| ISHARES TR | IBDO | $234.0K | 9,150 | - | new | DEBT | |
| ISHARES TR | IXN | $233.0K | 1,107 | - | new | FIRST | |
| ISHARES TR | IBMK | $227.0K | 8,671 | - | new | FIRST | |
| ARCONIC INC | L100PS | $225.0K | 7,327 | - | new | FIRST | |
| FRANCO NEV CORP | FNV | $212.0K | 2,050 | - | new | FIRST | |
| DARDEN RESTAURANTS INC | DRI | $209.0K | 1,914 | - | new | FIRST | |
| ISHARES TR | IYF | $208.0K | 1,510 | - | new | FIRST | |
| ISHARES TR | AOA | $208.0K | 3,583 | - | new | FIRST | |
| UNILEVER N V | UN | $206.0K | 3,593 | - | new | FIRST | |
| CEDAR FAIR L P | FUNXXXX | $204.0K | 3,675 | - | new | FIRST | |
| PACCAR INC | PCAR | $204.0K | 2,577 | - | new | FIRST | |
| SEATTLE GENETICS INC | SGENXXXX | $203.0K | 1,775 | - | new | FIRST | |
| CSX CORP | CSX | $202.0K | 2,798 | - | new | FIRST | |
| ISHARES TR | IBMQ | $202.0K | 7,715 | - | new | FIRST | |
| PIMCO MUN INCOME FD II | PML | $193.0K | 12,158 | - | new | FIRST | |
| SPROTT ASSET MANAGEMENT LP | CEF | $188.0K | 12,850 | - | new | FIRST | |
| DNP SELECT INCOME FD INC | DNP | $183.0K | 14,320 | - | new | FIRST | |
| ALPS ETF TR | AMLPXXXX | $177.0K | 20,853 | - | new | FIRST | |
| DIREXION SHS ETF TR | TECSXXXX | $114.0K | 16,000 | - | new | FIRST | |
| TITAN MED INC | TMDIF | $31.0K | 63,000 | - | new | FIRST |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Funds & ETFs | $43.3M | 5.7% |
| Retail & Consumer | $15.9M | 2.1% |
| Biotech & Pharma | $12.3M | 1.6% |
| Energy | $11.9M | 1.6% |
| Other sectors | $92.8M | 12.3% |
| Not classified | $579.8M | 76.7% |
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q4 2019 | $756.0M | 314 | 0 | 0 | 0 | 0 | 31.9% | 42 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.