FIRST TR EXCHANGE TRADED FD (FNI)
Institutional ownership reported to the SEC as of Q4 2022, across 17 quarters.
33
Reporting holders
$17.2M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | $4.9M | 127,908 | 0.00% | 17q | -12.6%-$704.0K |
| CITADEL ADVISORS LLC | $1.4M | 37,455 | 0.00% | 3q | +132.7%+$814.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.4M | 35,720 | 0.00% | 8q | HELD |
| AMERIPRISE FINANCIAL INC | $1.1M | 30,101 | 0.00% | 13q | -15.7%-$213.6K |
| MORGAN STANLEY | $1.1M | 30,080 | 0.00% | 21q | -81.5%-$5.1M |
| LEVEL FOUR ADVISORY SERVICES, LLC | $1.1M | 27,900 | 0.08% | new | NEW |
| JANE STREET GROUP, LLC | $796.0K | 20,875 | 0.00% | 13q | +75.1%+$341.3K |
| Kestra Advisory Services, LLC | $657.7K | 17,248 | 0.01% | new | NEW |
| LPL Financial LLC | $636.8K | 16,701 | 0.00% | 17q | +3.2%+$19.6K |
| FLOW TRADERS U.S. LLC | $586.0K | 15,363 | 0.03% | 2q | -7.5%-$47.2K |
| COTTONWOOD CAPITAL ADVISORS, LLC | $505.2K | 13,250 | 0.45% | 5q | -7.8%-$42.5K |
| COMERICA SECURITIES,INC. | $432.7K | 11,349 | 0.03% | new | NEW |
| MEITAV DASH INVESTMENTS LTD | $383.6K | 10,061 | 0.01% | 6q | HELD |
| TWO SIGMA SECURITIES, LLC | $341.9K | 8,967 | 0.01% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $328.0K | 8,610 | 0.00% | 8q | -5.4%-$18.7K |
| UBS Group AG | $293.6K | 7,700 | 0.00% | 17q | +7.7%+$20.9K |
| Advisory Services Network, LLC | $291.0K | 7,632 | 0.01% | 16q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $267.6K | 7,019 | 0.00% | new | NEW |
| Federation des caisses Desjardins du Quebec | $166.2K | 4,359 | 0.00% | 24q | HELD |
| Royal Bank of Canada | $137.0K | 3,585 | 0.00% | 17q | -92.5%-$1.7M |
| BANK OF AMERICA CORP /DE/ | $127.8K | 3,351 | 0.00% | 17q | -83.5%-$647.0K |
| Rockefeller Capital Management L.P. | $64.0K | 1,703 | 0.00% | 10q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $59.0K | 1,525 | 0.00% | 12q | -74.4%-$171.4K |
| HARBOUR INVESTMENTS, INC. | $31.3K | 820 | 0.00% | 7q | HELD |
| BENJAMIN F. EDWARDS & COMPANY, INC. | $16.0K | 410 | 0.00% | 15q | HELD |
| Belpointe Asset Management LLC | $15.6K | 409 | 0.00% | new | NEW |
| ASSETMARK, INC | $6.7K | 175 | 0.00% | 17q | HELD |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | $5.5K | 145 | 0.00% | 17q | +20.8% |
| Abound Wealth Management | $2.2K | 59 | 0.00% | new | NEW |
| Transamerica Financial Advisors, Inc. | $2.0K | 30 | 0.00% | 3q | -99.6%-$469.2K |
| NewEdge Advisors, LLC | $1.5K | 40 | 0.00% | new | NEW |
| Lowe Wealth Advisors, LLC | $381 | 10 | 0.00% | new | NEW |
| FMR LLC | $25 | 1 | 0.00% | 11q | -99.8%-$11.9K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2022 | 33 | $17.2M | 450,561 | 9 | 5 | 11 | 0.0% |
| Q3 2022 | 31 | $49.8M | 1,427,247 | 3 | 9 | 9 | 0.0% |
| Q2 2022 | 35 | $63.3M | 1,556,374 | 8 | 7 | 12 | 0.0% |
| Q1 2022 | 28 | $18.6M | 461,323 | 4 | 5 | 13 | 0.0% |
| Q4 2021 | 36 | $26.1M | 548,224 | 4 | 9 | 12 | 0.0% |
| Q3 2021 | 39 | $33.8M | 666,934 | 2 | 11 | 17 | 0.0% |
| Q2 2021 | 51 | $123.6M | 1,978,969 | 3 | 11 | 25 | 0.0% |
| Q1 2021 | 57 | $160.8M | 2,618,382 | 11 | 21 | 13 | 0.0% |
| Q4 2020 | 48 | $135.9M | 2,304,482 | 12 | 12 | 10 | 0.0% |
| Q3 2020 | 38 | $81.8M | 1,717,982 | 9 | 11 | 9 | 0.0% |
| Q2 2020 | 34 | $78.7M | 1,934,373 | 4 | 12 | 14 | 0.0% |
| Q1 2020 | 31 | $72.3M | 2,310,687 | 4 | 10 | 10 | 0.0% |
| Q4 2019 | 36 | $31.7M | 795,427 | 6 | 7 | 15 | 0.0% |
| Q3 2019 | 33 | $21.1M | 615,508 | 4 | 6 | 16 | 0.0% |
| Q2 2019 | 37 | $32.7M | 909,463 | 6 | 15 | 7 | 0.0% |
| Q1 2019 | 36 | $27.0M | 727,006 | 4 | 7 | 15 | 0.0% |
| Q4 2018 | 39 | $28.9M | 936,158 | 1 | 1 | 1 | 0.0% |