CATERPILLAR INC (CAT)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
3,891
Reporting holders
$369.4B
Reported value
70.1%
Of shares outstanding
7.5%
Held as options
+298
Holder change
Institutions report 322,379,973 shares against 459,674,889 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $40.5B | 37,991,505 | 0.60% | 8q | +2.2%+$875.4M |
| STATE STREET CORP | $36.6B | 34,392,316 | 1.09% | 31q | -1.4%-$520.0M |
| VANGUARD CAPITAL MANAGEMENT LLC | $32.0B | 30,077,764 | 0.68% | 2q | -0.5%-$166.9M |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | $15.5B | 14,509,304 | 10.57% | 31q | HELD |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $12.8B | 12,026,244 | 0.58% | 2q | +2.7%+$341.1M |
| GEODE CAPITAL MANAGEMENT, LLC | $11.9B | 11,175,493 | 0.64% | 31q | HELD |
| Fisher Asset Management, LLC | $10.6B | 9,942,521 | 3.15% | 31q | +1.7%+$177.4M |
| JPMORGAN CHASE & CO | $8.3B | 7,325,731 | 0.46% | 31q | +149.1%+$5.0B |
| MORGAN STANLEY | $8.0B | 7,504,426 | 0.42% | 35q | HELD |
| GATES FOUNDATION TRUST | $6.8B | 6,353,614 | 19.65% | 31q | HELD |
| FMR LLC | $6.2B | 5,781,969 | 0.27% | 31q | +51.2%+$2.1B |
| NORTHERN TRUST CORP | $6.0B | 5,664,155 | 0.70% | 31q | HELD |
| JANE STREET GROUP, LLC | $6.0B | 234,892 | 0.49% | 31q | +619.7%+$5.1B |
| BANK OF AMERICA CORP /DE/ | $5.8B | 5,463,565 | 0.37% | 31q | -3.8%-$227.9M |
| CITADEL ADVISORS LLC | $5.6B | 355,861 | 0.64% | 31q | +15.0%+$727.1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5.5B | 207,310 | 0.43% | 31q | -14.1%-$893.6M |
| GOLDMAN SACHS GROUP INC | $4.2B | 3,570,493 | 0.36% | 31q | +11.2%+$420.4M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $3.5B | 3,322,782 | 0.47% | 31q | -0.9%-$33.2M |
| Sixth Street Partners Management Company, L.P. | $3.5B | 3,322,782 | 0.47% | new | NEW |
| Invesco Ltd. | $3.5B | 3,284,093 | 0.28% | 31q | -14.7%-$602.2M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $3.4B | 3,153,638 | 0.61% | 31q | -3.5%-$121.3M |
| Capital World Investors | $3.3B | 3,060,432 | 0.38% | 31q | -13.6%-$514.5M |
| Bank of New York Mellon Corp | $3.2B | 2,998,131 | 0.52% | 31q | -13.1%-$479.2M |
| BARCLAYS PLC | $3.0B | 917,019 | 0.57% | 31q | -47.5%-$2.7B |
| DIMENSIONAL FUND ADVISORS LP | $2.9B | 2,742,185 | 0.53% | 31q | HELD |
| VANGUARD FIDUCIARY TRUST CO | $2.8B | 2,645,238 | 0.62% | 2q | +0.7%+$19.7M |
| Legal & General Group Plc | $2.8B | 2,613,814 | 0.58% | 31q | -5.7%-$169.1M |
| Nuveen, LLC | $2.8B | 2,600,359 | 0.66% | 6q | +12.6%+$308.9M |
| ROYAL BANK OF CANADA | $2.6B | 2,252,264 | 0.38% | 31q | HELD |
| Capital Research Global Investors | $2.3B | 2,198,729 | 0.33% | 31q | -31.3%-$1.1B |
| WELLS FARGO & COMPANY/MN | $2.3B | 2,118,690 | 0.37% | 31q | -48.3%-$2.1B |
| IMC-Chicago, LLC | $2.2B | options only | 0.54% | 19q | OPTIONS |
| Amundi | $2.2B | 2,062,345 | 0.53% | 21q | -7.0%-$165.4M |
| UBS Group AG | $2.0B | 1,700,215 | 0.26% | 31q | +21.0%+$349.0M |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $1.9B | 1,748,257 | 0.60% | 5q | +10.4%+$177.4M |
| Capital International Investors | $1.5B | 1,450,769 | 0.32% | 3q | -58.1%-$2.1B |
| CITIGROUP INC | $1.5B | 1,205,934 | 0.51% | 31q | +1.1%+$16.2M |
| Mitsubishi UFJ Asset Management Co., Ltd. | $1.5B | 1,377,957 | 0.81% | 31q | +2.0%+$28.3M |
| VOYA INVESTMENT MANAGEMENT LLC | $1.5B | 1,377,043 | 1.27% | 31q | -3.0%-$45.3M |
| PeakShares LLC | $1.5B | 1,365 | 1.08% | new | NEW |
| DEUTSCHE BANK AG\ | $1.5B | 1,364,014 | 0.42% | 34q | HELD |
| Swiss National Bank | $1.4B | 1,312,380 | 0.73% | 31q | -4.4%-$65.0M |
| Sumitomo Mitsui Trust Group, Inc. | $1.4B | 1,307,930 | 0.80% | 31q | HELD |
| Capital Wealth Planning, LLC | $1.3B | 1,197,856 | 6.37% | 31q | +1.0%+$12.5M |
| LPL Financial LLC | $1.3B | 1,182,150 | 0.28% | 31q | +7.5%+$88.3M |
| WELLINGTON MANAGEMENT GROUP LLP | $1.2B | 1,144,800 | 0.21% | 31q | +2.3%+$27.8M |
| Corient Private Wealth LP | $1.1B | 1,461,331 | 0.72% | 15q | +169.2%+$710.7M |
| RAYMOND JAMES FINANCIAL INC | $1.1B | 1,055,701 | 0.30% | 7q | +2.9%+$31.4M |
| National Pension Service | $1.1B | 1,010,122 | 0.69% | 31q | +2.2%+$22.8M |
| Vanguard Global Advisers, LLC | $1.1B | 993,341 | 0.49% | 2q | -2.3%-$25.3M |
| California Public Employees Retirement System | $1.0B | 965,570 | 0.58% | 31q | +9.7%+$91.3M |
| HSBC HOLDINGS PLC | $1.0B | 940,436 | 0.42% | 31q | +3.5%+$34.2M |
| AMERIPRISE FINANCIAL INC | $995.0M | 934,284 | 0.20% | 31q | -52.1%-$1.1B |
| CANADA PENSION PLAN INVESTMENT BOARD | $965.9M | 907,030 | 0.53% | 31q | +82.3%+$436.2M |
| BNP PARIBAS FINANCIAL MARKETS | $945.7M | 685,740 | 0.33% | 31q | +0.7%+$6.6M |
| PRIMECAP MANAGEMENT CO/CA/ | $928.3M | 871,700 | 0.55% | 31q | HELD |
| FRANKLIN RESOURCES INC | $898.5M | 843,713 | 0.19% | 31q | -13.3%-$137.4M |
| VANGUARD ASSET MANAGEMENT, Ltd | $889.2M | 834,999 | 0.60% | 2q | +12.0%+$94.9M |
| RHUMBLINE ADVISERS | $867.2M | 814,357 | 0.65% | 31q | +2.1%+$18.0M |
| NEUBERGER BERMAN GROUP LLC | $862.3M | 810,361 | 0.57% | 31q | -6.4%-$59.1M |
| MILLENNIUM MANAGEMENT LLC | $835.6M | 7,857 | 0.30% | 31q | -92.0%-$9.6B |
| BANK OF MONTREAL /CAN/ | $785.0M | 714,120 | 0.26% | 31q | -0.5%-$4.1M |
| PRINCIPAL FINANCIAL GROUP INC | $705.7M | 662,735 | 0.35% | 31q | -0.5%-$3.8M |
| Bank Julius Baer & Co. Ltd, Zurich | $646.5M | 610,219 | 1.68% | 26q | -7.6%-$53.2M |
| FIFTH THIRD BANCORP | $634.6M | 595,946 | 1.03% | 31q | +0.8%+$4.9M |
| STIFEL FINANCIAL CORP | $629.5M | 591,099 | 0.52% | 31q | +2.4%+$14.6M |
| ALLIANCEBERNSTEIN L.P. | $621.3M | 876,982 | 0.21% | 31q | +5.1%+$30.3M |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | $615.3M | 577,808 | 0.47% | 32q | -37.1%-$363.0M |
| HighTower Advisors, LLC | $601.6M | 564,930 | 0.58% | 31q | -4.6%-$29.2M |
| CTC LLC | $597.3M | 47,638 | 0.19% | new | NEW |
| Aberdeen Group plc | $581.5M | 546,048 | 0.82% | 31q | +5.6%+$30.8M |
| NEW YORK STATE COMMON RETIREMENT FUND | $562.1M | 527,804 | 0.71% | 31q | HELD |
| PRUDENTIAL FINANCIAL INC | $560.2M | 526,085 | 0.61% | 34q | +1.6%+$8.7M |
| AMERICAN CENTURY COMPANIES INC | $546.2M | 512,935 | 0.24% | 31q | -21.7%-$151.7M |
| CIBC Bancorp USA Inc. | $544.9M | 511,515 | 0.66% | 3q | +5.9%+$30.6M |
| TD Asset Management Inc | $533.6M | 501,053 | 0.46% | 31q | -14.4%-$89.9M |
| AQR CAPITAL MANAGEMENT LLC | $533.2M | 505,020 | 0.19% | 31q | +89.2%+$251.4M |
| VICTORY CAPITAL MANAGEMENT INC | $512.3M | 481,112 | 0.29% | 31q | -5.8%-$31.3M |
| US BANCORP \DE\ | $504.7M | 473,894 | 0.55% | 31q | -1.2%-$6.0M |
| SCHRODER INVESTMENT MANAGEMENT GROUP | $484.4M | 454,925 | 0.34% | 31q | -8.1%-$42.6M |
| NATIONAL BANK OF CANADA /FI/ | $480.9M | 242,726 | 0.34% | 19q | -13.4%-$74.3M |
| AVIVA PLC | $453.6M | 425,977 | 0.67% | 31q | +2.1%+$9.2M |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $415.8M | 390,457 | 0.69% | 31q | -4.3%-$18.6M |
| Creative Planning | $404.3M | 379,703 | 0.24% | 31q | +3.8%+$14.8M |
| Eurizon Capital SGR S.p.A. | $404.2M | 382,287 | 1.08% | 3q | +10.2%+$37.3M |
| MERCER GLOBAL ADVISORS INC /ADV | $402.4M | 377,870 | 0.25% | 30q | +141.1%+$235.5M |
| TORONTO DOMINION BANK | $397.9M | 193,657 | 0.46% | 31q | +30.2%+$92.3M |
| ENVESTNET ASSET MANAGEMENT INC | $394.2M | 370,141 | 0.09% | 31q | -12.6%-$56.9M |
| ProShare Advisors LLC | $393.2M | 369,208 | 0.57% | 31q | -16.0%-$74.8M |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | $391.6M | 367,704 | 0.55% | 7q | -4.9%-$20.3M |
| MACKENZIE FINANCIAL CORP | $387.5M | 363,903 | 0.39% | 31q | -14.8%-$67.1M |
| NOMURA ASSET MANAGEMENT CO LTD | $384.9M | 361,458 | 0.82% | 31q | HELD |
| Quantinno Capital Management LP | $382.1M | 358,789 | 0.46% | 19q | +16.3%+$53.5M |
| Winslow Capital Management, LLC | $373.5M | 350,774 | 1.29% | new | NEW |
| Pictet Asset Management Holding SA | $367.0M | 344,659 | 0.35% | 12q | -8.0%-$31.9M |
| Korea Investment CORP | $359.4M | 337,463 | 0.68% | 31q | -9.9%-$39.6M |
| PNC Financial Services Group, Inc. | $358.8M | 336,898 | 0.18% | 31q | -1.9%-$6.8M |
| Markel Group Inc. | $350.0M | 328,650 | 2.67% | 31q | HELD |
| D. E. Shaw & Co., Inc. | $347.1M | 124,461 | 0.17% | 31q | +133.1%+$198.2M |
| Walleye Trading LLC | $341.5M | 9,613 | 0.39% | 31q | +226.3%+$236.9M |
Showing the largest 100 of 4,058 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 3,891 | $369.4B | 322,379,973 | 384 | 1,252 | 1,376 | 7.5% |
| Q1 2026 | 3,593 | $239.4B | 319,097,047 | 307 | 1,077 | 1,347 | 5.7% |
| Q4 2025 | 3,387 | $192.4B | 318,475,439 | 286 | 1,016 | 1,123 | 5.2% |
| Q3 2025 | 3,012 | $161.9B | 323,192,704 | 262 | 936 | 1,023 | 4.8% |
| Q2 2025 | 2,858 | $130.7B | 322,121,700 | 229 | 943 | 962 | 4.4% |
| Q1 2025 | 2,733 | $110.7B | 322,352,969 | 108 | 934 | 962 | 4.0% |
| Q4 2024 | 2,825 | $124.9B | 331,611,788 | 108 | 872 | 871 | 3.7% |
| Q3 2024 | 2,649 | $137.4B | 334,845,455 | 189 | 823 | 861 | 4.7% |
| Q2 2024 | 2,521 | $118.3B | 334,600,086 | 119 | 826 | 831 | 5.8% |
| Q1 2024 | 2,504 | $139.9B | 353,773,562 | 204 | 751 | 891 | 7.6% |
| Q4 2023 | 2,382 | $110.2B | 351,063,385 | 142 | 708 | 785 | 6.0% |
| Q3 2023 | 2,174 | $99.4B | 343,478,333 | 137 | 683 | 723 | 5.7% |
| Q2 2023 | 2,094 | $89.6B | 344,308,082 | 133 | 698 | 709 | 5.5% |
| Q1 2023 | 2,012 | $84.3B | 349,792,543 | 119 | 652 | 676 | 5.2% |
| Q4 2022 | 1,894 | $83.0B | 321,045,489 | 250 | 526 | 568 | 7.4% |
| Q3 2022 | 1,996 | $62.7B | 360,286,170 | 75 | 693 | 655 | 5.4% |
| Q2 2022 | 2,084 | $69.2B | 366,883,357 | 97 | 704 | 732 | 5.3% |
| Q1 2022 | 2,183 | $86.2B | 368,242,228 | 154 | 849 | 642 | 4.8% |
| Q4 2021 | 2,168 | $80.0B | 363,999,612 | 156 | 736 | 583 | 6.0% |
| Q3 2021 | 1,945 | $76.0B | 369,996,208 | 85 | 718 | 621 | 6.6% |
| Q2 2021 | 2,023 | $86.2B | 377,223,715 | 121 | 762 | 611 | 4.8% |
| Q1 2021 | 2,027 | $92.9B | 380,132,826 | 199 | 668 | 685 | 5.2% |
| Q4 2020 | 1,902 | $74.3B | 377,771,525 | 191 | 625 | 566 | 7.3% |
| Q3 2020 | 1,665 | $58.9B | 372,345,603 | 187 | 513 | 562 | 5.8% |
| Q2 2020 | 1,556 | $48.8B | 365,020,080 | 147 | 457 | 601 | 5.5% |
| Q1 2020 | 1,504 | $44.8B | 368,783,160 | 84 | 526 | 586 | 4.6% |
| Q4 2019 | 1,676 | $59.3B | 377,799,092 | 142 | 446 | 565 | 5.9% |
| Q3 2019 | 1,499 | $49.0B | 364,729,899 | 71 | 479 | 589 | 6.0% |
| Q2 2019 | 1,571 | $54.9B | 373,031,488 | 80 | 523 | 590 | 7.4% |
| Q1 2019 | 1,603 | $54.4B | 381,215,475 | 128 | 518 | 551 | 5.1% |
| Q4 2018 | 1,572 | $53.5B | 395,829,179 | 14 | 27 | 24 | 6.1% |