FIRST TR EXCH TRADED FD III (FPE)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
444
Reporting holders
$4.2B
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $957.6M | 53,554,746 | 0.05% | 35q | +1.5%+$14.2M |
| ROYAL BANK OF CANADA | $350.2M | 19,584,015 | 0.05% | 31q | HELD |
| LPL Financial LLC | $331.0M | 18,509,769 | 0.07% | 31q | +3.8%+$12.0M |
| WELLS FARGO & COMPANY/MN | $327.6M | 18,324,364 | 0.05% | 31q | -46.2%-$281.0M |
| RAYMOND JAMES FINANCIAL INC | $178.9M | 10,005,158 | 0.05% | 7q | -1.9%-$3.5M |
| UBS Group AG | $163.1M | 9,120,419 | 0.02% | 31q | -2.5%-$4.2M |
| BANK OF AMERICA CORP /DE/ | $162.4M | 9,085,190 | 0.01% | 31q | +5.0%+$7.7M |
| AMERIPRISE FINANCIAL INC | $93.8M | 5,248,497 | 0.02% | 11q | -47.8%-$85.9M |
| HighTower Advisors, LLC | $62.1M | 3,472,189 | 0.06% | 9q | HELD |
| Cetera Investment Advisers | $58.6M | 3,276,892 | 0.05% | 6q | +10.5%+$5.6M |
| STIFEL FINANCIAL CORP | $46.6M | 2,606,231 | 0.04% | 31q | +10.8%+$4.5M |
| ENVESTNET ASSET MANAGEMENT INC | $45.0M | 2,516,214 | 0.01% | 31q | HELD |
| Kestra Advisory Services, LLC | $43.3M | 2,421,331 | 0.14% | 24q | HELD |
| MAI Capital Management | $39.7M | 2,219,975 | 0.15% | 7q | +11.1%+$4.0M |
| OSAIC HOLDINGS, INC. | $39.6M | 2,216,273 | 0.05% | 26q | -1.1%-$438.1K |
| Advisory Alpha, LLC | $39.1M | 2,184,822 | 0.96% | 7q | +1.7%+$666.5K |
| Rockefeller Capital Management L.P. | $36.5M | 2,041,355 | 0.06% | 27q | HELD |
| Baird Financial Group, Inc. | $36.3M | 2,028,641 | 0.05% | 31q | +3.4%+$1.2M |
| Magnus Financial Group LLC | $35.0M | 1,959,719 | 2.48% | 31q | +3.9%+$1.3M |
| PARK NATIONAL CORP /OH/ | $34.0M | 1,903,567 | 0.95% | 31q | +2.0%+$667.4K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $27.7M | 1,550,463 | 0.01% | 31q | +17.7%+$4.2M |
| Falcon Wealth Planning | $27.4M | 1,534,702 | 1.73% | 7q | +1.3%+$362.7K |
| TRUIST FINANCIAL CORP | $27.4M | 1,533,802 | 0.03% | 27q | +2.0%+$528.7K |
| AFFINITY WEALTH MANAGEMENT LLC | $27.0M | 1,508,832 | 3.47% | 9q | +1.4%+$373.3K |
| Prospera Financial Services Inc | $25.3M | 1,413,667 | 0.37% | 29q | -6.8%-$1.8M |
| COUNTRY TRUST BANK | $23.4M | 1,309,301 | 0.41% | 31q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $23.3M | 1,303,372 | 0.03% | 31q | -4.7%-$1.2M |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $23.1M | 1,293,097 | 0.34% | 31q | +4.3%+$957.9K |
| Steward Partners Investment Advisory, LLC | $19.7M | 1,102,564 | 0.10% | 29q | +7.6%+$1.4M |
| Ashton Thomas Private Wealth, LLC | $19.5M | 1,092,360 | 0.41% | 9q | +18.1%+$3.0M |
| HCR Wealth Advisors | $18.4M | 1,027,972 | 1.65% | 31q | +2.9%+$513.6K |
| Parkside Investments, LLC | $18.3M | 1,021,131 | 2.02% | 2q | +51.3%+$6.2M |
| MERCER GLOBAL ADVISORS INC /ADV | $17.7M | 988,602 | 0.01% | 7q | +77.6%+$7.7M |
| CITIGROUP INC | $17.6M | 984,754 | 0.01% | 31q | -12.5%-$2.5M |
| Arax Advisory Partners | $16.0M | 894,648 | 0.11% | 29q | +3.0%+$470.1K |
| Concurrent Investment Advisors, LLC | $15.4M | 862,964 | 0.13% | 11q | +54.1%+$5.4M |
| Waverly Advisors, LLC | $15.1M | 842,725 | 0.09% | 10q | +4.7%+$676.6K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $14.6M | 816,488 | 0.16% | 24q | +23.8%+$2.8M |
| Avidian Wealth Enterprises, LLC | $14.3M | 799,715 | 0.40% | 21q | +2.0%+$276.1K |
| &PARTNERS | $14.1M | 790,728 | 0.06% | 11q | +6.2%+$822.0K |
| FIDUCIARY FINANCIAL ADVISORS | $14.1M | 787,556 | 1.43% | new | NEW |
| Twelve Points Wealth Management LLC | $13.9M | 775,066 | 2.78% | 10q | +15.9%+$1.9M |
| Ameritas Investment Partners, Inc. | $13.5M | 754,936 | 0.36% | 10q | +5.4%+$687.3K |
| JPMORGAN CHASE & CO | $13.3M | 741,502 | 0.00% | 31q | -13.0%-$2.0M |
| JONES FINANCIAL COMPANIES LLLP | $13.1M | 735,831 | 0.01% | 10q | +13.1%+$1.5M |
| Curran Financial Partners, LLC | $12.8M | 715,791 | 1.91% | 5q | +12.6%+$1.4M |
| Wealthspire Retirement, LLC | $11.3M | 634,468 | 0.62% | new | NEW |
| MML INVESTORS SERVICES, LLC | $11.3M | 630,773 | 0.02% | 13q | +13.8%+$1.4M |
| Trinity Legacy Partners, LLC | $11.3M | 628,202 | 2.25% | 22q | +6.3%+$663.4K |
| BANK OF MONTREAL /CAN/ | $10.9M | 611,306 | 0.00% | 26q | -3.4%-$379.5K |
| Csenge Advisory Group | $10.7M | 596,441 | 0.43% | 31q | HELD |
| Quad-Cities Investment Group, LLC | $10.1M | 564,160 | 3.63% | 31q | +5.2%+$500.2K |
| Seros Financial, LLC | $9.9M | 555,256 | 5.17% | 7q | +7.1%+$658.0K |
| Summit Financial, LLC | $9.8M | 546,256 | 0.11% | 21q | -5.6%-$578.2K |
| Glassy Mountain Advisors, Inc. | $9.6M | 537,655 | 2.63% | 13q | +8.7%+$766.9K |
| US BANCORP \DE\ | $9.3M | 518,224 | 0.01% | 31q | +4.1%+$365.9K |
| Mariner, LLC | $9.0M | 502,570 | 0.01% | 19q | -39.8%-$5.9M |
| Midwest Heritage Bank, FSB | $8.9M | 495,910 | 2.51% | 19q | +4.4%+$372.1K |
| Chicago Partners Investment Group LLC | $8.9M | 499,130 | 0.18% | 29q | +5.7%+$477.4K |
| FIFTH THIRD BANCORP | $8.8M | 494,700 | 0.01% | 2q | +3.5%+$299.6K |
| LARCH CAPITAL PARTNERS LLC | $8.6M | 483,745 | 1.24% | 3q | +53.6%+$3.0M |
| Fifth Third Securities, Inc. | $8.6M | 481,579 | 0.49% | 6q | +9.3%+$735.9K |
| Newman Dignan & Sheerar, Inc. | $8.6M | 478,985 | 1.64% | 17q | +4.2%+$343.3K |
| Prasad Wealth Partners, LLC | $8.4M | 470,663 | 2.03% | 7q | +0.7%+$60.2K |
| Gladstone Institutional Advisory LLC | $8.4M | 467,096 | 0.26% | 30q | +3.5%+$281.6K |
| Equitable Holdings, Inc. | $8.3M | 464,148 | 0.05% | 27q | -25.8%-$2.9M |
| Kinloch Capital, LLC | $8.0M | 450,032 | 2.94% | 23q | -47.6%-$7.3M |
| Integrated Wealth Concepts LLC | $8.0M | 446,994 | 0.04% | 29q | +47.4%+$2.6M |
| OPPENHEIMER & CO INC | $7.9M | 442,504 | 0.08% | 2q | +1.6%+$124.4K |
| HARBOUR INVESTMENTS, INC. | $7.9M | 440,514 | 0.11% | 21q | +2.8%+$213.3K |
| Gradient Investments LLC | $7.8M | 436,935 | 0.11% | 31q | +3.0%+$228.7K |
| PFS Partners, LLC | $7.5M | 422,184 | 3.06% | 19q | +3.8%+$273.5K |
| Glass Jacobson Investment Advisors llc | $7.3M | 407,228 | 2.27% | 14q | +1.0%+$71.6K |
| STEPHENS INC /AR/ | $7.1M | 395,161 | 0.08% | 31q | +1.0%+$70.6K |
| Marion Wealth Management | $7.0M | 390,957 | 1.42% | 11q | +3.5%+$235.8K |
| Blackhawk Capital Partners, LLC | $6.9M | 387,592 | 2.26% | new | NEW |
| KINGSWOOD WEALTH ADVISORS, LLC | $6.5M | 360,906 | 0.26% | 11q | -31.8%-$3.0M |
| FIRST TRUST ADVISORS LP | $6.4M | 357,462 | 0.00% | 31q | +8.0%+$472.2K |
| Juno Financial Group LLC | $6.3M | 350,656 | 2.22% | 3q | +8.4%+$484.5K |
| IMA Advisory Services, Inc. | $6.1M | 342,759 | 0.38% | 8q | +0.6%+$33.8K |
| HOWARD FINANCIAL SERVICES, LTD. | $6.1M | 341,178 | 0.61% | 16q | -3.5%-$224.5K |
| Ironwood Investment Counsel, LLC | $6.1M | 338,684 | 0.79% | 28q | -2.2%-$133.5K |
| ARQ WEALTH ADVISORS, LLC | $6.0M | 334,419 | 0.74% | new | NEW |
| Private Advisor Group, LLC | $5.9M | 328,945 | 0.03% | 29q | +7.8%+$425.7K |
| Triumph Capital Management | $5.8M | 326,283 | 1.06% | 3q | +5.3%+$292.6K |
| Traction Financial Partners, LLC | $5.7M | 318,020 | 3.02% | 11q | +1.8%+$102.1K |
| Mainsail Financial Group, LLC | $5.6M | 314,191 | 1.91% | 15q | -21.6%-$1.5M |
| Uniting Wealth Partners, LLC | $5.6M | 313,744 | 1.14% | 4q | +8.3%+$431.7K |
| Family Legacy, Inc. | $5.4M | 303,714 | 1.45% | 22q | HELD |
| Valmark Advisers, Inc. | $5.3M | 298,387 | 0.06% | 25q | +4.4%+$224.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $5.0M | 281,604 | 0.01% | 20q | -5.4%-$287.6K |
| Kingsview Wealth Management, LLC | $5.0M | 279,968 | 0.06% | 28q | +8.4%+$389.9K |
| Vestmark Advisory Solutions, Inc. | $4.8M | 270,705 | 0.05% | 4q | -20.6%-$1.3M |
| TWIN PEAKS WEALTH ADVISORS, LLC | $4.5M | 253,137 | 1.03% | 11q | -4.7%-$225.0K |
| Brookstone Capital Management | $4.5M | 250,098 | 0.04% | 13q | +17.4%+$662.5K |
| Bluespring Wealth Management, LLC | $4.4M | 248,590 | 0.09% | new | NEW |
| Sound Income Strategies, LLC | $4.4M | 247,378 | 0.20% | 31q | -1.7%-$78.0K |
| CAPTRUST FINANCIAL ADVISORS | $4.3M | 240,907 | 0.01% | 25q | +21.7%+$767.7K |
| Note Advisors, LLC | $4.2M | 235,753 | 1.83% | 2q | +10.0%+$384.6K |
| Western Wealth Management, LLC | $4.2M | 234,136 | 0.14% | 30q | -6.3%-$281.1K |
Showing the largest 100 of 463 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 444 | $4.2B | 237,085,544 | 45 | 173 | 128 | 0.0% |
| Q1 2026 | 443 | $4.5B | 254,833,959 | 47 | 172 | 131 | 0.0% |
| Q4 2025 | 446 | $4.2B | 232,410,059 | 47 | 173 | 128 | 0.0% |
| Q3 2025 | 415 | $4.2B | 227,752,037 | 30 | 171 | 127 | 0.0% |
| Q2 2025 | 422 | $4.3B | 242,190,810 | 42 | 150 | 134 | 0.0% |
| Q1 2025 | 421 | $3.7B | 211,973,730 | 37 | 169 | 121 | 0.0% |
| Q4 2024 | 422 | $3.6B | 203,354,728 | 44 | 161 | 107 | 0.0% |
| Q3 2024 | 388 | $3.4B | 187,868,529 | 38 | 148 | 117 | 0.0% |
| Q2 2024 | 383 | $3.1B | 180,078,968 | 33 | 117 | 138 | 0.1% |
| Q1 2024 | 381 | $4.7B | 274,153,798 | 38 | 131 | 126 | 0.0% |
| Q4 2023 | 376 | $4.0B | 236,743,074 | 31 | 106 | 159 | 0.0% |
| Q3 2023 | 356 | $3.0B | 185,514,595 | 26 | 115 | 143 | 0.0% |
| Q2 2023 | 364 | $3.0B | 189,733,670 | 34 | 119 | 142 | 0.0% |
| Q1 2023 | 355 | $3.0B | 189,014,736 | 26 | 120 | 129 | 0.0% |
| Q4 2022 | 362 | $3.3B | 193,470,750 | 45 | 93 | 157 | 0.0% |
| Q3 2022 | 396 | $3.7B | 220,063,410 | 37 | 125 | 144 | 0.0% |
| Q2 2022 | 403 | $3.7B | 215,019,500 | 40 | 104 | 185 | 0.0% |
| Q1 2022 | 422 | $4.5B | 239,480,877 | 51 | 143 | 142 | 0.1% |
| Q4 2021 | 407 | $4.8B | 238,426,055 | 47 | 182 | 89 | 0.0% |
| Q3 2021 | 360 | $4.5B | 217,601,174 | 39 | 183 | 67 | 0.0% |
| Q2 2021 | 351 | $4.1B | 200,416,210 | 44 | 183 | 68 | 0.0% |
| Q1 2021 | 331 | $3.6B | 176,254,164 | 31 | 152 | 77 | 0.0% |
| Q4 2020 | 332 | $3.3B | 165,115,769 | 36 | 140 | 76 | 0.0% |
| Q3 2020 | 288 | $2.8B | 147,839,447 | 25 | 126 | 80 | 0.0% |
| Q2 2020 | 300 | $2.6B | 140,450,333 | 42 | 108 | 99 | 0.0% |
| Q1 2020 | 297 | $2.2B | 132,225,340 | 45 | 126 | 84 | 0.0% |
| Q4 2019 | 302 | $2.5B | 123,377,348 | 31 | 141 | 45 | 0.0% |
| Q3 2019 | 259 | $2.1B | 108,600,657 | 34 | 136 | 44 | 0.0% |
| Q2 2019 | 243 | $1.8B | 94,361,773 | 38 | 106 | 54 | 0.0% |
| Q1 2019 | 231 | $1.5B | 79,954,674 | 31 | 96 | 51 | 0.0% |
| Q4 2018 | 232 | $1.4B | 75,421,134 | 4 | 7 | 6 | 0.0% |