SPDR SERIES TRUST (SHM)
Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.
26
Reporting holders
$36.7M
Reported value
0.0%
Calls
0.0%
Puts
-373
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GAMMA Investing LLC | $8.4M | 179,586 | 0.28% | 12q | +127.0%+$4.7M |
| Farther Finance Advisors, LLC | $5.9M | 127,268 | 0.04% | 16q | +3.9%+$221.5K |
| Apella Capital, LLC | $4.5M | 95,637 | 0.06% | 26q | +8.5%+$349.5K |
| Boston Standard Wealth Management, LLC | $2.0M | 43,420 | 0.29% | 28q | +2.3%+$46.2K |
| FC Advisory LLC | $1.5M | 32,645 | 0.40% | 17q | +0.6%+$8.4K |
| McNaughton Wealth Management, LLC | $1.5M | 31,323 | 0.51% | 28q | -32.2%-$692.4K |
| Versant Capital Management, Inc | $1.4M | 29,855 | 0.12% | 16q | -4.5%-$65.8K |
| JUNCTURE WEALTH STRATEGIES, LLC | $1.3M | 28,870 | 0.35% | 26q | +17.3%+$199.0K |
| Capital Advisors Wealth Management, LLC | $1.3M | 28,849 | 0.15% | 6q | +38.9%+$376.7K |
| Wealth Enhancement Trust Services, Inc. | $1.3M | 26,836 | 0.13% | 4q | -52.4%-$1.4M |
| CYPRESS FINANCIAL PLANNING LLC | $1.2M | 25,604 | 0.32% | 11q | +11.4%+$122.2K |
| Rosenberg Matthew Hamilton | $934.6K | 20,035 | 0.17% | 27q | +205.8%+$629.0K |
| Prosperity Planning, Inc. | $915.0K | 19,615 | 0.20% | 18q | +0.8%+$7.4K |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $906.7K | 19,437 | 0.02% | 11q | HELD |
| LEGACY SOLUTIONS, LLC | $699.3K | 14,991 | 0.53% | 8q | -2.2%-$16.0K |
| KWMG, LLC | $588.4K | 12,613 | 0.04% | 32q | -56.5%-$763.2K |
| Valeo Financial Advisors, LLC | $551.6K | 11,825 | 0.01% | 3q | HELD |
| ROCKLAND TRUST CO | $460.7K | 9,875 | 0.02% | new | NEW |
| RIVERSEDGE ADVISORS, LLC | $413.9K | 8,871 | 0.05% | 27q | -3.4%-$14.6K |
| SigFig Wealth Management, LLC | $352.3K | 7,552 | 0.01% | 3q | +40.7%+$101.8K |
| KFA Private Wealth Group, LLC | $346.4K | 7,426 | 0.08% | 6q | HELD |
| MassMutual Private Wealth & Trust, FSB | $133.0K | 2,851 | 0.00% | 20q | -9.4%-$13.8K |
| VALLEY WEALTH MANAGERS, INC. | $17.4K | 373 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $14.7K | 315 | 0.00% | 11q | -33.5%-$7.4K |
| Bangor Savings Bank | $6.3K | 134 | 0.00% | 18q | HELD |
| CX Institutional | $4.9K | 105,666 | 0.13% | 11q | -90.6%-$47.4K |
| EASTERN BANK | $3.6K | 77 | 0.00% | 7q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 26 | $36.7M | 785,883 | 2 | 11 | 8 | 0.0% |
| Q2 2026 | 399 | $3.3B | 68,094,805 | 29 | 122 | 135 | 0.0% |
| Q1 2026 | 398 | $3.2B | 67,442,252 | 28 | 119 | 135 | 0.0% |
| Q4 2025 | 399 | $3.2B | 65,715,747 | 32 | 119 | 131 | 0.0% |
| Q3 2025 | 384 | $3.1B | 65,250,403 | 21 | 113 | 128 | 0.0% |
| Q2 2025 | 395 | $3.2B | 66,315,831 | 24 | 104 | 170 | 0.0% |
| Q1 2025 | 410 | $3.2B | 66,919,767 | 31 | 99 | 169 | 0.0% |
| Q4 2024 | 410 | $3.4B | 71,482,491 | 32 | 124 | 131 | 0.0% |
| Q3 2024 | 405 | $3.4B | 71,475,277 | 24 | 92 | 161 | 0.0% |
| Q2 2024 | 422 | $3.7B | 77,518,381 | 27 | 109 | 171 | 0.0% |
| Q1 2024 | 426 | $4.2B | 88,705,093 | 31 | 103 | 180 | 0.0% |
| Q4 2023 | 432 | $4.2B | 88,454,395 | 49 | 103 | 185 | 0.0% |
| Q3 2023 | 405 | $3.7B | 79,099,989 | 30 | 93 | 171 | 0.0% |
| Q2 2023 | 428 | $4.0B | 83,961,532 | 29 | 120 | 167 | 0.0% |
| Q1 2023 | 434 | $4.0B | 84,531,839 | 29 | 107 | 182 | 0.0% |
| Q4 2022 | 465 | $4.4B | 93,487,748 | 57 | 126 | 173 | 0.0% |
| Q3 2022 | 445 | $4.0B | 86,310,704 | 48 | 115 | 176 | 0.0% |
| Q2 2022 | 471 | $4.2B | 89,475,593 | 69 | 114 | 183 | 0.0% |
| Q1 2022 | 455 | $4.5B | 96,468,681 | 38 | 142 | 150 | 0.0% |
| Q4 2021 | 472 | $4.7B | 94,808,685 | 40 | 126 | 144 | 0.0% |
| Q3 2021 | 435 | $4.4B | 89,760,864 | 35 | 149 | 126 | 0.0% |
| Q2 2021 | 427 | $4.2B | 84,698,157 | 36 | 152 | 114 | 0.0% |
| Q1 2021 | 426 | $4.0B | 80,599,326 | 45 | 161 | 111 | 0.0% |
| Q4 2020 | 417 | $3.8B | 75,308,051 | 29 | 141 | 106 | 0.2% |
| Q3 2020 | 395 | $3.6B | 71,553,794 | 39 | 144 | 105 | 0.0% |
| Q2 2020 | 385 | $3.3B | 66,930,300 | 32 | 129 | 125 | 0.0% |
| Q1 2020 | 390 | $3.0B | 61,242,591 | 49 | 119 | 138 | 0.0% |
| Q4 2019 | 375 | $2.7B | 54,558,279 | 29 | 128 | 82 | 0.0% |
| Q3 2019 | 350 | $2.5B | 51,196,366 | 29 | 104 | 109 | 0.0% |
| Q2 2019 | 351 | $2.5B | 51,381,859 | 25 | 108 | 112 | 0.0% |
| Q1 2019 | 357 | $2.4B | 50,207,113 | 47 | 86 | 125 | 0.0% |
| Q4 2018 | 338 | $2.6B | 53,403,812 | 2 | 4 | 11 | 0.0% |