NOVARTIS AG (NVS)
Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.
79
Reporting holders
$96.8M
Reported value
0.0%
Calls
0.0%
Puts
-1,560
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC | $26.4M | 185,430 | 0.32% | 3q | +1.7%+$451.9K |
| Douglas Lane & Associates, LLC | $18.9M | 132,255 | 0.25% | 32q | -5.6%-$1.1M |
| Farther Finance Advisors, LLC | $5.9M | 41,229 | 0.04% | 16q | +10.4%+$554.5K |
| Gradient Investments LLC | $5.4M | 37,780 | 0.08% | 32q | +1.3%+$69.3K |
| Coastline Trust Co | $2.9M | 20,095 | 0.27% | 32q | -2.4%-$71.3K |
| HALL LAURIE J TRUSTEE | $2.8M | 19,686 | 0.89% | 30q | -14.0%-$457.8K |
| BENEDICT FINANCIAL ADVISORS INC | $2.4M | 16,800 | 0.48% | 32q | -1.5%-$36.4K |
| GAMMA Investing LLC | $2.0M | 14,019 | 0.07% | 12q | HELD |
| PARK NATIONAL CORP /OH/ | $1.9M | 13,274 | 0.05% | 32q | -6.0%-$120.5K |
| Versant Capital Management, Inc | $1.5M | 10,719 | 0.13% | 17q | HELD |
| Valeo Financial Advisors, LLC | $1.4M | 9,475 | 0.03% | 32q | +1.8%+$23.5K |
| Venture Visionary Partners LLC | $1.3M | 9,250 | 0.03% | 28q | -1.6%-$20.8K |
| Avidian Wealth Enterprises, LLC | $1.3M | 9,152 | 0.04% | 31q | +5.2%+$64.6K |
| Wedmont Private Capital | $1.3M | 8,890 | 0.03% | 14q | +50.8%+$428.8K |
| HF Advisory Group, LLC | $1.3M | 8,897 | 0.38% | 13q | +4.0%+$49.3K |
| Kennon-Green & Company, LLC | $1.1M | 7,412 | 0.81% | 16q | -0.5%-$5.7K |
| CYPRESS ASSET MANAGEMENT INC/TX | $941.4K | 6,603 | 0.19% | 32q | -2.3%-$22.4K |
| EASTERN BANK | $911.3K | 6,392 | 0.01% | 9q | -5.2%-$50.2K |
| Marotta Asset Management | $900.8K | 6,318 | 0.15% | 22q | -0.5%-$4.7K |
| Bangor Savings Bank | $840.6K | 5,896 | 0.06% | 19q | +2.5%+$20.5K |
| Peoples Bank/KS | $825.5K | 5,790 | 0.80% | 13q | HELD |
| Dickmeyer Boyce Financial Management, Inc. | $821.5K | 5,762 | 0.42% | 3q | HELD |
| BAKER TILLY WEALTH MANAGEMENT, LLC | $689.5K | 4,836 | 0.14% | 24q | +18.0%+$105.4K |
| Veracity Capital LLC | $673.8K | 4,726 | 0.18% | 28q | -0.7%-$4.8K |
| Monument Capital Management | $634.2K | 4,448 | 0.13% | 5q | -12.4%-$89.5K |
| Violich Capital Management, Inc. | $548.5K | 3,847 | 0.06% | 32q | -2.5%-$14.3K |
| Roxbury Financial LLC | $539.2K | 3,782 | 0.41% | 8q | HELD |
| YHB Investment Advisors, Inc. | $499.4K | 3,503 | 0.03% | 32q | HELD |
| RIVERSEDGE ADVISORS, LLC | $482.7K | 3,386 | 0.06% | 7q | -12.8%-$70.9K |
| DAVIDSON TRUST CO | $480.5K | 3,370 | 0.19% | 28q | -8.5%-$44.9K |
| Apella Capital, LLC | $459.2K | 3,205 | 0.01% | 7q | +8.3%+$35.1K |
| Grove Bank & Trust | $416.3K | 2,920 | 0.04% | 16q | -21.5%-$114.3K |
| Sound Income Strategies, LLC | $411.3K | 2,874 | 0.02% | 15q | -5.3%-$22.9K |
| JOURNEY RETIREMENT PLANNING & INVESTMENT MANAGEMENT LLC | $384.7K | 2,698 | 0.28% | 4q | -23.3%-$116.8K |
| SAPIENT CAPITAL LLC | $379.7K | 2,663 | 0.01% | 6q | -43.7%-$294.1K |
| Montecito Bank & Trust | $341.6K | 2,396 | 0.05% | 2q | +38.7%+$95.2K |
| Cooper Financial Group | $332.9K | 2,335 | 0.03% | 3q | +3.6%+$11.7K |
| Vann Equity Management LLC | $319.0K | 2,238 | 0.19% | 3q | HELD |
| JUNCTURE WEALTH STRATEGIES, LLC | $313.4K | 2,198 | 0.08% | 4q | +10.0%+$28.5K |
| Gerald Baker Financial Group LLC | $312.8K | 2,194 | 0.09% | 3q | HELD |
| Dorato Capital Management | $301.5K | 2,104 | 0.20% | 4q | HELD |
| Mirador Capital Partners LP | $299.8K | 2,103 | 0.03% | 3q | +0.6%+$1.9K |
| Dakota Community Bank & Trust NA | $296.7K | 2,081 | 0.85% | 16q | HELD |
| CoreCap Advisors, LLC | $283.3K | 1,987 | 0.01% | 11q | -25.6%-$97.5K |
| Pacifica Partners Inc. | $279.8K | 1,984 | 0.08% | 28q | HELD |
| Hummer Financial Advisory Services Inc | $274.6K | 1,926 | 0.18% | 4q | HELD |
| Rosenberg Matthew Hamilton | $264.5K | 1,855 | 0.05% | 27q | +2.9%+$7.4K |
| DIVERSIFIED MANAGEMENT INC | $258.1K | 1,810 | 0.05% | new | NEW |
| MOODY NATIONAL BANK TRUST DIVISION | $256.9K | 1,802 | 0.02% | 4q | HELD |
| AMERICAN NATIONAL BANK & TRUST | $253.2K | 1,776 | 0.02% | 29q | -0.6%-$1.4K |
| Adelphi Trust Co | $249.4K | 1,749 | 0.16% | 4q | +7.1%+$16.5K |
| ROCKLAND TRUST CO | $239.8K | 1,682 | 0.01% | 10q | HELD |
| Byrne Asset Management LLC | $236.3K | 1,675 | 0.13% | new | NEW |
| RVW Wealth, LLC | $219.8K | 1,542 | 0.01% | 7q | HELD |
| Post Resch Tallon Group Inc. | $214.0K | 1,501 | 0.15% | 6q | -10.7%-$25.7K |
| Balefire, LLC | $210.0K | 1,473 | 0.03% | 3q | -2.4%-$5.1K |
| Boltwood Capital Management | $209.9K | 1,473 | 0.05% | new | NEW |
| O'Keefe Stevens Advisory, Inc. | $208.2K | 1,460 | 0.04% | 3q | +6.3%+$12.4K |
| PFW Advisors LLC | $207.7K | 1,457 | 0.06% | 4q | -0.5%-$1.1K |
| First Heartland Consultants, Inc. | $205.4K | 1,441 | 0.01% | new | NEW |
| GK Wealth Management LLC | $145.6K | 1,021 | 0.08% | new | NEW |
| TOMPKINS FINANCIAL CORP | $126.0K | 884 | 0.01% | 31q | HELD |
| Bullock Wealth Management Group | $94.9K | 673 | 0.04% | 11q | HELD |
| Trust Co | $79.0K | 554 | 0.01% | 32q | -0.7% |
| Hickory Point Bank & Trust | $73.6K | 516 | 0.04% | 3q | HELD |
| VALLEY WEALTH MANAGERS, INC. | $64.6K | 453 | 0.00% | 5q | HELD |
| Retirement Wealth Solutions LLC | $36.4K | 255 | 0.02% | 8q | HELD |
| Bank of New Hampshire | $36.4K | 255 | 0.01% | 19q | HELD |
| Quintet Private Bank (Europe) S.A. | $25.8K | 181 | 0.00% | 16q | HELD |
| ELEVATION WEALTH PARTNERS, LLC | $22.8K | 160 | 0.01% | 2q | +33.3%+$5.7K |
| ARMSTRONG ADVISORY GROUP, INC | $16.5K | 116 | 0.00% | 16q | HELD |
| MJT & Associates Financial Advisory Group, Inc. | $14.7K | 103 | 0.01% | 7q | -30.4%-$6.4K |
| Horrell Capital Management, Inc. | $14.3K | 100 | 0.01% | 16q | HELD |
| FIRST COMMUNITY TRUST NA | $14.0K | 98 | 0.00% | 20q | HELD |
| Aventus Investment Advisors, Inc. | $12.8K | 90 | 0.01% | 6q | HELD |
| Planning Strategies Inc. | $10.4K | 73 | 0.01% | new | NEW |
| GILPIN WEALTH MANAGEMENT, LLC | $7.3K | 51 | 0.00% | new | NEW |
| Paladin Partners, LLC | $4.4K | 31 | 0.00% | 2q | HELD |
| TOTH FINANCIAL ADVISORY CORP | $2.4K | 17 | 0.00% | new | NEW |
| NEVILLE RODIE & SHAW INC | $793 | 5,560 | 0.05% | 32q | -0.9% |
| JACOBS & CO/CA | $359 | 2,520 | 0.03% | 32q | HELD |
| PROFESSIONAL ADVISORY SERVICES INC | $207 | 1,450 | 0.02% | 4q | HELD |
| CX Institutional | $111 | 778 | 0.00% | 32q | -7.8% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 79 | $96.8M | 679,255 | 8 | 18 | 26 | 0.0% |
| Q2 2026 | 1,639 | $23.6B | 140,324,486 | 115 | 494 | 507 | 6.0% |
| Q1 2026 | 1,605 | $23.4B | 147,004,559 | 175 | 476 | 503 | 4.3% |
| Q4 2025 | 1,523 | $19.5B | 133,844,543 | 131 | 459 | 431 | 5.2% |
| Q3 2025 | 1,411 | $18.0B | 134,706,283 | 101 | 453 | 430 | 3.7% |
| Q2 2025 | 1,396 | $16.9B | 134,288,397 | 99 | 450 | 443 | 3.6% |
| Q1 2025 | 1,366 | $15.9B | 138,004,654 | 108 | 396 | 480 | 3.3% |
| Q4 2024 | 1,346 | $13.2B | 130,551,844 | 77 | 388 | 428 | 3.3% |
| Q3 2024 | 1,318 | $15.7B | 132,382,910 | 82 | 378 | 426 | 3.0% |
| Q2 2024 | 1,313 | $15.2B | 138,100,593 | 115 | 388 | 448 | 3.1% |
| Q1 2024 | 1,254 | $15.3B | 155,191,501 | 71 | 388 | 421 | 1.9% |
| Q4 2023 | 1,279 | $15.4B | 148,545,523 | 76 | 375 | 400 | 2.9% |
| Q3 2023 | 1,228 | $15.6B | 148,821,279 | 75 | 335 | 410 | 3.3% |
| Q2 2023 | 1,209 | $16.0B | 148,998,492 | 90 | 310 | 438 | 6.1% |
| Q1 2023 | 1,185 | $16.2B | 173,387,383 | 81 | 314 | 461 | 4.9% |
| Q4 2022 | 1,192 | $17.0B | 174,790,507 | 123 | 271 | 455 | 6.7% |
| Q3 2022 | 1,093 | $14.7B | 184,174,295 | 60 | 306 | 424 | 4.4% |
| Q2 2022 | 1,142 | $17.4B | 199,632,140 | 78 | 328 | 422 | 3.1% |
| Q1 2022 | 1,142 | $18.9B | 208,405,319 | 80 | 375 | 384 | 3.1% |
| Q4 2021 | 1,153 | $19.6B | 211,236,650 | 76 | 300 | 449 | 5.5% |
| Q3 2021 | 1,084 | $18.7B | 220,127,643 | 41 | 349 | 365 | 3.5% |
| Q2 2021 | 1,128 | $20.1B | 216,873,823 | 61 | 366 | 386 | 1.8% |
| Q1 2021 | 1,142 | $19.0B | 218,738,990 | 55 | 383 | 418 | 1.9% |
| Q4 2020 | 1,184 | $22.0B | 228,372,874 | 69 | 342 | 402 | 2.2% |
| Q3 2020 | 1,126 | $20.0B | 226,426,341 | 61 | 304 | 416 | 1.7% |
| Q2 2020 | 1,140 | $21.1B | 237,842,147 | 75 | 376 | 390 | 1.5% |
| Q1 2020 | 1,140 | $20.8B | 249,407,183 | 73 | 398 | 434 | 1.3% |
| Q4 2019 | 1,176 | $24.9B | 259,366,943 | 69 | 375 | 337 | 1.3% |
| Q3 2019 | 1,099 | $21.5B | 244,165,915 | 63 | 326 | 397 | 1.5% |
| Q2 2019 | 1,104 | $24.2B | 259,141,580 | 54 | 395 | 368 | 2.4% |
| Q1 2019 | 1,141 | $26.5B | 273,866,250 | 96 | 363 | 360 | 0.9% |
| Q4 2018 | 1,093 | $23.6B | 272,906,089 | 7 | 21 | 20 | 0.8% |