CAPITAL ONE FINL CORP (COF)
Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.
83
Reporting holders
$109.6M
Reported value
0.0%
Calls
0.0%
Puts
-2,054
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PARK NATIONAL CORP /OH/ | $18.5M | 95,926 | 0.50% | 7q | +1.9%+$344.2K |
| Artemis Investment Management LLP | $13.3M | 69,120 | 0.12% | 2q | -44.5%-$10.7M |
| Venture Visionary Partners LLC | $12.7M | 65,863 | 0.33% | 23q | +14.4%+$1.6M |
| KWMG, LLC | $7.6M | 39,426 | 0.55% | 12q | +2.5%+$186.3K |
| Farther Finance Advisors, LLC | $5.7M | 29,605 | 0.04% | 16q | +47.4%+$1.8M |
| GAMMA Investing LLC | $4.9M | 25,231 | 0.16% | 12q | +18.5%+$759.9K |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC | $4.5M | 23,240 | 0.05% | 32q | -1.8%-$84.0K |
| CYPRESS FINANCIAL PLANNING LLC | $4.4M | 22,722 | 1.17% | 6q | HELD |
| Wedmont Private Capital | $2.9M | 14,392 | 0.07% | 15q | +27.8%+$624.3K |
| DIVERSIFIED MANAGEMENT INC | $2.8M | 14,480 | 0.49% | new | NEW |
| YHB Investment Advisors, Inc. | $1.9M | 9,973 | 0.12% | 25q | -0.7%-$13.7K |
| MassMutual Private Wealth & Trust, FSB | $1.8M | 9,408 | 0.05% | 32q | -2.5%-$46.1K |
| Avidian Wealth Enterprises, LLC | $1.7M | 8,941 | 0.05% | 6q | -5.8%-$105.4K |
| Valeo Financial Advisors, LLC | $1.5M | 7,542 | 0.03% | 16q | +4.4%+$61.8K |
| Galvin, Gaustad & Stein, LLC | $1.4M | 7,490 | 0.11% | 6q | HELD |
| Adirondack Capital Advisors, LLC | $1.3M | 6,960 | 0.69% | 4q | -4.2%-$58.9K |
| BAKER TILLY WEALTH MANAGEMENT, LLC | $1.2M | 6,303 | 0.24% | 23q | +7.7%+$86.9K |
| Athena Wealth Management, LLC | $1.2M | 5,985 | 0.83% | 4q | +3.7%+$41.3K |
| Everhart Financial Group, Inc. | $1.1M | 5,609 | 0.07% | 6q | +3.8%+$40.0K |
| Barden Capital Management, Inc. | $984.9K | 5,101 | 0.90% | 20q | HELD |
| Bank & Trust Co | $979.8K | 5,075 | 0.62% | 10q | -0.7%-$7.1K |
| RIVERSEDGE ADVISORS, LLC | $960.5K | 4,975 | 0.12% | 6q | +39.7%+$273.0K |
| Wealth Enhancement Trust Services, Inc. | $907.4K | 4,700 | 0.10% | 4q | -58.8%-$1.3M |
| Cooper Financial Group | $829.8K | 4,298 | 0.07% | 10q | +1.2%+$9.8K |
| Allen Mooney & Barnes Investment Advisors LLC | $729.7K | 3,780 | 0.11% | 6q | HELD |
| S.E.E.D. Planning Group LLC | $718.6K | 3,722 | 0.18% | 2q | +203.6%+$481.9K |
| Versant Capital Management, Inc | $713.2K | 3,694 | 0.06% | 32q | +5.3%+$35.9K |
| ARMSTRONG ADVISORY GROUP, INC | $648.1K | 3,357 | 0.04% | 16q | HELD |
| Acropolis Investment Management, LLC | $589.1K | 3,051 | 0.02% | 32q | -54.3%-$700.5K |
| Montecito Bank & Trust | $576.5K | 2,986 | 0.09% | 31q | -0.9%-$5.0K |
| LifeGoal Investments, LLC | $565.5K | 2,929 | 0.17% | 2q | +45.2%+$176.1K |
| Central Pacific Bank - Trust Division | $511.6K | 2,650 | 0.05% | 11q | HELD |
| Elm3 Financial Group, LLC | $504.7K | 2,614 | 0.34% | new | NEW |
| Greenfield Savings Bank | $478.6K | 2,479 | 0.18% | 6q | HELD |
| Apella Capital, LLC | $471.5K | 2,407 | 0.01% | 6q | +21.8%+$84.4K |
| Monument Capital Management | $407.5K | 2,110 | 0.08% | 6q | +1.1%+$4.4K |
| ACIMA PRIVATE WEALTH, LLC | $404.5K | 2,095 | 0.12% | 32q | HELD |
| Breakwater Capital Group | $380.9K | 1,973 | 0.05% | 6q | HELD |
| KFA Private Wealth Group, LLC | $377.4K | 1,954 | 0.09% | 6q | HELD |
| Rosenberg Matthew Hamilton | $356.8K | 1,848 | 0.06% | 27q | +3.6%+$12.4K |
| MOODY NATIONAL BANK TRUST DIVISION | $350.4K | 1,815 | 0.03% | 4q | -13.7%-$55.8K |
| Green Ridge Wealth Planning LLC | $342.7K | 1,775 | 0.14% | 4q | -0.7%-$2.5K |
| Hickory Point Bank & Trust | $341.0K | 1,766 | 0.21% | 8q | HELD |
| First Citizens Financial Corp | $310.3K | 1,607 | 0.13% | 6q | -5.1%-$16.8K |
| Heartwood Wealth Advisors LLC | $308.7K | 1,599 | 0.02% | 12q | HELD |
| RVW Wealth, LLC | $295.6K | 1,531 | 0.02% | 9q | HELD |
| JOURNEY RETIREMENT PLANNING & INVESTMENT MANAGEMENT LLC | $280.0K | 1,450 | 0.20% | new | NEW |
| DOLIVER ADVISORS, LP | $271.1K | 1,404 | 0.06% | 32q | HELD |
| Grove Bank & Trust | $270.9K | 1,403 | 0.03% | 16q | HELD |
| New Covenant Trust Company, N.A. | $264.1K | 1,368 | 0.18% | 2q | +6.2%+$15.4K |
| TITLEIST ASSET MANAGEMENT, LLC | $249.4K | 1,292 | 0.02% | 4q | -6.8%-$18.3K |
| Veracity Capital LLC | $233.3K | 1,208 | 0.06% | 6q | +3.3%+$7.5K |
| EASTERN BANK | $221.5K | 1,147 | 0.00% | 9q | HELD |
| Legacy Private Trust Co. | $219.7K | 1,138 | 0.01% | 6q | -18.6%-$50.2K |
| Kearns & Associates LLC | $209.5K | 1,085 | 0.10% | 16q | HELD |
| GK Wealth Management LLC | $203.4K | 1,054 | 0.11% | new | NEW |
| Roxbury Financial LLC | $197.6K | 1,024 | 0.15% | 8q | HELD |
| TOMPKINS FINANCIAL CORP | $175.9K | 911 | 0.01% | 19q | HELD |
| AMERICAN NATIONAL BANK & TRUST | $157.9K | 818 | 0.01% | 6q | -3.7%-$6.0K |
| CoreCap Advisors, LLC | $155.6K | 805 | 0.00% | 11q | -37.0%-$91.4K |
| ATWOOD & PALMER INC | $147.5K | 764 | 0.01% | 6q | HELD |
| TOTH FINANCIAL ADVISORY CORP | $143.8K | 745 | 0.01% | 32q | -20.1%-$36.1K |
| FIRST COMMUNITY TRUST NA | $122.6K | 635 | 0.04% | 20q | HELD |
| Trust Co | $108.1K | 560 | 0.01% | 8q | +7.7%+$7.7K |
| Bangor Savings Bank | $71.6K | 371 | 0.01% | 18q | HELD |
| Bank of New Hampshire | $56.6K | 293 | 0.01% | 19q | HELD |
| ELEVATION WEALTH PARTNERS, LLC | $48.5K | 251 | 0.01% | 11q | -2.0% |
| Sarver Vrooman Wealth Advisors | $39.2K | 203 | 0.02% | 6q | HELD |
| GoalVest Advisory LLC | $34.8K | 180 | 0.01% | 6q | -4.8%-$1.7K |
| Mn Services Vermogensbeheer B.V. | $34.1K | 176,401 | 0.25% | 14q | +1.2% |
| Byrne Asset Management LLC | $29.9K | 154 | 0.02% | 15q | +54.0%+$10.5K |
| Planning Strategies Inc. | $26.8K | 139 | 0.02% | 2q | +3.7% |
| Olistico Wealth, LLC | $23.9K | 124 | 0.01% | 4q | HELD |
| NORTH POINT PORTFOLIO MANAGERS CORP/OH | $23.6K | 122 | 0.00% | new | NEW |
| Marquette Asset Management, LLC | $19.5K | 101 | 0.00% | 5q | HELD |
| Paladin Partners, LLC | $19.3K | 100 | 0.01% | 2q | HELD |
| GILPIN WEALTH MANAGEMENT, LLC | $15.6K | 81 | 0.01% | new | NEW |
| Miller Global Investments, LLC | $15.3K | 79 | 0.01% | 4q | HELD |
| Coastline Trust Co | $7.0K | 36 | 0.00% | 3q | HELD |
| Bullock Wealth Management Group | $6.4K | 33 | 0.00% | 11q | HELD |
| Davis Capital Management | $4.2K | 22 | 0.00% | 2q | +4.8% |
| Retirement Wealth Solutions LLC | $3.9K | 20 | 0.00% | 2q | +66.7%+$1.5K |
| Investors Research Corp | $3.3K | 17 | 0.00% | 3q | HELD |
| CX Institutional | $957 | 4,957 | 0.03% | 9q | +4.0% |
| NEVILLE RODIE & SHAW INC | $746 | 3,865 | 0.05% | 32q | +3.1% |
| WoodTrust Financial Corp | $309 | 1,601 | 0.04% | 12q | HELD |
| VALLEY WEALTH MANAGERS, INC. | $193 | 1 | 0.00% | 3q | HELD |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-01 | 2026-09-01 | Charter or bylaws amended | filing |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-07-31 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Sold | 9,726 | $2.0M ×3 |
| 2026-08-10 | Zamsky Michael | Chief Credit & Fin'l Risk Off. | Sold | 5,473 | $1.2M |
| 2026-08-04 | Cooper Matthew W | General Counsel & Corp Secy | Sold | 3,500 | $767.7K |
| 2026-09-01 | Cooper Matthew W | General Counsel & Corp Secy | Sold | 3,500 | $749.4K |
| 2026-07-29 | Golden Timothy P | SVP, Chief Accounting Officer | Sold | 3,487 | $735.8K |
| 2026-07-07 | Cooper Matthew W | General Counsel & Corp Secy | Sold | 3,500 | $728.0K |
| 2026-10-06 | Cooper Matthew W | General Counsel & Corp Secy | Sold | 3,500 | $686.8K |
| 2026-05-12 | Cooper Matthew W | General Counsel & Corp Secy | Sold | 3,500 | $643.8K |
| 2026-06-02 | Cooper Matthew W | General Counsel & Corp Secy | Sold | 3,500 | $641.8K |
| 2026-08-17 | Dean Lia | Pres, Banking & Prem. Products | Sold | 2,193 | $494.6K ×2 |
| 2026-08-17 | Karam Celia | Pres, Retail Bank | Sold | 1,888 | $425.8K ×2 |
| 2026-09-15 | Dean Lia | Pres, Banking & Prem. Products | Sold | 2,066 | $425.7K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 83 | $109.6M | 567,245 | 6 | 25 | 20 | 0.0% |
| Q2 2026 | 2,137 | $118.1B | 575,083,325 | 205 | 769 | 721 | 2.3% |
| Q1 2026 | 2,078 | $100.2B | 533,841,086 | 166 | 729 | 772 | 2.8% |
| Q4 2025 | 2,222 | $137.5B | 552,945,172 | 227 | 736 | 682 | 2.5% |
| Q3 2025 | 2,017 | $123.0B | 565,344,676 | 164 | 739 | 591 | 2.3% |
| Q2 2025 | 1,977 | $122.2B | 561,384,265 | 623 | 997 | 176 | 2.3% |
| Q1 2025 | 1,423 | $69.1B | 366,429,564 | 168 | 476 | 452 | 4.6% |
| Q4 2024 | 1,375 | $66.3B | 360,220,720 | 159 | 420 | 439 | 3.2% |
| Q3 2024 | 1,240 | $55.1B | 356,676,661 | 116 | 402 | 396 | 3.0% |
| Q2 2024 | 1,208 | $50.4B | 354,730,847 | 108 | 413 | 386 | 2.6% |
| Q1 2024 | 1,182 | $56.2B | 366,322,485 | 119 | 371 | 387 | 3.0% |
| Q4 2023 | 1,157 | $48.6B | 352,762,107 | 149 | 348 | 379 | 4.8% |
| Q3 2023 | 1,023 | $34.6B | 343,103,412 | 81 | 289 | 373 | 3.6% |
| Q2 2023 | 1,037 | $39.4B | 347,691,103 | 102 | 315 | 380 | 3.5% |
| Q1 2023 | 1,018 | $35.0B | 349,173,515 | 97 | 343 | 342 | 4.0% |
| Q4 2022 | 1,038 | $32.8B | 341,135,152 | 96 | 307 | 370 | 3.4% |
| Q3 2022 | 1,005 | $32.7B | 342,051,474 | 77 | 313 | 389 | 3.4% |
| Q2 2022 | 1,033 | $36.8B | 340,732,081 | 80 | 347 | 380 | 3.5% |
| Q1 2022 | 1,094 | $47.8B | 354,732,144 | 85 | 384 | 390 | 2.5% |
| Q4 2021 | 1,146 | $55.5B | 371,497,740 | 86 | 359 | 406 | 2.9% |
| Q3 2021 | 1,112 | $63.7B | 383,988,664 | 88 | 357 | 417 | 2.4% |
| Q2 2021 | 1,126 | $63.0B | 399,770,725 | 161 | 355 | 370 | 1.8% |
| Q1 2021 | 1,024 | $53.3B | 411,300,335 | 167 | 299 | 357 | 1.9% |
| Q4 2020 | 928 | $42.5B | 416,945,086 | 141 | 261 | 299 | 2.9% |
| Q3 2020 | 819 | $30.7B | 414,248,656 | 65 | 223 | 355 | 3.3% |
| Q2 2020 | 850 | $26.4B | 407,314,642 | 93 | 239 | 373 | 3.6% |
| Q1 2020 | 861 | $21.3B | 413,271,435 | 77 | 285 | 361 | 1.9% |
| Q4 2019 | 971 | $44.2B | 421,539,563 | 81 | 261 | 358 | 1.9% |
| Q3 2019 | 914 | $38.9B | 420,022,438 | 69 | 280 | 337 | 1.7% |
| Q2 2019 | 921 | $39.2B | 423,215,313 | 82 | 304 | 328 | 2.1% |
| Q1 2019 | 910 | $34.8B | 421,753,632 | 72 | 305 | 338 | 1.0% |
| Q4 2018 | 927 | $32.8B | 428,672,892 | 11 | 18 | 16 | 1.4% |