Hightower 6M Holding, LLC
Reported holdings as of Q3 2022, from 3 quarterly filings.
This filer last reported in Q3 2022; the most recent quarter on file across all filers is Q2 2026. Firms that restructure stop filing under one CIK and start under another, so a successor entity may hold these positions now under a similar name.
Holdings
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| EXCHANGE TRADED CONCEPTS TRU | SIXH | $257.5M | 9,197,605 | +1.89pp | 3q | +5.4%+$13.3M | |
| EXCHANGE TRADED CONCEPTS TRU | SIXA | $140.9M | 4,755,806 | +0.19pp | 3q | +1.5%+$2.0M | |
| EXCHANGE TRADED CONCEPTS TRU | SIXL | $131.4M | 4,380,106 | +0.19pp | 3q | +2.7%+$3.5M | |
| EXCHANGE TRADED CONCEPTS TRU | SIXS | $53.4M | 1,419,933 | -0.04pp | 3q | +1.9%+$1.0M | |
| J P MORGAN EXCHANGE TRADED F | JPST | $29.1M | 579,604 | +0.06pp | 3q | -4.6%-$1.4M | |
| EXCHANGE TRADED CONCEPTS TRU | SXQG | $24.1M | 1,283,923 | +0.04pp | 3q | -1.9%-$455.4K | |
| ISHARES TR | ITOT | $21.0M | 264,423 | -0.03pp | 3q | -3.4%-$735.2K | |
| VANGUARD SCOTTSDALE FDS | VGSH | $20.5M | 354,681 | -0.01pp | 3q | -5.8%-$1.3M | |
| GOLDMAN SACHS ETF TR | GSST | $16.2M | 326,343 | +0.01pp | 3q | -5.8%-$994.2K | |
| INVESCO ACTIVELY MANAGED EXC | VRIG | $15.2M | 618,019 | +0.01pp | 3q | -5.8%-$932.6K | |
| VANECK ETF TRUST | EMLC | $15.2M | 666,936 | flat | 3q | HELD | |
| ISHARES INC | EWJ | $12.2M | 250,319 | +0.03pp | 3q | +3.9%+$458.7K | |
| SPDR INDEX SHS FDS | GXC | $10.4M | 146,841 | -0.17pp | 3q | +2.4%+$245.4K | |
| JANUS DETROIT STR TR | VNLA | $9.5M | 196,046 | +0.01pp | 3q | -5.8%-$582.3K | |
| FIRST TR EXCHANGE-TRADED FD | LMBS | $9.2M | 195,228 | -0.01pp | 3q | -5.7%-$563.9K | |
| ISHARES INC | EWC | $8.4M | 273,931 | flat | 3q | +2.2%+$180.2K | |
| GILEAD SCIENCES INC | GILD | $8.2M | 132,768 | +0.04pp | 3q | -1.8%-$147.6K | |
| ISHARES TR | EWU | $7.8M | 299,216 | -0.02pp | 3q | +3.9%+$295.4K | |
| VANGUARD INTL EQUITY INDEX F | VGK | $7.3M | 158,344 | -0.07pp | 3q | -3.3%-$251.8K | |
| AMERICAN CENTY ETF TR | AVDE | $7.2M | 156,763 | flat | 3q | +4.1%+$284.9K | |
| ALTRIA GROUP INC | MO | $7.1M | 175,715 | +0.18pp | 3q | +34.7%+$1.8M | |
| ABBVIE INC | ABBV | $6.9M | 51,651 | +0.27pp | 3q | +89.0%+$3.3M | |
| CHEVRON CORPORATION | CVX | $6.8M | 47,483 | +0.11pp | 3q | +14.9%+$886.5K | |
| PFIZER INC | PFE | $6.5M | 147,996 | -0.15pp | 3q | -11.1%-$808.7K | |
| PHILIP MORRIS INTL INC | PM | $6.0M | 72,713 | -0.29pp | 3q | -28.0%-$2.3M | |
| VIRTUS ETF TR II | SEIX | $6.0M | 257,666 | +0.02pp | 3q | -3.1%-$191.5K | |
| ISHARES INC | EWQ | $5.8M | 216,369 | flat | 3q | +4.3%+$239.3K | |
| ISHARES INC | EWT | $5.8M | 134,223 | -0.03pp | 3q | +2.8%+$156.2K | |
| ISHARES INC | EWL | $5.7M | 152,101 | flat | 3q | +3.8%+$209.0K | |
| WISDOMTREE TR | EPI | $5.7M | 185,548 | +0.06pp | 3q | +2.0%+$109.4K | |
| VANGUARD INTL EQUITY INDEX F | VPL | $5.2M | 89,986 | -0.03pp | 3q | -3.3%-$179.2K | |
| KRAFT HEINZ CO | KHC | $4.9M | 147,291 | -0.34pp | 3q | -39.6%-$3.2M | |
| CONOCOPHILLIPS | COP | $4.9M | 47,710 | - | new | NEW | |
| ISHARES TR | EFAV | $4.8M | 83,459 | flat | 3q | +3.7%+$169.7K | |
| WALMART INC | WMT | $4.7M | 36,011 | +0.05pp | 3q | -1.9%-$90.7K | |
| AT&T INC | T | $4.6M | 302,952 | - | new | NEW | |
| VERIZON COMMUNICATIONS INC | VZ | $4.6M | 122,281 | +0.40pp | 3q | +3001.2%+$4.5M | |
| CVS HEALTH CORP | CVS | $4.5M | 47,608 | -0.10pp | 3q | -27.3%-$1.7M | |
| MERCK & CO INC | MRK | $4.5M | 52,103 | -0.15pp | 3q | -27.6%-$1.7M | |
| BRISTOL-MYERS SQUIBB CO | BMY | $4.5M | 62,627 | -0.17pp | 3q | -29.4%-$1.9M | |
| EXXON MOBIL CORP | XOMXXXX | $4.4M | 50,219 | - | new | NEW | |
| DOW HLDGS INC | DOW | $4.3M | 98,209 | -0.01pp | 3q | +6.5%+$264.1K | |
| ISHARES INC | EWY | $4.3M | 91,052 | -0.05pp | 3q | +2.6%+$111.1K | |
| US BANCORP | USB | $4.3M | 106,582 | +0.01pp | 3q | +10.6%+$410.1K | |
| STATE STR SPDR S&P 500 ETF T | SPY | $4.3M | 11,935 | -0.43pp | 3q | -53.4%-$4.9M | |
| COLGATE PALMOLIVE CO | CL | $4.1M | 58,042 | -0.05pp | 3q | -5.4%-$230.7K | |
| ISHARES INC | EWG | $4.0M | 204,373 | -0.01pp | 3q | +5.6%+$213.5K | |
| CITIGROUP INC | C | $4.0M | 96,201 | +0.03pp | 3q | +11.7%+$418.9K | |
| ISHARES INC | EWA | $4.0M | 203,722 | +0.01pp | 3q | +3.5%+$134.7K | |
| ELI LILLY & CO | LLY | $3.7M | 11,515 | - | new | NEW | |
| INVESCO EXCH TRADED FD TR II | PCEF | $3.7M | 212,108 | -0.01pp | 3q | -1.2%-$44.1K | |
| SSGA ACTIVE ETF TR | SRLN | $3.5M | 85,647 | flat | 3q | -5.7%-$211.4K | |
| LOCKHEED MARTIN CORP | LMT | $3.5M | 9,018 | -0.08pp | 3q | -16.7%-$698.9K | |
| INTERNATIONAL BUSINESS MACHS | IBM | $3.3M | 27,612 | -0.04pp | 3q | -3.3%-$111.9K | |
| COSTCO WHOLESALE CORPORATION | COST | $3.2M | 6,709 | +0.13pp | 3q | +73.4%+$1.3M | |
| ISHARES TR | GOVT | $2.9M | 125,236 | flat | 3q | -3.1%-$90.8K | |
| JOHNSON & JOHNSON | JNJ | $2.8M | 17,036 | -0.02pp | 3q | -7.1%-$212.4K | |
| INVESCO EXCH TRADED FD TR II | PGHY | $2.6M | 138,304 | flat | 3q | -5.7%-$157.6K | |
| ISHARES INC | EEMS | $2.6M | 57,688 | +0.01pp | 3q | +2.2%+$55.8K | |
| PROCTER & GAMBLE CO | PG | $2.6M | 20,282 | -0.01pp | 3q | +2.8%+$70.1K | |
| PEPSICO INC | PEP | $2.5M | 15,529 | -0.16pp | 3q | -44.6%-$2.0M | |
| VANECK ETF TRUST | XMPT | $2.4M | 118,280 | -0.01pp | 3q | -1.8%-$45.5K | |
| JPMORGAN CHASE & CO | JPM | $2.4M | 23,276 | - | new | NEW | |
| ISHARES INC | EWN | $2.4M | 77,635 | -0.01pp | 3q | +4.3%+$98.3K | |
| BANK OF NY MELLON CORP | BNY | $2.4M | 61,538 | +0.10pp | 3q | +87.0%+$1.1M | |
| DBX ETF TR | ASHR | $2.3M | 85,409 | -0.03pp | 3q | +2.3%+$53.1K | |
| 3M CO | MMM | $2.3M | 20,640 | -0.18pp | 3q | -42.0%-$1.7M | |
| ISHARES INC | EWZ | $2.3M | 76,359 | +0.03pp | 3q | +2.1%+$46.9K | |
| SIMON PPTY GROUP INC NEW | SPG | $2.2M | 25,033 | - | new | NEW | |
| AMERICAN CENTY ETF TR | AVEM | $2.2M | 47,835 | -0.01pp | 3q | +2.4%+$51.8K | |
| AMERICAN EXPRESS CO | AXP | $2.2M | 16,221 | +0.02pp | 3q | +6.7%+$138.3K | |
| CAPITAL ONE FINL CORP | COF | $2.2M | 23,378 | +0.02pp | 3q | +17.3%+$317.1K | |
| WALGREENS BOOTS ALLIANCE INC | WBA | $2.1M | 67,240 | - | new | NEW | |
| COHEN & STEERS CLOSED-END | FOF | $2.1M | 211,450 | flat | 3q | +1.1%+$22.5K | |
| VANGUARD INDEX FDS | VO | $1.9M | 10,354 | flat | 3q | -3.4%-$68.2K | |
| AMGEN INC | AMGN | $1.8M | 8,201 | +0.15pp | 3q | +778.1%+$1.6M | |
| LOWES COS INC | LOW | $1.8M | 9,571 | -0.09pp | 3q | -43.2%-$1.4M | |
| ISHARES TR | KSA | $1.8M | 43,824 | +0.01pp | 3q | +1.8%+$32.1K | |
| COCA COLA CO | KO | $1.8M | 31,754 | -0.03pp | 3q | -11.9%-$239.7K | |
| METLIFE INC | MET | $1.8M | 29,173 | -0.07pp | 3q | -31.7%-$824.2K | |
| UNITEDHEALTH GROUP INC | UNH | $1.7M | 3,400 | -0.03pp | 3q | -18.6%-$391.4K | |
| GENERAL DYNAMICS CORP | GD | $1.7M | 8,022 | - | new | NEW | |
| HOME DEPOT INC | HD | $1.7M | 6,039 | -0.10pp | 3q | -44.4%-$1.3M | |
| ISHARES INC | EWD | $1.6M | 59,881 | flat | 3q | +4.5%+$70.8K | |
| ISHARES INC | EWH | $1.6M | 88,834 | -0.01pp | 3q | +3.6%+$56.2K | |
| TEXAS INSTRS INC | TXN | $1.6M | 10,157 | flat | 3q | -6.4%-$108.3K | |
| APPLE INC | AAPL | $1.6M | 11,245 | +0.01pp | 3q | -2.0%-$31.2K | |
| ACCENTURE PLC IRELAND | ACN | $1.5M | 5,996 | +0.01pp | 3q | +5.6%+$82.1K | |
| ALPHABET INC | GOOG | $1.5M | 15,583 | +0.02pp | 3q | +2446.2%+$1.4M | |
| VANGUARD INDEX FDS | VB | $1.5M | 8,671 | flat | 3q | -3.4%-$51.4K | |
| ISHARES INC | FM | $1.4M | 58,226 | flat | 3q | +2.6%+$35.3K | |
| NUVEEN PFD & INCM SECURTIES | JPS | $1.4M | 214,094 | - | new | NEW | |
| QUALCOMM INC | QCOM | $1.4M | 12,317 | +0.01pp | 3q | +12.5%+$154.4K | |
| NIKE INC | NKE | $1.3M | 16,103 | flat | 3q | +19.5%+$218.7K | |
| ISHARES INC | EZA | $1.3M | 36,911 | -0.01pp | 3q | +2.6%+$34.1K | |
| ISHARES TR | EDEN | $1.3M | 17,800 | -0.01pp | 3q | +3.2%+$41.5K | |
| ISHARES INC | EWP | $1.2M | 63,086 | -0.01pp | 3q | +4.0%+$48.0K | |
| ADAMS DIVERSIFIED EQUITY FD | ADX | $1.2M | 84,320 | - | new | NEW | |
| BLACKROCK TECH AND PRIVATE E | BTX | $1.2M | 169,021 | -0.01pp | 2q | -10.1%-$138.6K | |
| NVIDIA CORPORATION | NVDA | $1.2M | 9,803 | -0.10pp | 3q | -39.3%-$771.3K | |
| BLACKROCK HEALTH SCIENCES TE | BMEZ | $1.2M | 79,570 | +0.02pp | 2q | +19.5%+$193.5K | |
| BLACKROCK CAP ALLOCATION TER | BCAT | $1.1M | 78,968 | -0.01pp | 2q | -11.9%-$145.8K | |
| ISHARES INC | EWI | $1.0M | 47,274 | flat | 3q | +5.5%+$53.3K | |
| COHEN & STEERS TAX ADVAN PFD | PTA | $1.0M | 55,384 | - | new | NEW | |
| BLACKROCK MUNICIPAL INCOME | MUI | $999.0K | 92,018 | flat | 2q | HELD | |
| ISHARES INC | EWW | $965.0K | 21,812 | flat | 3q | +2.0%+$18.5K | |
| BLACKROCK ESG CAP ALLC TERM | ECAT | $950.0K | 74,141 | -0.02pp | 3q | -13.1%-$143.8K | |
| BLACKROCK MUNIYIELD QUALITY | MYI | $889.0K | 85,265 | - | new | NEW | |
| EATON VANCE MUN BD FD | EIM | $867.0K | 89,569 | +0.02pp | 3q | +37.8%+$237.9K | |
| ISHARES INC | THD | $801.0K | 12,320 | flat | 3q | +2.2%+$17.1K | |
| ISHARES TR | EIDO | $798.0K | 34,235 | +0.01pp | 3q | +1.8%+$13.9K | |
| INVESCO MUN OPPORTUNIT TR | VMO | $766.0K | 84,089 | - | new | NEW | |
| INVESCO EXCHANGE TRADED FD T | PBP | $734.0K | 38,803 | +0.01pp | 3q | +13.5%+$87.6K | |
| NUVEEN CR STRATEGIES INCOME | JQC | $712.0K | 139,323 | -0.01pp | 3q | -22.0%-$200.7K | |
| HIGHLAND OPPS & INCOME FD | HFRO | $709.0K | 72,924 | -0.02pp | 3q | -18.4%-$159.4K | |
| WESTERN ASSET DIVERSIFIED IN | WDI | $675.0K | 53,629 | -0.02pp | 3q | -22.7%-$197.9K | |
| ABRDN ASIA PACIFIC INCOME FU | FAXXXXX | $645.0K | 255,792 | -0.02pp | 3q | -21.6%-$177.6K | |
| INVESCO TR INVT GRADE MUNS | VGM | $632.0K | 67,470 | +0.04pp | 3q | +226.8%+$438.6K | |
| INVESCO MUNICIPAL TRUST | VKQ | $629.0K | 68,779 | flat | 3q | HELD | |
| SRH TOTAL RETURN FUND INC | STEW | $617.0K | 56,754 | -0.01pp | 3q | -15.9%-$116.7K | |
| ISHARES INC | EWM | $606.0K | 29,997 | flat | 3q | +2.1%+$12.7K | |
| INVESCO QUALITY MUN INCOME T | IQI | $604.0K | 66,170 | +0.01pp | 3q | +39.4%+$170.7K | |
| PIMCO DYNAMIC INCOME STRATEG | PDX | $604.0K | 44,655 | -0.01pp | 3q | -21.6%-$166.3K | |
| WESTERN AST INFL LKD OPP & I | WIW | $585.0K | 64,493 | -0.02pp | 3q | -19.9%-$145.2K | |
| BLACKROCK MUNIYIELD FD INC | MYD | $581.0K | 58,475 | flat | 3q | +1.3%+$7.6K | |
| GENERAL AMERN INVS CO INC | GAM | $574.0K | 16,968 | -0.01pp | 3q | -15.3%-$103.8K | |
| CENTRAL SECS CORP | CET | $545.0K | 16,161 | - | new | NEW | |
| BLACKROCK MUN INCOME TR | BFK | $537.0K | 56,367 | - | new | NEW | |
| BLACKROCK MUNIVEST FD INC | MVF | $535.0K | 80,613 | - | new | NEW | |
| ISHARES TR | USMV | $529.0K | 8,009 | flat | 3q | HELD | |
| WESTERN ASSET MANAGED MUNS F | MMU | $524.0K | 53,998 | flat | 3q | +1.2%+$6.3K | |
| NEUBERGER NEXT GENERATION | NBXG | $506.0K | 53,552 | flat | 2q | -11.0%-$62.6K | |
| WESTERN ASSET EMERGING MKTS | EMD | $500.0K | 62,704 | flat | 3q | +4.6%+$22.0K | |
| INNOVIVA INC | INVA | $464.0K | 39,970 | -0.01pp | 3q | +0.5%+$2.4K | |
| ENCORE CAP GROUP INC | ECPG | $454.0K | 9,980 | - | new | NEW | |
| GUGGENHEIM ACTIVE ALLOC FD | GUG | $445.0K | 34,544 | -0.01pp | 2q | -20.0%-$111.2K | |
| THORNBURG INCM BUILDER OPP T | TBLD | $423.0K | 33,234 | +0.02pp | 2q | +178.9%+$271.3K | |
| NUVEEN VRIABL RAT PFD & INM | NPFD | $422.0K | 24,178 | - | new | NEW | |
| DWS MUN INCOME TR | KTF | $413.0K | 49,603 | flat | 3q | +1.7%+$7.0K | |
| CAL MAINE FOODS INC | CALM | $408.0K | 7,331 | flat | 3q | -26.8%-$149.0K | |
| RIVERNORTH FLEXIBLE MUNI INC | RFMZ | $404.0K | 30,489 | - | new | NEW | |
| HOSTESS BRANDS INC | TWNK | $400.0K | 17,218 | flat | 3q | -13.8%-$64.1K | |
| HORACE MANN EDUCATORS CORP N | HMN | $393.0K | 11,140 | - | new | NEW | |
| SANFILIPPO JOHN B & SON INC | JBSS | $384.0K | 5,073 | flat | 3q | -2.1%-$8.3K | |
| WD 40 CO | WDFC | $375.0K | 2,135 | flat | 3q | +13.6%+$44.8K | |
| TREEHOUSE FOODS INC | THS | $374.0K | 8,827 | -0.01pp | 3q | -23.7%-$116.2K | |
| ALLIANCEBERNSTEIN NATL MUN I | AFB | $373.0K | 35,959 | flat | 3q | +2.5%+$8.9K | |
| MERIDIAN BIOSCIENCE INC | VIVO | $373.0K | 11,817 | +0.01pp | 3q | +48.6%+$122.0K | |
| AEROJET ROCKETDYNE HLDGS INC | AJRD | $369.0K | 9,221 | flat | 3q | -16.2%-$71.2K | |
| ISHARES TR | IJR | $368.0K | 4,221 | flat | 3q | -6.3%-$24.8K | |
| PGIM SHORT DUR HIG YLD OPP F | SDHY | $367.0K | 25,558 | -0.01pp | 3q | -21.7%-$101.8K | |
| SAFETY INS GROUP INC | SAFT | $358.0K | 4,390 | -0.01pp | 3q | -7.7%-$30.0K | |
| J & J SNACK FOODS CORP | JJSF | $354.0K | 2,732 | flat | 3q | -0.9%-$3.1K | |
| TOOTSIE ROLL INDS INC | TR | $354.0K | 10,646 | -0.01pp | 3q | -17.1%-$73.0K | |
| TRUSTCO BK CORP N Y | TRST | $351.0K | 11,169 | - | new | NEW | |
| HEARTLAND EXPRESS INC | HTLD | $344.0K | 24,018 | flat | 3q | -16.4%-$67.3K | |
| LAKELAND FINL CORP | LKFN | $344.0K | 4,729 | - | new | NEW | |
| ROGERS CORP | ROG | $344.0K | 1,421 | - | new | NEW | |
| EMPLOYERS HLDGS INC | EIG | $340.0K | 9,872 | +0.01pp | 3q | +83.4%+$154.6K | |
| NATIONAL PRESTO INDS INC | NPK | $340.0K | 5,222 | - | new | NEW | |
| LTC PPTYS INC | LTC | $339.0K | 9,060 | -0.01pp | 3q | -25.7%-$117.5K | |
| WESTAMERICA BANCORPORATION | WABC | $336.0K | 6,418 | - | new | NEW | |
| AMER STATES WTR CO | AWR | $333.0K | 4,276 | flat | 3q | -8.1%-$29.3K | |
| AVISTA CORP | AVA | $332.0K | 8,970 | flat | 3q | -3.8%-$13.2K | |
| DORIAN LPG LTD | LPG | $332.0K | 24,490 | - | new | NEW | |
| CALIFORNIA WTR SVC GROUP | CWT | $331.0K | 6,277 | flat | 3q | -9.2%-$33.4K | |
| PRA GROUP INC | PRAA | $329.0K | 10,002 | flat | 3q | +10.5%+$31.4K | |
| CHESAPEAKE UTILS CORP | CPK | $327.0K | 2,833 | flat | 3q | -8.5%-$30.2K | |
| UNIVERSAL CORP VA MTNS BK EN | UVV | $327.0K | 7,099 | +0.01pp | 3q | +81.2%+$146.6K | |
| UNITIL CORP | UTL | $326.0K | 7,012 | -0.01pp | 3q | -12.7%-$47.6K | |
| CAPITOL FED FINL INC | CFFN | $325.0K | 39,173 | +0.01pp | 3q | +106.6%+$167.7K | |
| COLLEGIUM PHARMACEUTICAL INC | COLL | $325.0K | 20,266 | flat | 3q | -11.5%-$42.3K | |
| PRESTIGE CONSMR HEALTHCARE I | PBH | $320.0K | 6,428 | -0.01pp | 3q | -8.4%-$29.5K | |
| ATN INTL INC | ATNI | $319.0K | 8,275 | +0.01pp | 3q | +39.1%+$89.7K | |
| EASTERLY GOVT PPTYS INC | DEAXXXX | $317.0K | 20,127 | flat | 3q | HELD | |
| MIDDLESEX WTR CO | MSEX | $316.0K | 4,099 | flat | 3q | -3.5%-$11.5K | |
| UNIVERSAL HEALTH RLTY INCOME | UHT | $315.0K | 7,287 | - | new | NEW | |
| NORTHWEST NAT HLDG CO | NWN | $308.0K | 7,095 | -0.01pp | 3q | -18.7%-$70.9K | |
| NUVEEN CORE PLUS IMPACT FUND | NPCT | $305.0K | 29,781 | -0.01pp | 3q | -22.1%-$86.6K | |
| USANA HEALTH SCIENCES INC | USNA | $301.0K | 5,369 | flat | 3q | +20.1%+$50.4K | |
| UNIVERSAL INS HLDGS INC | UVE | $301.0K | 30,515 | - | new | NEW | |
| CALAVO GROWERS INC | CVGW | $296.0K | 9,313 | - | new | NEW | |
| AMPHASTAR PHARMACEUTICALS IN | AMPH | $290.0K | 10,307 | -0.02pp | 3q | -35.6%-$160.1K | |
| CLEARBRIDGE MLP AND MIDSTRM | CEM | $289.0K | 9,693 | flat | 3q | -7.9%-$24.7K | |
| MORGAN STANLEY EMERGING MKTS | EDD | $276.0K | 68,701 | -0.01pp | 3q | -21.3%-$74.6K | |
| NUVEEN MULTI ASSET INCOME FU | NMAI | $273.0K | 23,975 | - | new | NEW | |
| B & G FOODS INC | BGS | $258.0K | 15,670 | flat | 3q | +15.6%+$34.7K | |
| TORTOISE ENERGY INFRSTRCTR C | TYG | $255.0K | 8,522 | flat | 3q | -7.9%-$21.9K | |
| ABERDEEN MUN INCOME FD | MFM | $251.0K | 51,943 | flat | 3q | +2.1%+$5.2K | |
| NEUBERGER ENGY INFRSTR & INC | NML | $249.0K | 40,764 | flat | 3q | -7.4%-$19.9K | |
| VIR BIOTECHNOLOGY INC | VIR | $248.0K | 12,888 | - | new | NEW | |
| KAYNE ANDERSON NEXTGEN ENRGY | KMF | $242.0K | 34,170 | flat | 3q | -7.6%-$19.8K | |
| PIONEER MUNICIPAL HIGH INCOM | MHI | $237.0K | 28,861 | flat | 3q | +2.0%+$4.6K | |
| EAGLE PHARMACEUTICALS INC | EGRX | $234.0K | 8,862 | -0.01pp | 3q | -2.8%-$6.7K | |
| CLEARBRIDGE ENERGY MIDSTREAM | EMO | $230.0K | 9,207 | flat | 3q | -9.8%-$25.1K | |
| PIONEER MUNICIPAL HIGH INCOM | MAV | $229.0K | 30,316 | flat | 3q | +4.0%+$8.8K | |
| VIRTUS CONVERTIBLE & INC FD | NCZXXXX | $223.0K | 79,117 | -0.01pp | 2q | -21.1%-$59.7K | |
| RENAISSANCERE HLDGS LTD | RNR | $215.0K | 1,530 | flat | 3q | +15.9%+$29.5K | |
| MARZETTI COMPANY | MZTI | $212.0K | 1,413 | - | new | NEW | |
| PIONEER MUN HIGH INCOME OPPO | MIO | $211.0K | 20,811 | flat | 3q | +1.1%+$2.4K | |
| OCTAVE SPECIALTY GROUP INC | OSG | $208.0K | 16,319 | +0.01pp | 3q | +13.8%+$25.3K | |
| SUPERNUS PHARMACEUTICALS | SUPN | $208.0K | 6,141 | - | new | NEW | |
| ALLSTATE CORP | ALL | $207.0K | 1,660 | flat | 3q | HELD | |
| BLOCK H & R INC | HRB | $205.0K | 4,809 | - | new | NEW | |
| SELECTIVE INS GROUP INC | SIGI | $203.0K | 2,491 | - | new | NEW | |
| APOLLO SR FLOATING RATE FD I | AFT | $200.0K | 15,954 | flat | 2q | -21.9%-$56.0K | |
| SMUCKER J M CO | SJM | $200.0K | 1,457 | - | new | NEW | |
| NORTHFIELD BANCORP INC DEL | NFBK | $186.0K | 12,982 | - | new | NEW | |
| NORTHWEST BANCSHARES INC | NWBI | $183.0K | 13,535 | - | new | NEW | |
| APOLLO TACTICAL INCOME FD IN | AIF | $175.0K | 14,824 | flat | 3q | -21.8%-$48.7K | |
| PARK AEROSPACE CORP | PKE | $174.0K | 15,796 | - | new | NEW | |
| EZCORP INC | EZPW | $169.0K | 21,935 | - | new | NEW | |
| TELEPHONE & DATA SYS INC | TDS | $169.0K | 12,153 | - | new | NEW | |
| PHYSICIANS RLTY TR | DOCXXXX | $168.0K | 11,145 | flat | 3q | -6.8%-$12.2K | |
| SABRA HEALTH CARE REIT INC | SBRA | $167.0K | 12,763 | - | new | NEW | |
| LXP INDUSTRIAL TRUST | LXPXXXX | $165.0K | 18,042 | -0.01pp | 3q | -34.4%-$86.7K | |
| KKR REAL ESTATE FIN TR INC | KREF | $163.0K | 10,027 | -0.01pp | 3q | -48.8%-$155.3K | |
| METALLUS INC | MTUS | $163.0K | 10,844 | - | new | NEW | |
| WESTERN UN CO | WU | $160.0K | 11,830 | flat | 3q | +5.0%+$7.6K | |
| TRI POINTE HOMES INC | TPH | $158.0K | 10,460 | - | new | NEW | |
| BNY MELLON HIGH YIELD STRATE | DHF | $157.0K | 74,588 | - | new | NEW | |
| MERCER INTL INC | MERC | $156.0K | 12,702 | - | new | NEW | |
| BNY MELLON MUN INCOME INC | DMF | $154.0K | 25,640 | flat | 3q | HELD | |
| FEDERATED HERMES PREM MUNI I | FMN | $148.0K | 14,341 | flat | 2q | +40.7%+$42.8K | |
| GOLDMAN SACHS MLP ENERGY REN | GER | $146.0K | 12,188 | flat | 3q | -9.5%-$15.4K | |
| PERDOCEO ED CORP | PRDO | $146.0K | 14,129 | -0.01pp | 3q | -26.0%-$51.2K | |
| BLACKSTONE LONG SHORT CR INC | BGX | $145.0K | 13,307 | - | new | NEW | |
| COHEN & STEERS REAL ESTATE O | RLTY | $141.0K | 10,547 | - | new | NEW | |
| KNOWLES CORP | KN | $141.0K | 11,601 | - | new | NEW | |
| HIGHLAND GLOBAL ALLOCATION F | HGLB | $139.0K | 15,923 | flat | 3q | -7.2%-$10.9K | |
| MFS HIGH INCOME MUN TR | CXE | $137.0K | 40,609 | flat | 3q | +3.9%+$5.2K | |
| MORGAN STANLEY EMKT DBT FD I | MSD | $131.0K | 21,279 | flat | 3q | -21.6%-$36.2K | |
| WESTERN ASSET INTER MUNI | SBI | $127.0K | 17,338 | flat | 3q | +0.8% | |
| NUVEEN SHT DUR CR OPP FD | JSD | $122.0K | 10,304 | flat | 2q | -23.0%-$36.4K |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Biotech & Pharma | $41.0M | 3.7% |
| Funds & ETFs | $29.6M | 2.7% |
| Food, Drink & Tobacco | $24.1M | 2.2% |
| Banks & Lending | $19.8M | 1.8% |
| Other sectors | $84.5M | 7.6% |
| Not classified | $910.5M | 82.1% |
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2022 | $1.1B | 234 | 49 | 83 | 95 | 141 | 63.9% | 25 |
| Q2 2022 | $1.2B | 326 | 28 | 49 | 119 | 78 | 61.6% | 27 |
| Q1 2022 | $1.3B | 376 | 0 | 0 | 0 | 0 | 59.7% | 40 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.