NUVEEN SHT DUR CR OPP FD (JSD)
Institutional ownership reported to the SEC as of Q2 2023, across 19 quarters.
41
Reporting holders
$46.0M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Bulldog Investors, LLP | $4.3M | 372,705 | 1.43% | 6q | +19.1%+$688.9K |
| Saba Capital Management, L.P. | $4.2M | 365,056 | 0.11% | 15q | +38.4%+$1.2M |
| Thomas J. Herzfeld Advisors, Inc. | $4.1M | 351,887 | 1.62% | 6q | +17.3%+$600.8K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $4.0M | 345,450 | 0.20% | new | NEW |
| SIT INVESTMENT ASSOCIATES INC | $2.5M | 219,625 | 0.07% | 15q | +2.8%+$68.9K |
| Next Capital Management LLC | $2.5M | 215,984 | 1.16% | 5q | HELD |
| MORGAN STANLEY | $2.4M | 207,625 | 0.00% | 23q | -3.9%-$97.5K |
| GUGGENHEIM CAPITAL LLC | $2.1M | 184,994 | 0.02% | 19q | HELD |
| Invesco Ltd. | $2.0M | 174,212 | 0.00% | 8q | -19.1%-$475.9K |
| ENVESTNET ASSET MANAGEMENT INC | $1.9M | 160,280 | 0.00% | 6q | +54.2%+$650.9K |
| Woodline Partners LP | $1.8M | 153,500 | 0.02% | 2q | -14.3%-$296.6K |
| Baird Financial Group, Inc. | $1.6M | 138,663 | 0.00% | 19q | +3.0%+$46.5K |
| Almitas Capital LLC | $1.5M | 129,962 | 0.64% | new | NEW |
| Advisors Asset Management, Inc. | $1.4M | 125,349 | 0.03% | 22q | -40.7%-$993.5K |
| WOLVERINE ASSET MANAGEMENT LLC | $1.4M | 123,637 | 0.02% | 2q | +97.2%+$703.7K |
| LPL Financial LLC | $1.3M | 112,391 | 0.00% | 14q | +65.4%+$513.2K |
| Thrivent Financial for Lutherans | $982.0K | 85,051 | 0.00% | 15q | -12.8%-$144.4K |
| Shaker Financial Services, LLC | $865.8K | 74,251 | 0.38% | 10q | -9.2%-$87.4K |
| NewEdge Advisors, LLC | $718.4K | 62,200 | 0.01% | 7q | +1.6%+$11.6K |
| AQR Arbitrage LLC | $567.7K | 49,149 | 0.02% | 3q | +164.5%+$353.0K |
| Alpine Global Management, LLC | $547.4K | 47,396 | 0.08% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $530.0K | 45,856 | 0.00% | 19q | +8.3%+$40.5K |
| WELLS FARGO & COMPANY/MN | $385.4K | 33,364 | 0.00% | 19q | -6.8%-$28.0K |
| Logan Stone Capital, LLC | $302.6K | 26,200 | 0.10% | new | NEW |
| RVW Wealth, LLC | $229.8K | 19,900 | 0.03% | 2q | HELD |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $226.9K | 19,646 | 0.03% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $224.9K | 19,469 | 0.01% | 9q | -4.7%-$11.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $221.0K | 19,110 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $195.5K | 16,928 | 0.00% | 14q | +7.3%+$13.3K |
| Royal Bank of Canada | $173.0K | 14,999 | 0.00% | 19q | HELD |
| STIFEL FINANCIAL CORP | $146.6K | 12,692 | 0.00% | 2q | +11.9%+$15.5K |
| Matisse Capital | $140.2K | 12,135 | 0.09% | 15q | HELD |
| Janney Montgomery Scott LLC | $139.0K | 12,025 | 0.00% | 6q | -63.2%-$238.4K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $133.1K | 11,524 | 0.01% | 3q | HELD |
| UBS Group AG | $101.2K | 8,760 | 0.00% | 19q | -46.5%-$88.0K |
| CWM, LLC | $67.0K | 5,770 | 0.00% | 5q | HELD |
| Coston, McIsaac & Partners | $7.0K | 657 | 0.00% | 5q | HELD |
| JPMORGAN CHASE & CO | $4.9K | 424 | 0.00% | 19q | HELD |
| BANK OF AMERICA CORP /DE/ | $4.7K | 403 | 0.00% | 19q | HELD |
| FNY Investment Advisers, LLC | $1.0K | 100 | 0.00% | 2q | HELD |
| MONTAG A & ASSOCIATES INC | $8 | 0 | 0.00% | 11q | -100.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2023 | 41 | $46.0M | 3,979,329 | 6 | 13 | 11 | 0.0% |
| Q1 2023 | 40 | $43.6M | 3,719,485 | 6 | 11 | 16 | 0.0% |
| Q4 2022 | 39 | $41.4M | 3,492,922 | 5 | 13 | 13 | 0.0% |
| Q3 2022 | 38 | $41.8M | 3,528,845 | 3 | 14 | 14 | 0.0% |
| Q2 2022 | 42 | $42.7M | 3,546,003 | 13 | 12 | 12 | 0.0% |
| Q1 2022 | 29 | $49.8M | 3,500,797 | 7 | 10 | 9 | 0.0% |
| Q4 2021 | 26 | $47.2M | 3,186,573 | 2 | 9 | 8 | 0.0% |
| Q3 2021 | 32 | $47.9M | 3,175,208 | 3 | 12 | 11 | 0.0% |
| Q2 2021 | 37 | $52.9M | 3,526,462 | 4 | 14 | 16 | 0.0% |
| Q1 2021 | 37 | $55.6M | 3,935,835 | 2 | 14 | 11 | 0.0% |
| Q4 2020 | 36 | $51.2M | 3,828,643 | 6 | 14 | 11 | 0.0% |
| Q3 2020 | 34 | $44.5M | 3,597,662 | 2 | 13 | 11 | 0.0% |
| Q2 2020 | 40 | $39.0M | 3,304,993 | 4 | 13 | 14 | 0.0% |
| Q1 2020 | 41 | $36.4M | 3,346,512 | 6 | 15 | 16 | 0.0% |
| Q4 2019 | 41 | $47.6M | 3,132,796 | 7 | 14 | 18 | 0.0% |
| Q3 2019 | 40 | $48.3M | 3,228,377 | 8 | 21 | 7 | 0.0% |
| Q2 2019 | 36 | $48.9M | 3,093,987 | 7 | 15 | 8 | 0.0% |
| Q1 2019 | 29 | $43.8M | 2,818,294 | 1 | 11 | 12 | 0.0% |
| Q4 2018 | 40 | $45.9M | 3,205,844 | 0 | 2 | 0 | 0.0% |