NUVEEN SHT DUR CR OPP FD (JSD)
Institutional ownership reported to the SEC as of Q2 2023, across 19 quarters.
33
Reporting holders
$41.5M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Bulldog Investors, LLP | $4.3M | 372,705 | 1.43% | 6q | +19.1%+$688.9K |
| Saba Capital Management, L.P. | $4.2M | 365,056 | 0.11% | 15q | +38.4%+$1.2M |
| Thomas J. Herzfeld Advisors, Inc. | $4.1M | 351,887 | 1.62% | 6q | +17.3%+$600.8K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $4.0M | 345,450 | 0.20% | new | NEW |
| Next Capital Management LLC | $2.5M | 215,984 | 1.16% | 5q | HELD |
| MORGAN STANLEY | $2.4M | 207,625 | 0.00% | 23q | -3.9%-$97.5K |
| GUGGENHEIM CAPITAL LLC | $2.1M | 184,994 | 0.02% | 19q | HELD |
| Invesco Ltd. | $2.0M | 174,212 | 0.00% | 8q | -19.1%-$475.9K |
| ENVESTNET ASSET MANAGEMENT INC | $1.9M | 160,280 | 0.00% | 6q | +54.2%+$650.9K |
| Woodline Partners LP | $1.8M | 153,500 | 0.02% | 2q | -14.3%-$296.6K |
| Baird Financial Group, Inc. | $1.6M | 138,663 | 0.00% | 19q | +3.0%+$46.5K |
| Almitas Capital LLC | $1.5M | 129,962 | 0.64% | new | NEW |
| Advisors Asset Management, Inc. | $1.4M | 125,349 | 0.03% | 22q | -40.7%-$993.5K |
| WOLVERINE ASSET MANAGEMENT LLC | $1.4M | 123,637 | 0.02% | 2q | +97.2%+$703.7K |
| LPL Financial LLC | $1.3M | 112,391 | 0.00% | 14q | +65.4%+$513.2K |
| Shaker Financial Services, LLC | $865.8K | 74,251 | 0.38% | 10q | -9.2%-$87.4K |
| NewEdge Advisors, LLC | $718.4K | 62,200 | 0.01% | 7q | +1.6%+$11.6K |
| AQR Arbitrage LLC | $567.7K | 49,149 | 0.02% | 3q | +164.5%+$353.0K |
| Alpine Global Management, LLC | $547.4K | 47,396 | 0.08% | new | NEW |
| WELLS FARGO & COMPANY/MN | $385.4K | 33,364 | 0.00% | 19q | -6.8%-$28.0K |
| Logan Stone Capital, LLC | $302.6K | 26,200 | 0.10% | new | NEW |
| RVW Wealth, LLC | $229.8K | 19,900 | 0.03% | 2q | HELD |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $226.9K | 19,646 | 0.03% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $224.9K | 19,469 | 0.01% | 9q | -4.7%-$11.1K |
| OSAIC HOLDINGS, INC. | $195.5K | 16,928 | 0.00% | 14q | +7.3%+$13.3K |
| Royal Bank of Canada | $173.0K | 14,999 | 0.00% | 19q | HELD |
| STIFEL FINANCIAL CORP | $146.6K | 12,692 | 0.00% | 2q | +11.9%+$15.5K |
| Matisse Capital | $140.2K | 12,135 | 0.09% | 15q | HELD |
| LEVEL FOUR ADVISORY SERVICES, LLC | $133.1K | 11,524 | 0.01% | 3q | HELD |
| UBS Group AG | $101.2K | 8,760 | 0.00% | 19q | -46.5%-$88.0K |
| JPMORGAN CHASE & CO | $4.9K | 424 | 0.00% | 19q | HELD |
| BANK OF AMERICA CORP /DE/ | $4.7K | 403 | 0.00% | 19q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $2.5K | 219,625 | 0.07% | 15q | +2.8% |
| Thrivent Financial for Lutherans | $982 | 85,051 | 0.00% | 15q | -12.8% |
| Cambridge Investment Research Advisors, Inc. | $530 | 45,856 | 0.00% | 19q | +8.3% |
| COMMONWEALTH EQUITY SERVICES, LLC | $221 | 19,110 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $139 | 12,025 | 0.00% | 6q | -63.2% |
| CWM, LLC | $67 | 5,770 | 0.00% | 5q | HELD |
| MONTAG A & ASSOCIATES INC | $8 | 0 | 0.00% | 11q | -100.0% |
| Coston, McIsaac & Partners | $7 | 657 | 0.00% | 5q | HELD |
| FNY Investment Advisers, LLC | $1 | 100 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2023 | 33 | $41.5M | 3,591,135 | 5 | 11 | 9 | 0.0% |
| Q1 2023 | 33 | $39.0M | 3,326,743 | 5 | 9 | 13 | 0.0% |
| Q4 2022 | 29 | $31.9M | 2,703,645 | 5 | 11 | 9 | 0.0% |
| Q3 2022 | 38 | $41.8M | 3,528,845 | 3 | 14 | 14 | 0.0% |
| Q2 2022 | 42 | $42.7M | 3,546,003 | 13 | 12 | 12 | 0.0% |
| Q1 2022 | 29 | $49.8M | 3,500,797 | 7 | 10 | 9 | 0.0% |
| Q4 2021 | 26 | $47.2M | 3,186,573 | 2 | 9 | 8 | 0.0% |
| Q3 2021 | 32 | $47.9M | 3,175,208 | 3 | 12 | 11 | 0.0% |
| Q2 2021 | 37 | $52.9M | 3,526,462 | 4 | 14 | 16 | 0.0% |
| Q1 2021 | 37 | $55.6M | 3,935,835 | 2 | 14 | 11 | 0.0% |
| Q4 2020 | 36 | $51.2M | 3,828,643 | 6 | 14 | 11 | 0.0% |
| Q3 2020 | 34 | $44.5M | 3,597,662 | 2 | 13 | 11 | 0.0% |
| Q2 2020 | 40 | $39.0M | 3,304,993 | 4 | 13 | 14 | 0.0% |
| Q1 2020 | 41 | $36.4M | 3,346,512 | 6 | 15 | 16 | 0.0% |
| Q4 2019 | 41 | $47.6M | 3,132,796 | 7 | 14 | 18 | 0.0% |
| Q3 2019 | 40 | $48.3M | 3,228,377 | 8 | 21 | 7 | 0.0% |
| Q2 2019 | 36 | $48.9M | 3,093,987 | 7 | 15 | 8 | 0.0% |
| Q1 2019 | 29 | $43.8M | 2,818,294 | 1 | 11 | 12 | 0.0% |
| Q4 2018 | 40 | $45.9M | 3,205,844 | 0 | 2 | 0 | 0.0% |