HIGHLAND GLOBAL ALLOCATION F (HGLB)
Institutional ownership reported to the SEC as of Q2 2026, across 30 quarters.
39
Reporting holders
$48.2M
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $16.7M | 2,225,125 | 0.00% | 7q | -5.4%-$962.8K |
| MORGAN STANLEY | $6.2M | 826,174 | 0.00% | 30q | +8.1%+$465.4K |
| LPL Financial LLC | $4.1M | 546,359 | 0.00% | 30q | -37.1%-$2.4M |
| Matisse Capital | $3.9M | 525,000 | 1.58% | 16q | +18.5%+$616.6K |
| Shaker Financial Services, LLC | $3.9M | 520,207 | 1.23% | 3q | +173.0%+$2.5M |
| OSAIC HOLDINGS, INC. | $1.7M | 229,469 | 0.00% | 26q | -29.4%-$718.8K |
| Quantedge Capital Pte Ltd | $1.5M | 201,587 | 1.15% | 23q | +6.7%+$94.8K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $1.5M | 201,096 | 0.10% | new | NEW |
| NewEdge Advisors, LLC | $1.3M | 169,935 | 0.00% | 5q | -19.6%-$311.9K |
| NWF Advisory Services Inc. | $1.2M | 165,400 | 0.12% | 6q | -37.5%-$745.1K |
| Sovereign Financial Group, Inc. | $852.7K | 113,391 | 0.13% | 23q | +1.6%+$13.2K |
| Advisory Solutions Group, LLC | $852.0K | 113,297 | 0.29% | new | FIRST |
| OPPENHEIMER & CO INC | $679.8K | 90,402 | 0.01% | 25q | +31.8%+$164.2K |
| JANE STREET GROUP, LLC | $481.1K | 63,973 | 0.00% | new | NEW |
| UBS Group AG | $361.0K | 48,000 | 0.00% | 14q | -34.9%-$193.5K |
| Capital Investment Advisors, LLC | $301.9K | 40,144 | 0.00% | 19q | HELD |
| Summit Financial, LLC | $274.5K | 36,500 | 0.00% | 4q | HELD |
| XTX Topco Ltd | $233.0K | 30,986 | 0.00% | new | NEW |
| Cetera Investment Advisers | $184.0K | 24,469 | 0.00% | 10q | -1.3%-$2.5K |
| Kapstone Financial Advisors LLC | $176.4K | 23,455 | 0.07% | new | NEW |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $174.4K | 23,189 | 0.02% | 7q | +27.0%+$37.1K |
| AQR CAPITAL MANAGEMENT LLC | $168.7K | 22,435 | 0.00% | 2q | -5.5%-$9.8K |
| HB Wealth Management, LLC | $168.7K | 22,435 | 0.00% | 4q | -5.5%-$9.8K |
| CITADEL ADVISORS LLC | $141.6K | 18,836 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $108.0K | 14,387 | 0.00% | 30q | -23.0%-$32.3K |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $106.1K | 14,107 | 0.01% | 14q | -34.0%-$54.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $97.4K | 12,949 | 0.00% | 3q | -38.4%-$60.7K |
| Integrated Wealth Concepts LLC | $94.2K | 12,530 | 0.00% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $90.8K | 11,904 | 0.01% | 5q | -7.2%-$7.0K |
| Concorde Asset Management, LLC | $90.2K | 12,000 | 0.05% | new | NEW |
| AE Wealth Management LLC | $87.0K | 11,563 | 0.00% | 3q | +1.3%+$1.1K |
| BENJAMIN EDWARDS INC | $83.8K | 11,145 | 0.00% | 4q | +4.7%+$3.8K |
| Rockefeller Capital Management L.P. | $67.8K | 9,012 | 0.00% | 4q | HELD |
| CoreCap Advisors, LLC | $40.5K | 5,385 | 0.00% | 10q | HELD |
| Godfrey Financial Associates, Inc. | $24.1K | 3,203 | 0.02% | 3q | HELD |
| LANARK FINANCIAL, INC. | $15.5K | 2,067 | 0.00% | 7q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $3.9K | 520 | 0.00% | 2q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.4K | 325 | 0.00% | 3q | HELD |
| Cambridge Investment Research Advisors, Inc. | $320 | 42,632 | 0.00% | 28q | +56.2% |
| WEDBUSH SECURITIES INC | $207 | 27,482 | 0.01% | 4q | -5.9% |
| Virtu Financial LLC | $129 | 17,159 | 0.00% | 2q | +27.7% |
| WELLS FARGO & COMPANY/MN | $4 | 1 | 0.00% | 30q | -75.0% |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-03 | 13G/A | RAYMOND JAMES & ASSOCIATES | 9.5% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 39 | $48.2M | 6,402,962 | 7 | 9 | 14 | 0.0% |
| Q1 2026 | 35 | $48.3M | 6,195,414 | 3 | 11 | 10 | 0.0% |
| Q4 2025 | 39 | $54.7M | 5,987,311 | 9 | 10 | 7 | 0.0% |
| Q3 2025 | 33 | $52.4M | 5,782,043 | 8 | 8 | 7 | 0.0% |
| Q2 2025 | 28 | $52.0M | 5,972,064 | 5 | 10 | 6 | 0.0% |
| Q1 2025 | 30 | $50.7M | 6,082,959 | 4 | 11 | 9 | 0.0% |
| Q4 2024 | 32 | $42.3M | 6,204,905 | 9 | 5 | 10 | 0.0% |
| Q3 2024 | 25 | $51.3M | 6,527,487 | 1 | 11 | 10 | 0.0% |
| Q2 2024 | 33 | $49.4M | 6,557,221 | 3 | 11 | 14 | 0.0% |
| Q1 2024 | 34 | $57.8M | 7,528,391 | 5 | 15 | 8 | 0.0% |
| Q4 2023 | 36 | $48.6M | 6,167,102 | 3 | 17 | 5 | 0.0% |
| Q3 2023 | 35 | $44.1M | 5,502,882 | 2 | 22 | 4 | 0.0% |
| Q2 2023 | 37 | $40.7M | 4,687,028 | 7 | 11 | 11 | 0.0% |
| Q1 2023 | 36 | $40.7M | 4,511,095 | 8 | 8 | 10 | 0.0% |
| Q4 2022 | 33 | $41.7M | 4,458,558 | 7 | 12 | 7 | 0.0% |
| Q3 2022 | 40 | $27.6M | 3,155,505 | 5 | 10 | 15 | 0.0% |
| Q2 2022 | 39 | $33.0M | 3,408,016 | 5 | 10 | 13 | 0.0% |
| Q1 2022 | 38 | $35.8M | 3,627,052 | 7 | 15 | 9 | 0.0% |
| Q4 2021 | 37 | $31.9M | 3,515,028 | 7 | 11 | 9 | 0.0% |
| Q3 2021 | 35 | $32.9M | 3,622,958 | 5 | 10 | 10 | 0.0% |
| Q2 2021 | 36 | $33.7M | 3,729,056 | 3 | 8 | 13 | 0.0% |
| Q1 2021 | 39 | $34.9M | 4,523,072 | 4 | 14 | 10 | 0.0% |
| Q4 2020 | 40 | $32.7M | 5,013,065 | 6 | 10 | 10 | 0.0% |
| Q3 2020 | 38 | $31.9M | 5,144,852 | 1 | 6 | 12 | 0.0% |
| Q2 2020 | 37 | $32.4M | 5,033,815 | 5 | 8 | 18 | 0.0% |
| Q1 2020 | 35 | $26.5M | 6,098,593 | 6 | 10 | 14 | 0.0% |
| Q4 2019 | 37 | $49.9M | 5,321,173 | 6 | 8 | 14 | 0.0% |
| Q3 2019 | 35 | $44.4M | 4,335,306 | 7 | 8 | 16 | 0.0% |
| Q2 2019 | 31 | $42.9M | 3,814,700 | 2 | 14 | 12 | 0.0% |
| Q1 2019 | 39 | $52.8M | 4,083,042 | 39 | 0 | 0 | 0.0% |