NUVEEN VRIABL RAT PFD & INM (NPFD)
Institutional ownership reported to the SEC as of Q2 2026, across 19 quarters.
44
Reporting holders
$96.4M
Reported value
0.0%
Held as options
-4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $37.0M | 1,968,184 | 0.00% | 19q | -1.4%-$531.8K |
| ROYAL BANK OF CANADA | $11.1M | 587,471 | 0.00% | 19q | -10.7%-$1.3M |
| Advisors Asset Management, Inc. | $8.4M | 444,389 | 0.13% | 5q | +14.7%+$1.1M |
| UBS Group AG | $7.8M | 416,649 | 0.00% | 19q | +8.6%+$622.3K |
| WELLS FARGO & COMPANY/MN | $5.1M | 270,297 | 0.00% | 19q | -65.1%-$9.5M |
| Invesco Ltd. | $5.0M | 265,957 | 0.00% | 15q | +2.3%+$114.8K |
| Atlas Wealth LLC | $5.0M | 263,387 | 0.71% | new | NEW |
| STIFEL FINANCIAL CORP | $2.9M | 154,395 | 0.00% | 18q | -1.2%-$34.4K |
| FIRST TRUST ADVISORS LP | $2.4M | 127,209 | 0.00% | 17q | +4.3%+$98.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.3M | 67,225 | 0.00% | 9q | +4.1%+$50.0K |
| EVOLVE PRIVATE WEALTH, LLC | $1.2M | 64,082 | 0.07% | 3q | -6.8%-$89.3K |
| Closed-End Fund Advisors, Inc. | $969.6K | 51,519 | 0.95% | 3q | -5.5%-$56.0K |
| Summit Financial, LLC | $956.8K | 50,421 | 0.01% | 4q | +0.8%+$8.0K |
| Cetera Investment Advisers | $895.0K | 47,557 | 0.00% | 10q | -22.4%-$257.9K |
| ENVESTNET ASSET MANAGEMENT INC | $797.4K | 42,371 | 0.00% | 11q | -31.3%-$363.2K |
| Equitable Holdings, Inc. | $782.6K | 41,584 | 0.00% | 2q | HELD |
| BANK OF AMERICA CORP /DE/ | $439.6K | 23,357 | 0.00% | 8q | -13.0%-$65.9K |
| Merit Financial Group, LLC | $406.2K | 21,582 | 0.00% | 5q | +101.7%+$204.8K |
| UHLMANN PRICE SECURITIES, LLC | $382.0K | 20,294 | 0.01% | 8q | +2.2%+$8.1K |
| Global Retirement Partners, LLC | $371.6K | 19,744 | 0.01% | 2q | +13.0%+$42.6K |
| LPL Financial LLC | $355.4K | 18,883 | 0.00% | 5q | -8.3%-$32.2K |
| OSAIC HOLDINGS, INC. | $339.3K | 18,027 | 0.00% | 17q | +417.4%+$273.7K |
| Seed Wealth Management, Inc. | $320.5K | 17,030 | 0.20% | 13q | HELD |
| Lido Advisors, LLC | $285.7K | 15,054 | 0.00% | 11q | HELD |
| &PARTNERS | $283.9K | 15,083 | 0.00% | 11q | HELD |
| Sage Capital Management, LLC | $254.1K | 13,500 | 0.10% | 6q | HELD |
| CHOREO, LLC | $242.1K | 12,756 | 0.00% | 10q | -7.2%-$18.8K |
| MILLENNIUM MANAGEMENT LLC | $232.0K | 12,328 | 0.00% | 2q | -55.9%-$294.4K |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | $221.5K | 11,767 | 0.06% | 14q | HELD |
| ACCREDITED INVESTOR SERVICES, LLC | $219.4K | 11,658 | 0.12% | 6q | -3.1%-$7.0K |
| Arax Advisory Partners | $114.8K | 6,101 | 0.00% | new | NEW |
| Ritter Daniher Financial Advisory LLC / DE | $61.5K | 3,269 | 0.01% | 3q | -31.4%-$28.2K |
| Pinnacle Wealth Planning Services, Inc. | $58.6K | 3,112 | 0.01% | 3q | HELD |
| Integrated Wealth Concepts LLC | $58.3K | 3,100 | 0.00% | new | NEW |
| BARCLAYS PLC | $52.7K | 2,800 | 0.00% | 2q | HELD |
| CoreCap Advisors, LLC | $47.8K | 2,539 | 0.00% | 4q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $45.3K | 2,408,758 | 0.86% | 17q | -0.7% |
| WPG Advisers, LLC | $25.9K | 1,375 | 0.02% | 7q | HELD |
| FIFTH THIRD BANCORP | $18.3K | 974 | 0.00% | 2q | -36.5%-$10.5K |
| US BANCORP \DE\ | $17.8K | 947 | 0.00% | 6q | HELD |
| IFP Advisors, Inc | $11.5K | 611 | 0.00% | new | NEW |
| WHITTIER TRUST CO OF NEVADA INC | $10.0K | 533 | 0.00% | 2q | HELD |
| Farther Finance Advisors, LLC | $8.6K | 458 | 0.00% | 2q | HELD |
| COHEN & STEERS, INC. | $3.9K | 205,000 | 0.01% | 8q | HELD |
| Rockefeller Capital Management L.P. | $3.1K | 166 | 0.00% | 4q | -86.5%-$20.0K |
| ASSETMARK, INC | $828 | 44 | 0.00% | 10q | HELD |
| WEDBUSH SECURITIES INC | $694 | 36,897 | 0.02% | 17q | +19.4% |
| Janney Montgomery Scott LLC | $577 | 30,635 | 0.00% | 4q | +19.9% |
| BESSEMER GROUP INC | $527 | 27,976 | 0.00% | 2q | HELD |
| Virtu Financial LLC | $275 | 14,622 | 0.01% | new | NEW |
| FNY Investment Advisers, LLC | $13 | 700 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 44 | $96.4M | 5,119,789 | 4 | 10 | 16 | 0.0% |
| Q1 2026 | 48 | $98.5M | 5,426,106 | 11 | 17 | 12 | 0.0% |
| Q4 2025 | 42 | $98.1M | 5,155,381 | 5 | 8 | 16 | 0.0% |
| Q3 2025 | 38 | $102.5M | 5,136,677 | 4 | 11 | 15 | 0.0% |
| Q2 2025 | 36 | $115.0M | 5,965,258 | 6 | 10 | 11 | 0.0% |
| Q1 2025 | 37 | $103.9M | 5,535,809 | 7 | 12 | 12 | 0.0% |
| Q4 2024 | 35 | $117.3M | 6,421,065 | 2 | 19 | 7 | 0.0% |
| Q3 2024 | 43 | $129.7M | 6,847,468 | 8 | 17 | 12 | 0.0% |
| Q2 2024 | 38 | $147.5M | 8,028,901 | 4 | 16 | 9 | 0.0% |
| Q1 2024 | 37 | $222.8M | 12,441,477 | 5 | 15 | 9 | 0.0% |
| Q4 2023 | 38 | $149.4M | 9,196,108 | 13 | 11 | 7 | 0.0% |
| Q3 2023 | 28 | $89.3M | 5,701,947 | 4 | 6 | 10 | 0.0% |
| Q2 2023 | 32 | $74.4M | 4,788,186 | 3 | 14 | 8 | 0.0% |
| Q1 2023 | 32 | $55.9M | 3,527,863 | 8 | 11 | 5 | 0.0% |
| Q4 2022 | 29 | $50.6M | 2,881,448 | 14 | 10 | 2 | 0.0% |
| Q3 2022 | 23 | $20.6M | 1,178,888 | 8 | 10 | 3 | 0.0% |
| Q2 2022 | 17 | $16.8M | 913,752 | 8 | 4 | 2 | 0.0% |
| Q1 2022 | 12 | $14.3M | 621,106 | 4 | 4 | 1 | 0.0% |
| Q4 2021 | 10 | $8.4M | 331,984 | 10 | 0 | 0 | 0.0% |