BLACKROCK ESG CAP ALLC TERM (ECAT)
Institutional ownership reported to the SEC as of Q2 2026, across 20 quarters.
73
Reporting holders
$472.7M
Reported value
0.0%
Held as options
-5
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $276.9M | 17,612,449 | 7.10% | 17q | -20.0%-$69.3M |
| MORGAN STANLEY | $34.0M | 2,161,073 | 0.00% | 20q | -2.0%-$682.2K |
| ROYAL BANK OF CANADA | $19.7M | 1,254,166 | 0.00% | 20q | +2.5%+$487.4K |
| BlackRock, Inc. | $19.3M | 1,228,545 | 0.00% | 5q | HELD |
| Invesco Ltd. | $15.6M | 994,942 | 0.00% | 17q | -4.9%-$805.0K |
| AMERIPRISE FINANCIAL INC | $12.8M | 813,493 | 0.00% | 19q | -36.7%-$7.4M |
| BANK OF AMERICA CORP /DE/ | $12.4M | 786,472 | 0.00% | 20q | HELD |
| Advisors Asset Management, Inc. | $11.0M | 701,463 | 0.17% | 18q | +8.4%+$856.8K |
| WELLS FARGO & COMPANY/MN | $10.2M | 646,887 | 0.00% | 20q | -17.4%-$2.1M |
| FLAGSHIP HARBOR ADVISORS, LLC | $9.2M | 586,647 | 0.35% | 16q | +5.0%+$442.4K |
| Mason & Associates Inc | $5.6M | 357,593 | 0.91% | 3q | +7.6%+$399.1K |
| LPL Financial LLC | $4.2M | 269,321 | 0.00% | 17q | -3.0%-$130.9K |
| Formidable Asset Management, LLC | $4.0M | 296,032 | 0.64% | 6q | -1.9%-$79.3K |
| OSAIC HOLDINGS, INC. | $4.0M | 255,323 | 0.00% | 19q | +10.8%+$389.9K |
| OPPENHEIMER & CO INC | $3.1M | 196,335 | 0.03% | 15q | -1.5%-$45.5K |
| UBS Group AG | $2.8M | 179,846 | 0.00% | 20q | -26.4%-$1.0M |
| RAYMOND JAMES FINANCIAL INC | $2.4M | 152,737 | 0.00% | 7q | HELD |
| RFG Advisory, LLC | $1.8M | 117,195 | 0.03% | 3q | +10.8%+$179.1K |
| Americana Partners, LLC | $1.6M | 104,534 | 0.04% | 13q | -3.7%-$64.0K |
| JANE STREET GROUP, LLC | $1.6M | 102,964 | 0.00% | 6q | +123.8%+$895.5K |
| D. E. Shaw & Co., Inc. | $1.5M | 98,455 | 0.00% | 13q | HELD |
| EVOLVE PRIVATE WEALTH, LLC | $1.5M | 93,640 | 0.09% | 3q | -9.3%-$150.8K |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 86,121 | 0.00% | 4q | +25.5%+$274.8K |
| Baird Financial Group, Inc. | $1.3M | 82,536 | 0.00% | 7q | +3.9%+$48.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.3M | 82,478 | 0.00% | 15q | +13.3%+$152.4K |
| Cetera Investment Advisers | $1.1M | 66,968 | 0.00% | 5q | -1.1%-$11.3K |
| Rockefeller Capital Management L.P. | $971.3K | 61,790 | 0.00% | 5q | +132.1%+$552.8K |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $864.6K | 55,000 | 0.53% | 7q | +25.0%+$172.9K |
| Aviance Capital Partners, LLC | $680.2K | 43,269 | 0.07% | 2q | +6.3%+$40.4K |
| D.A. DAVIDSON & CO. | $631.9K | 40,200 | 0.00% | 16q | HELD |
| SeaCrest Wealth Management, LLC | $628.8K | 40,000 | 0.07% | 6q | +34.6%+$161.7K |
| CreativeOne Wealth, LLC | $608.4K | 38,700 | 0.01% | 7q | -13.0%-$91.2K |
| WEALTH EFFECTS LLC | $590.7K | 37,577 | 0.16% | 2q | -1.9%-$11.5K |
| XTX Topco Ltd | $539.2K | 34,302 | 0.01% | 2q | +19.9%+$89.4K |
| Beckerman Institutional, LLC | $536.0K | 34,099 | 0.26% | 8q | -1.4%-$7.7K |
| North Ground Capital | $440.2K | 28,000 | 0.53% | 7q | -72.0%-$1.1M |
| &PARTNERS | $416.0K | 26,465 | 0.00% | 3q | +3.9%+$15.8K |
| Prospera Financial Services Inc | $416.0K | 26,457 | 0.01% | 2q | +2.7%+$11.0K |
| Arax Advisory Partners | $410.9K | 26,138 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $397.8K | 25,306 | 0.01% | 8q | +265.7%+$289.0K |
| Kestra Advisory Services, LLC | $392.8K | 24,984 | 0.00% | 2q | -5.4%-$22.6K |
| PFG Investments, LLC | $380.8K | 24,223 | 0.01% | 10q | +0.8%+$3.1K |
| Sanctuary Advisors, LLC | $378.8K | 24,095 | 0.00% | 9q | HELD |
| Alpine Global Management, LLC | $343.5K | 21,848 | 0.06% | 2q | -37.6%-$207.1K |
| TRUIST FINANCIAL CORP | $317.6K | 20,204 | 0.00% | 20q | +5.0%+$15.1K |
| Integrated Wealth Concepts LLC | $290.6K | 18,487 | 0.00% | new | NEW |
| US BANCORP \DE\ | $283.1K | 18,011 | 0.00% | 8q | HELD |
| FIFTH THIRD BANCORP | $232.0K | 14,757 | 0.00% | 2q | +75.1%+$99.5K |
| Private Advisor Group, LLC | $231.0K | 14,696 | 0.00% | 2q | +44.1%+$70.8K |
| Steward Partners Investment Advisory, LLC | $224.4K | 14,272 | 0.00% | 18q | +1.6%+$3.4K |
| Creative Planning | $207.3K | 13,188 | 0.00% | 3q | -9.5%-$21.6K |
| Pasadena Private Wealth, LLC | $192.1K | 12,221 | 0.02% | new | NEW |
| Summit Trail Advisors, LLC | $188.6K | 11,995 | 0.00% | 2q | HELD |
| Pinnacle Bancorp, Inc. | $107.2K | 6,820 | 0.03% | new | NEW |
| Global Retirement Partners, LLC | $78.5K | 4,994 | 0.00% | 2q | +17.8%+$11.9K |
| PNC Financial Services Group, Inc. | $47.2K | 3,000 | 0.00% | 4q | HELD |
| HARBOUR INVESTMENTS, INC. | $43.2K | 2,750 | 0.00% | 2q | HELD |
| Triumph Capital Management | $42.8K | 2,725 | 0.01% | 3q | -21.0%-$11.4K |
| MATHER GROUP, LLC. | $32.8K | 2,087 | 0.00% | 2q | HELD |
| Quent Capital, LLC | $31.4K | 2,000 | 0.00% | new | NEW |
| XP Advisory US, Inc. | $30.7K | 1,950 | 0.02% | new | FIRST |
| Penserra Capital Management LLC | $23.8K | 1,516,889 | 0.18% | 8q | +4.0% |
| Pinnacle Wealth Planning Services, Inc. | $22.8K | 1,449 | 0.00% | 3q | HELD |
| Cullen/Frost Bankers, Inc. | $15.7K | 1,000 | 0.00% | 3q | HELD |
| COHEN & STEERS, INC. | $14.6K | 928,615 | 0.02% | 20q | +6.9% |
| WPG Advisers, LLC | $14.2K | 904 | 0.01% | 7q | HELD |
| ASSETMARK, INC | $13.4K | 852 | 0.00% | 10q | +99.5%+$6.7K |
| North Star Investment Management Corp. | $7.9K | 500 | 0.00% | new | NEW |
| Allworth Financial LP | $7.9K | 500 | 0.00% | 5q | HELD |
| Farther Finance Advisors, LLC | $7.9K | 500 | 0.00% | new | NEW |
| Comprehensive Financial Planning, Inc./PA | $7.9K | 500 | 0.00% | 3q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $3.1K | 200 | 0.00% | 4q | HELD |
| Key Capital Management, INC | $3.1K | 200 | 0.00% | new | NEW |
| MRP Capital Investments, LLC | $1.6K | 100 | 0.00% | 3q | HELD |
| WEDBUSH SECURITIES INC | $850 | 54,052 | 0.02% | 17q | +10.5% |
| Cambridge Investment Research Advisors, Inc. | $556 | 35,430 | 0.00% | 12q | +120.1% |
| Janney Montgomery Scott LLC | $400 | 25,473 | 0.00% | 17q | -2.7% |
| SIGNATUREFD, LLC | $219 | 14 | 0.00% | 7q | +7.7% |
| BESSEMER GROUP INC | $6 | 362 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-13 | 13D/A | Saba Capital Management, L.P.with 2 co-filers | 14.8% |
| 2026-08-03 | 13D/A | Saba Capital Management, L.P.with 2 co-filers | 15.9% |
| 2026-07-22 | 13D/A | Saba Capital Management, L.P.with 2 co-filers | 17.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 73 | $472.7M | 30,111,544 | 8 | 26 | 20 | 0.0% |
| Q1 2026 | 78 | $482.0M | 35,454,590 | 17 | 27 | 18 | 0.0% |
| Q4 2025 | 71 | $589.9M | 38,331,977 | 17 | 19 | 20 | 0.0% |
| Q3 2025 | 65 | $632.5M | 38,572,086 | 12 | 22 | 14 | 0.0% |
| Q2 2025 | 70 | $666.7M | 41,516,623 | 16 | 18 | 17 | 0.0% |
| Q1 2025 | 61 | $623.8M | 39,578,277 | 10 | 19 | 19 | 0.0% |
| Q4 2024 | 60 | $702.4M | 42,825,861 | 10 | 15 | 18 | 0.0% |
| Q3 2024 | 55 | $772.6M | 43,565,464 | 12 | 10 | 22 | 0.0% |
| Q2 2024 | 56 | $805.8M | 45,964,924 | 4 | 22 | 19 | 0.0% |
| Q1 2024 | 64 | $859.9M | 49,558,812 | 7 | 16 | 27 | 0.0% |
| Q4 2023 | 67 | $727.0M | 45,073,600 | 9 | 22 | 24 | 0.0% |
| Q3 2023 | 67 | $550.4M | 37,217,315 | 12 | 20 | 22 | 0.0% |
| Q2 2023 | 57 | $555.2M | 35,426,885 | 8 | 19 | 19 | 0.0% |
| Q1 2023 | 54 | $537.7M | 34,449,443 | 5 | 28 | 8 | 0.0% |
| Q4 2022 | 55 | $412.1M | 30,787,912 | 15 | 22 | 9 | 0.0% |
| Q3 2022 | 53 | $273.6M | 21,365,754 | 9 | 25 | 12 | 0.0% |
| Q2 2022 | 48 | $244.9M | 17,112,877 | 15 | 21 | 4 | 0.0% |
| Q1 2022 | 37 | $200.6M | 12,041,859 | 14 | 14 | 4 | 0.0% |
| Q4 2021 | 34 | $146.2M | 7,838,010 | 23 | 9 | 0 | 0.0% |
| Q3 2021 | 11 | $31.9M | 1,586,404 | 11 | 0 | 0 | 0.0% |