HolderBook

APOLLO TACTICAL INCOME FD IN (AIF)

Institutional ownership reported to the SEC as of Q2 2024, across 23 quarters.

44
Reporting holders
$45.9M
Reported value
0.0%
Held as options
+2
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
Pathstone Holdings, LLC$9.1M621,5570.04%3q-30.5%-$4.0M
WELLS FARGO & COMPANY/MN$4.8M324,6090.00%23q+3.6%+$163.5K
MORGAN STANLEY$4.7M320,1890.00%27q-71.7%-$11.9M
Foundations Investment Advisors, LLC$4.1M282,5520.10%5q+9.0%+$341.6K
GUGGENHEIM CAPITAL LLC$3.5M240,5250.02%23q+34.0%+$894.2K
Invesco Ltd.$3.2M217,6620.00%9q-5.0%-$168.3K
LPL Financial LLC$2.6M175,2880.00%17q-18.8%-$593.3K
BANK OF AMERICA CORP /DE/$2.0M134,1090.00%23q+0.9%+$18.0K
Royal Bank of Canada$1.8M122,2050.00%23q+16.2%+$250.0K
Cetera Investment Advisers$1.8M121,5180.00%2q+6.0%+$100.5K
STEPHENS INC /AR/$1.3M87,5140.02%7q+2.5%+$30.7K
Capital Investment Advisors, LLC$770.6K52,6400.02%23qHELD
NOTTINGHAM ADVISORS, INC.$454.1K31,0210.05%6q+10.2%+$42.0K
Kestra Advisory Services, LLC$443.1K30,2650.00%16q+1.1%+$4.6K
RAYMOND JAMES & ASSOCIATES$425.5K29,0670.00%23q-14.3%-$70.9K
OSAIC HOLDINGS, INC.$410.2K28,0180.00%18q-40.1%-$274.5K
ENVESTNET ASSET MANAGEMENT INC$377.1K25,7590.00%16q+14.1%+$46.5K
PRINCIPAL SECURITIES, INC.$374.4K25,5750.01%3q+12.4%+$41.2K
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC$345.4K23,5900.14%5qHELD
Tyche Wealth Partners LLC$329.2K22,4870.08%newNEW
Capital Market Strategies LLC$315.7K21,5630.20%3qHELD
UBS Group AG$314.1K21,4530.00%23q-19.6%-$76.8K
REGIONS FINANCIAL CORP$292.8K20,0000.00%2q+33.3%+$73.2K
Ausdal Financial Partners, Inc.$281.5K19,2260.03%3q+18.1%+$43.1K
STIFEL FINANCIAL CORP$269.2K18,3880.00%16q+0.8%+$2.3K
Alpine Global Management, LLC$248.9K17,0000.04%newNEW
REDMONT WEALTH ADVISORS LLC$202.4K13,8280.32%3q-13.8%-$32.4K
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$201.6K13,7680.03%2q+2.0%+$4.0K
Sanctuary Advisors, LLC$181.2K12,7430.00%newFIRST
PFG Investments, LLC$153.4K10,4810.01%newNEW
SUSQUEHANNA INTERNATIONAL GROUP, LLP$151.5K10,3470.00%newNEW
Sovereign Financial Group, Inc.$150.9K10,3050.04%3qHELD
Avior Wealth Management, LLC$107.8K7,3600.00%2q-28.1%-$42.0K
Apollo Management Holdings, L.P.$76.7K5,2360.00%23qHELD
Anfield Capital Management, LLC$64.1K4,3800.03%2q+4.2%+$2.6K
FinTrust Capital Advisors, LLC$38.6K2,6350.01%4qHELD
GPS Wealth Strategies Group, LLC$35.4K2,4150.01%5q-20.1%-$8.9K
NewEdge Advisors, LLC$33.7K2,2990.00%7qHELD
PNC Financial Services Group, Inc.$32.4K2,2120.00%newNEW
FIFTH THIRD BANCORP$28.7K1,9590.00%newNEW
Larson Financial Group LLC$6.1K4170.00%11qHELD
Farther Finance Advisors, LLC$1.7K1150.00%newNEW
COMMONWEALTH EQUITY SERVICES, LLC$77352,8100.00%2q-0.5%
COMERICA BANK$767520.00%4q-29.7%
ASSETMARK, INC$337230.00%2qHELD
Virtu Financial LLC$20413,9680.01%newNEW

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202444$45.9M3,134,355716110.0%
Q1 202442$60.9M4,260,671818100.0%
Q4 202348$67.8M4,852,173815140.0%
Q3 202348$70.2M5,252,671514200.0%
Q2 202351$77.1M6,079,450514130.0%
Q1 202355$73.5M6,064,4271114160.0%
Q4 202245$77.6M6,470,894818110.0%
Q3 202248$80.7M6,849,600613180.0%
Q2 202249$78.8M6,546,134718140.0%
Q1 202245$91.6M6,381,387714150.0%
Q4 202144$93.9M6,126,33272080.0%
Q3 202141$103.5M6,537,33446200.0%
Q2 202142$111.6M7,126,233417110.0%
Q1 202146$109.6M7,359,975619140.0%
Q4 202053$95.1M6,565,929917120.0%
Q3 202047$73.0M5,748,775614190.0%
Q2 202042$65.8M5,295,911614140.0%
Q1 202046$64.6M5,698,628913170.0%
Q4 201945$66.9M4,408,003614180.0%
Q3 201942$79.2M5,229,577612130.0%
Q2 201940$77.3M5,242,158414100.0%
Q1 201940$80.6M5,490,073316150.0%
Q4 201841$83.3M6,050,3600110.0%