RIVERNORTH FLEXIBLE MUNI INC (RFMZ)
Institutional ownership reported to the SEC as of Q2 2026, across 22 quarters.
55
Reporting holders
$106.1M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Pathstone Holdings, LLC | $11.4M | 840,046 | 0.03% | 7q | +53.8%+$4.0M |
| Rockefeller Capital Management L.P. | $11.1M | 817,449 | 0.02% | 22q | +0.7%+$81.7K |
| MORGAN STANLEY | $9.5M | 700,248 | 0.00% | 21q | HELD |
| ROBINSON CAPITAL MANAGEMENT, LLC | $8.8M | 643,727 | 3.88% | 7q | HELD |
| UBS Group AG | $7.3M | 534,335 | 0.00% | 22q | -11.5%-$943.4K |
| Atlas Wealth LLC | $6.4M | 467,361 | 0.91% | 7q | +38.7%+$1.8M |
| GUGGENHEIM CAPITAL LLC | $5.9M | 432,947 | 0.04% | 2q | +278.1%+$4.3M |
| WELLS FARGO & COMPANY/MN | $5.1M | 375,956 | 0.00% | 22q | -51.9%-$5.5M |
| ROYAL BANK OF CANADA | $4.8M | 351,752 | 0.00% | 22q | -0.9%-$44.8K |
| Karpus Management, Inc. | $3.5M | 254,285 | 0.10% | 15q | -3.4%-$121.3K |
| Thomas J. Herzfeld Advisors, Inc. | $3.3M | 243,641 | 1.02% | 11q | +6.1%+$190.9K |
| STIFEL FINANCIAL CORP | $3.0M | 220,563 | 0.00% | 18q | -5.6%-$177.8K |
| ENVESTNET ASSET MANAGEMENT INC | $2.5M | 187,033 | 0.00% | 11q | +7.3%+$173.6K |
| Professional Financial Management, Inc. | $2.5M | 179,932 | 2.49% | 2q | -2.2%-$54.5K |
| OPPENHEIMER & CO INC | $2.4M | 178,522 | 0.03% | 14q | -4.5%-$115.0K |
| Gateway Wealth Partners, LLC | $2.4M | 177,106 | 0.14% | 4q | -49.6%-$2.4M |
| RIVERBRIDGE PARTNERS LLC | $2.2M | 157,851 | 0.06% | 15q | -29.9%-$916.0K |
| Closed-End Fund Advisors, Inc. | $1.8M | 135,328 | 1.80% | 3q | -4.4%-$85.8K |
| NewEdge Advisors, LLC | $1.5M | 112,523 | 0.00% | 4q | +11.4%+$156.7K |
| Noble Wealth Management PBC | $1.0M | 74,697 | 0.46% | 6q | +28.5%+$226.0K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $899.7K | 66,008 | 0.04% | 3q | HELD |
| IFC Advisors LLC | $899.7K | 66,008 | 0.11% | 5q | +120.0%+$490.8K |
| Concurrent Investment Advisors, LLC | $876.1K | 64,275 | 0.01% | 11q | +44.5%+$269.9K |
| RAYMOND JAMES FINANCIAL INC | $759.6K | 55,733 | 0.00% | 7q | +2.7%+$19.9K |
| CITADEL ADVISORS LLC | $605.2K | 44,404 | 0.00% | 3q | +31.3%+$144.4K |
| Private Advisor Group, LLC | $597.0K | 43,800 | 0.00% | 17q | HELD |
| Carnegie Investment Counsel | $408.9K | 30,000 | 0.01% | 21q | HELD |
| PW Nova Financial Services LLC | $402.9K | 29,558 | 0.09% | 2q | -9.4%-$41.7K |
| River Street Advisors LLC | $389.4K | 28,566 | 0.11% | 5q | HELD |
| CHOREO, LLC | $359.1K | 26,345 | 0.00% | 10q | -2.1%-$7.5K |
| Waverly Advisors, LLC | $313.6K | 23,009 | 0.00% | 5q | +12.2%+$34.1K |
| Arlington Capital Management, Inc. | $305.1K | 22,384 | 0.19% | 2q | +1.4%+$4.3K |
| Worth Asset Management, LLC | $297.6K | 21,831 | 0.10% | new | NEW |
| LPL Financial LLC | $240.3K | 17,632 | 0.00% | 6q | HELD |
| Beacon Pointe Advisors, LLC | $234.6K | 17,210 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $203.1K | 14,898 | 0.00% | 2q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $197.1K | 14,461 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $189.8K | 13,925 | 0.00% | 22q | +4.0%+$7.3K |
| Arax Advisory Partners | $170.0K | 12,471 | 0.00% | new | NEW |
| HighTower Advisors, LLC | $166.3K | 12,198 | 0.00% | 7q | -20.8%-$43.8K |
| Caliber Wealth Management, LLC / KS | $163.6K | 12,000 | 0.02% | 6q | HELD |
| &PARTNERS | $151.4K | 11,106 | 0.00% | 11q | HELD |
| PFG Investments, LLC | $140.4K | 10,300 | 0.01% | 9q | -19.1%-$33.0K |
| XML Financial, LLC | $136.3K | 10,000 | 0.01% | 4q | -23.1%-$40.9K |
| Wellspring Financial Advisors, LLC | $136.3K | 10,000 | 0.01% | 15q | HELD |
| COMPASS FINANCIAL MANAGEMENT LLC | $81.9K | 6,011 | 0.01% | new | FIRST |
| EverSource Wealth Advisors, LLC | $81.8K | 6,000 | 0.00% | 9q | HELD |
| US BANCORP \DE\ | $41.6K | 3,055 | 0.00% | 8q | -24.8%-$13.7K |
| Global Retirement Partners, LLC | $31.3K | 2,295 | 0.00% | 2q | +180.6%+$20.1K |
| Pinnacle Wealth Planning Services, Inc. | $13.1K | 963 | 0.00% | 3q | HELD |
| PRIVATE TRUST CO NA | $12.1K | 886 | 0.00% | 15q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $12.0K | 879 | 0.00% | 6q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $9.5K | 700 | 0.00% | 4q | HELD |
| WPG Advisers, LLC | $3.6K | 266 | 0.00% | 3q | HELD |
| WEDBUSH SECURITIES INC | $1.3K | 97,281 | 0.03% | 21q | +23.7% |
| XP Advisory US, Inc. | $477 | 35 | 0.00% | new | FIRST |
| Mathes Company, Inc. | $463 | 34,000 | 0.14% | 21q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 55 | $106.1M | 7,784,514 | 4 | 16 | 16 | 0.0% |
| Q1 2026 | 55 | $100.9M | 7,958,181 | 6 | 19 | 13 | 0.0% |
| Q4 2025 | 59 | $89.4M | 7,060,399 | 11 | 18 | 15 | 0.0% |
| Q3 2025 | 53 | $81.4M | 6,235,580 | 7 | 17 | 15 | 0.0% |
| Q2 2025 | 50 | $93.5M | 7,392,783 | 7 | 19 | 13 | 0.0% |
| Q1 2025 | 43 | $78.2M | 5,829,047 | 3 | 17 | 11 | 0.0% |
| Q4 2024 | 48 | $77.8M | 5,807,222 | 15 | 13 | 8 | 0.0% |
| Q3 2024 | 35 | $70.7M | 4,873,046 | 1 | 19 | 8 | 0.0% |
| Q2 2024 | 40 | $70.9M | 5,014,252 | 8 | 16 | 8 | 0.0% |
| Q1 2024 | 35 | $76.6M | 5,467,335 | 7 | 13 | 8 | 0.0% |
| Q4 2023 | 37 | $66.6M | 5,080,939 | 11 | 10 | 10 | 0.0% |
| Q3 2023 | 28 | $52.7M | 4,280,285 | 7 | 7 | 8 | 0.0% |
| Q2 2023 | 25 | $62.5M | 4,346,600 | 4 | 8 | 6 | 0.0% |
| Q1 2023 | 23 | $41.7M | 3,091,832 | 1 | 8 | 6 | 0.0% |
| Q4 2022 | 24 | $40.4M | 2,988,145 | 8 | 9 | 6 | 0.0% |
| Q3 2022 | 29 | $39.0M | 2,944,064 | 8 | 12 | 6 | 0.0% |
| Q2 2022 | 25 | $34.8M | 2,392,154 | 5 | 10 | 5 | 0.0% |
| Q1 2022 | 26 | $29.4M | 1,849,412 | 10 | 10 | 2 | 0.0% |
| Q4 2021 | 18 | $21.8M | 1,096,973 | 5 | 7 | 3 | 0.0% |
| Q3 2021 | 12 | $18.4M | 908,656 | 2 | 7 | 1 | 0.0% |
| Q2 2021 | 14 | $12.6M | 614,755 | 7 | 5 | 1 | 0.0% |
| Q1 2021 | 7 | $7.6M | 378,698 | 7 | 0 | 0 | 0.0% |