HIGHLAND OPPS & INCOME FD (HFRO)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
89
Reporting holders
$218.7M
Reported value
0.0%
Held as options
-2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $42.6M | 5,976,204 | 1.09% | 5q | +16.1%+$5.9M |
| NEXPOINT ASSET MANAGEMENT, L.P. | $32.8M | 4,599,295 | 2.19% | 21q | +11.4%+$3.4M |
| RAYMOND JAMES FINANCIAL INC | $28.4M | 3,979,624 | 0.01% | 7q | +1.5%+$418.1K |
| Thomas J. Herzfeld Advisors, Inc. | $19.1M | 2,676,474 | 5.86% | 31q | -1.4%-$279.4K |
| MORGAN STANLEY | $17.7M | 2,487,826 | 0.00% | 35q | -2.2%-$403.3K |
| ENVESTNET ASSET MANAGEMENT INC | $15.6M | 2,183,464 | 0.00% | 31q | +1.7%+$257.6K |
| Invesco Ltd. | $8.3M | 1,161,203 | 0.00% | 30q | -17.6%-$1.8M |
| Atlas Wealth LLC | $7.4M | 1,030,976 | 1.05% | new | NEW |
| Matisse Capital | $4.4M | 617,000 | 1.76% | 17q | HELD |
| LPL Financial LLC | $4.4M | 615,069 | 0.00% | 31q | -1.2%-$54.5K |
| ROYAL BANK OF CANADA | $3.9M | 544,380 | 0.00% | 31q | -13.8%-$619.2K |
| OPPENHEIMER & CO INC | $3.8M | 532,264 | 0.04% | 31q | +15.7%+$513.7K |
| Geneos Wealth Management Inc. | $3.7M | 525,538 | 0.08% | 35q | -21.9%-$1.0M |
| Altium Capital Management LLC | $2.3M | 317,055 | 4.76% | 3q | +14.4%+$285.1K |
| Camelot Portfolios, LLC | $2.2M | 310,043 | 1.55% | 30q | -2.2%-$50.0K |
| Closed-End Fund Advisors, Inc. | $1.7M | 237,067 | 1.65% | 3q | +0.7%+$12.4K |
| CHOREO, LLC | $1.5M | 206,145 | 0.02% | 10q | -5.4%-$84.3K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $1.3M | 181,396 | 0.08% | 19q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.3M | 176,264 | 0.16% | 16q | +26.6%+$264.2K |
| NewEdge Advisors, LLC | $1.2M | 173,066 | 0.00% | 14q | +4.1%+$48.1K |
| Aristides Capital LLC | $1.0M | 143,706 | 0.20% | 26q | +4.1%+$40.0K |
| IHT Wealth Management, LLC | $979.7K | 137,401 | 0.02% | 31q | -2.3%-$22.7K |
| GRATIA CAPITAL, LLC | $889.3K | 124,725 | 0.54% | new | NEW |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $872.1K | 122,317 | 0.04% | 18q | HELD |
| HighTower Advisors, LLC | $783.6K | 109,907 | 0.00% | 15q | -3.6%-$29.4K |
| Baird Financial Group, Inc. | $683.1K | 95,804 | 0.00% | 18q | -15.7%-$127.6K |
| OSAIC HOLDINGS, INC. | $681.2K | 95,535 | 0.00% | 26q | -13.6%-$107.0K |
| Calamos Advisors LLC | $571.8K | 80,201 | 0.00% | 10q | +7.1%+$38.1K |
| GILPIN WEALTH MANAGEMENT, LLC | $545.8K | 76,546 | 0.38% | 3q | -16.5%-$107.6K |
| MERCER GLOBAL ADVISORS INC /ADV | $510.9K | 71,662 | 0.00% | 3q | +100.0%+$255.5K |
| Creative Planning | $488.8K | 68,552 | 0.00% | 11q | HELD |
| HARBOUR INVESTMENTS, INC. | $464.3K | 65,120 | 0.01% | 2q | -54.2%-$549.9K |
| Samalin Investment Counsel, LLC | $399.3K | 56,009 | 0.12% | 14q | -27.6%-$152.4K |
| Ariadne Wealth Management, LP | $377.3K | 52,914 | 0.17% | 9q | HELD |
| Cetera Investment Advisers | $363.4K | 50,969 | 0.00% | 23q | HELD |
| XTX Topco Ltd | $346.3K | 48,570 | 0.00% | 3q | +143.0%+$203.8K |
| Financial Solutions Advisory Group, Inc. | $341.3K | 44,734 | 0.04% | new | FIRST |
| AEGON USA Investment Management, LLC | $339.5K | 47,619 | 0.24% | 10q | -40.0%-$226.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $309.6K | 43,426 | 0.00% | 5q | +16.6%+$44.0K |
| JANE STREET GROUP, LLC | $289.9K | 40,661 | 0.00% | 4q | +25.0%+$58.0K |
| CSS LLC/IL | $231.8K | 32,516 | 0.01% | 31q | HELD |
| Abel Hall, LLC | $213.9K | 30,000 | 0.04% | 5q | HELD |
| Papamarkou Wellner Asset Management inc. | $213.9K | 30,000 | 0.13% | 7q | -33.3%-$107.0K |
| UBS Group AG | $213.5K | 29,943 | 0.00% | 31q | +60.6%+$80.5K |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $208.8K | 29,285 | 0.15% | 13q | -13.8%-$33.4K |
| EVOLVE PRIVATE WEALTH, LLC | $206.0K | 28,887 | 0.01% | 3q | -7.5%-$16.6K |
| INDEPENDENT FINANCIAL GROUP, LLC | $205.9K | 28,881 | 0.00% | 6q | +0.9%+$1.8K |
| B. Riley Wealth Advisors, Inc. | $186.9K | 25,815 | 0.01% | 2q | +20.1%+$31.2K |
| Mariner, LLC | $179.0K | 25,112 | 0.00% | 6q | -17.0%-$36.6K |
| North Ground Capital | $176.3K | 24,731 | 0.21% | 7q | +12.0%+$18.9K |
| MELFA WEALTH MANAGEMENT, INC. | $134.4K | 18,856 | 0.07% | 15q | -35.3%-$73.3K |
| MML INVESTORS SERVICES, LLC | $133.2K | 18,683 | 0.00% | 19q | +14.4%+$16.8K |
| One Charles Private Wealth Services, LLC | $123.0K | 17,248 | 0.03% | 13q | HELD |
| Kestra Advisory Services, LLC | $111.2K | 15,591 | 0.00% | 24q | -55.8%-$140.4K |
| GOLDMAN SACHS GROUP INC | $108.0K | 15,148 | 0.00% | new | NEW |
| NOMURA HOLDINGS INC | $107.0K | 15,000 | 0.00% | new | NEW |
| Keystone Wealth Services, LLC | $104.8K | 14,704 | 0.02% | 19q | -31.1%-$47.2K |
| Diversify Advisory Services, LLC | $94.7K | 13,015 | 0.00% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $94.7K | 13,015 | 0.00% | new | NEW |
| Capital Investment Advisory Services, LLC | $93.2K | 13,076 | 0.01% | 16q | +1.6%+$1.4K |
| STEPHENS INC /AR/ | $90.9K | 12,743 | 0.00% | 31q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $90.5K | 12,689 | 0.00% | 31q | +1.3%+$1.2K |
| Koshinski Asset Management, Inc. | $82.9K | 11,625 | 0.00% | 9q | HELD |
| Bulldog Investors, LLP | $76.4K | 10,715 | 0.02% | 20q | HELD |
| Post Resch Tallon Group Inc. | $74.8K | 10,485 | 0.05% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $71.5K | 10,033 | 0.01% | 3q | HELD |
| Rockefeller Capital Management L.P. | $66.9K | 9,385 | 0.00% | 4q | +5.5%+$3.5K |
| Integrated Wealth Concepts LLC | $49.3K | 6,920 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $46.4K | 6,505 | 0.00% | 31q | -58.6%-$65.5K |
| FIFTH THIRD BANCORP | $43.9K | 6,156 | 0.00% | 2q | HELD |
| Arax Advisory Partners | $36.0K | 5,044 | 0.00% | new | NEW |
| IFP Advisors, Inc | $27.4K | 3,845 | 0.00% | 3q | -4.3%-$1.2K |
| Basepoint Wealth LLC | $26.2K | 3,671 | 0.01% | 3q | HELD |
| Triumph Capital Management | $23.5K | 3,300 | 0.00% | 3q | +26.9%+$5.0K |
| Cambridge Investment Research Advisors, Inc. | $13.5K | 1,889,386 | 0.02% | 31q | +95.6%+$6.6K |
| Byrne Asset Management LLC | $12.8K | 1,800 | 0.01% | 19q | HELD |
| Steward Partners Investment Advisory, LLC | $9.0K | 1,261 | 0.00% | 31q | HELD |
| Spire Wealth Management | $3.6K | 500 | 0.00% | 22q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $3.0K | 414 | 0.00% | 3q | -11.9% |
| CALDWELL SUTTER CAPITAL, INC. | $2.0K | 285 | 0.00% | 13q | HELD |
| GABLES CAPITAL MANAGEMENT INC. | $1.9K | 269 | 0.00% | 4q | HELD |
| ASSETMARK, INC | $1.6K | 226 | 0.00% | new | NEW |
| SHP Wealth Management | $1.5K | 211 | 0.00% | 3q | HELD |
| PARK AVENUE SECURITIES LLC | $1.3K | 176,281 | 0.01% | 22q | -3.0% |
| Cedar Mountain Advisors, LLC | $585 | 82 | 0.00% | 27q | HELD |
| Sunrise Financial Services, LLC | $499 | 70 | 0.00% | 3q | HELD |
| FMR LLC | $164 | 23 | 0.00% | 6q | HELD |
| Janney Montgomery Scott LLC | $82 | 11,530 | 0.00% | 26q | -43.1% |
| Strategic Wealth Partners, Ltd. | $43 | 6 | 0.00% | 4q | HELD |
| Vision Retirement, LLC | $19 | 3 | 0.00% | 3q | HELD |
| AdvisorNet Financial, Inc | $11 | 2 | 0.00% | 6q | +100.0% |
| Kilter Group LLC | $5 | 1 | 0.00% | 4q | -100.0%-$11.1K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-29 | 13D/A | DONDERO JAMES Dwith 4 co-filers | 9.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 89 | $218.7M | 30,664,506 | 10 | 25 | 27 | 0.0% |
| Q1 2026 | 91 | $164.9M | 29,008,923 | 5 | 26 | 29 | 0.0% |
| Q4 2025 | 102 | $170.5M | 28,504,026 | 15 | 21 | 28 | 0.0% |
| Q3 2025 | 88 | $165.7M | 26,093,765 | 15 | 16 | 27 | 0.0% |
| Q2 2025 | 85 | $135.3M | 26,010,858 | 8 | 24 | 23 | 0.0% |
| Q1 2025 | 89 | $128.6M | 24,729,071 | 8 | 21 | 38 | 0.0% |
| Q4 2024 | 101 | $141.0M | 27,159,245 | 13 | 23 | 33 | 0.0% |
| Q3 2024 | 91 | $167.0M | 27,252,878 | 9 | 31 | 29 | 0.0% |
| Q2 2024 | 91 | $173.1M | 27,710,575 | 10 | 36 | 23 | 0.0% |
| Q1 2024 | 97 | $235.8M | 33,571,819 | 17 | 33 | 25 | 0.0% |
| Q4 2023 | 95 | $214.3M | 27,902,546 | 10 | 32 | 26 | 0.0% |
| Q3 2023 | 93 | $179.8M | 22,404,892 | 12 | 31 | 21 | 0.0% |
| Q2 2023 | 84 | $195.7M | 21,701,198 | 9 | 25 | 24 | 0.0% |
| Q1 2023 | 85 | $196.7M | 22,372,752 | 8 | 29 | 27 | 0.0% |
| Q4 2022 | 83 | $227.6M | 22,222,974 | 13 | 29 | 18 | 0.0% |
| Q3 2022 | 92 | $226.2M | 23,240,935 | 9 | 36 | 23 | 0.0% |
| Q2 2022 | 99 | $270.0M | 23,981,292 | 11 | 33 | 31 | 0.0% |
| Q1 2022 | 96 | $280.3M | 23,472,329 | 12 | 30 | 32 | 0.0% |
| Q4 2021 | 99 | $270.2M | 24,582,417 | 14 | 27 | 31 | 0.0% |
| Q3 2021 | 98 | $293.2M | 27,209,616 | 14 | 43 | 18 | 0.0% |
| Q2 2021 | 95 | $263.6M | 24,150,323 | 14 | 39 | 26 | 0.0% |
| Q1 2021 | 92 | $298.8M | 26,903,571 | 12 | 39 | 26 | 0.0% |
| Q4 2020 | 97 | $263.9M | 25,657,693 | 15 | 29 | 34 | 0.0% |
| Q3 2020 | 98 | $244.5M | 28,628,750 | 11 | 39 | 26 | 0.1% |
| Q2 2020 | 101 | $256.7M | 31,872,237 | 8 | 47 | 19 | 0.0% |
| Q1 2020 | 109 | $280.1M | 32,832,133 | 22 | 28 | 35 | 0.0% |
| Q4 2019 | 103 | $403.3M | 32,443,166 | 26 | 29 | 27 | 0.0% |
| Q3 2019 | 85 | $433.6M | 32,476,072 | 9 | 33 | 22 | 0.0% |
| Q2 2019 | 79 | $432.7M | 31,278,720 | 8 | 32 | 19 | 0.0% |
| Q1 2019 | 83 | $416.1M | 29,968,779 | 10 | 25 | 21 | 0.0% |
| Q4 2018 | 82 | $376.6M | 29,383,896 | 2 | 1 | 3 | 0.0% |