Spectrum Asset Management, Inc. (NB/CA)
Reported holdings as of Q2 2026, from 31 quarterly filings.
Holdings
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| WELLS FARGO & CO OPT | WFC | $33.9M | 407,194 | -1.07pp | 2q | -1.8%-$625.0K | |
| INVESCO EXCHANGE TRADED FD T | RSP | $26.8M | 125,941 | +2.87pp | 15q | +68.3%+$10.9M | |
| VANGUARD BD INDEX FDS | VUSB | $24.3M | 487,873 | -0.64pp | 4q | +4.6%+$1.1M | |
| SCHWAB STRATEGIC TR | SCHV | $18.3M | 524,862 | +0.47pp | 25q | +10.5%+$1.7M | |
| FIRST TR EXCHNG TRADED FD VI | DMAY | $12.9M | 273,257 | +1.65pp | 9q | +102.9%+$6.5M | |
| FIRST TR EXCHNG TRADED FD VI | DSEP | $12.1M | 254,816 | -0.21pp | 8q | HELD | |
| ISHARES GOLD TR | IAU | $12.1M | 159,602 | -1.15pp | 21q | HELD | |
| FIRST TR EXCHNG TRADED FD VI | DMAR | $11.0M | 246,980 | -0.28pp | 10q | HELD | |
| ISHARES TR | LQD | $9.5M | 86,909 | - | new | NEW | |
| FIRST TR EXCHNG TRADED FD VI | YMAR | $7.2M | 252,509 | -0.17pp | 2q | +0.7%+$52.6K | |
| FIRST TR EXCHNG TRADED FD VI | DFEB | $7.1M | 139,879 | -0.21pp | 10q | -2.9%-$208.9K | |
| SCHWAB STRATEGIC TR | SCHF | $6.8M | 245,930 | +0.56pp | 31q | +45.1%+$2.1M | |
| ALPHABET INC | GOOG | $6.7M | 18,831 | +0.12pp | 10q | -0.6%-$41.3K | |
| CISCO SYS INC | CSCO | $6.4M | 54,772 | +0.43pp | 31q | -0.7%-$44.0K | |
| SCHWAB STRATEGIC TR | SCHG | $6.1M | 181,120 | +0.09pp | 31q | +3.8%+$226.6K | |
| FIRST TR EXCHNG TRADED FD VI | DDEC | $5.6M | 118,323 | -0.12pp | 3q | -0.7%-$41.7K | |
| EXXON MOBIL CORP | XOMXXXX | $5.5M | 40,281 | -0.65pp | 31q | HELD | |
| CHEVRON CORPORATION | CVX | $5.4M | 32,322 | -0.64pp | 31q | HELD | |
| ISHARES TR | USMV | $5.1M | 52,587 | -0.04pp | 19q | +6.7%+$319.1K | |
| EMCOR GROUP INC | EME | $4.6M | 5,525 | -0.22pp | 5q | -13.0%-$683.9K | |
| WALMART INC | WMT | $4.6M | 40,432 | -0.33pp | 31q | HELD | |
| ABBVIE INC | ABBV | $4.6M | 18,159 | +0.02pp | 31q | HELD | |
| FIRST TR EXCHNG TRADED FD VI | DJUN | $4.5M | 92,169 | - | new | NEW | |
| ISHARES TR | SGOV | $4.4M | 43,369 | - | new | NEW | |
| ISHARES INC | EMXC | $4.2M | 41,062 | - | new | NEW | |
| ILLUMINA INC | ILMN | $4.1M | 23,586 | +0.27pp | 2q | +5.1%+$202.2K | |
| DUKE ENERGY CORP NEW | DUK | $3.7M | 29,511 | -0.19pp | 25q | HELD | |
| ISHARES INC | SCJ | $3.7M | 35,337 | -0.01pp | 7q | +4.2%+$151.5K | |
| SCHWAB CHARLES CORP | SCHW | $3.7M | 40,174 | -0.17pp | 26q | HELD | |
| L3HARRIS TECHNOLOGIES INC | LHX | $3.7M | 12,730 | -0.37pp | 10q | HELD | |
| MICROSOFT CORP | MSFT | $3.6M | 9,740 | -0.19pp | 31q | -4.7%-$180.5K | |
| NOVARTIS AG | NVS | $3.6M | 22,804 | -0.28pp | 5q | -13.2%-$544.0K | |
| FREEPORT-MCMORAN INC | FCX | $3.5M | 55,922 | -0.04pp | 2q | +3.0%+$101.3K | |
| EMERSON ELEC CO | EMR | $3.4M | 23,718 | -0.05pp | 24q | HELD | |
| EDWARDS LIFESCIENCES CORP | EW | $3.3M | 36,010 | -0.01pp | 9q | HELD | |
| SCHWAB STRATEGIC TR | SCHR | $3.2M | 130,560 | -0.21pp | 5q | -6.1%-$210.8K | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $3.2M | 6,423 | -0.09pp | 31q | HELD | |
| SELECT SECTOR SPDR TR | XLE | $3.2M | 60,038 | -0.26pp | 31q | +2.3%+$72.6K | |
| SERIES PORTFOLIOS TR | CLOX | $3.2M | 124,361 | -0.05pp | 3q | +7.8%+$229.5K | |
| ISHARES TR | ESGU | $2.8M | 17,089 | +0.04pp | 23q | +4.6%+$124.1K | |
| SOLSTICE ADVANCED MATLS INC | SOLS | $2.7M | 30,289 | +0.38pp | 3q | +102.0%+$1.4M | |
| LINDE PLC | LIN | $2.4M | 4,717 | -0.07pp | 6q | HELD | |
| STATE STR SPDR S&P 500 ETF T | SPY | $2.4M | 3,224 | -0.03pp | 31q | -5.0%-$126.5K | |
| SCHWAB STRATEGIC TR | SCHB | $2.3M | 80,233 | -0.07pp | 31q | -10.7%-$278.8K | |
| ORACLE CORP | ORCL | $2.3M | 15,806 | -0.10pp | 26q | -0.5%-$12.0K | |
| BERKSHIRE HATHAWAY INC DEL | BRKA | $2.2M | 3 | -0.06pp | 6q | HELD | |
| HONEYWELL INTL INC | HON | $2.0M | 8,865 | - | new | NEW | |
| HONEYWELL AEROSPACE INC | HONA | $2.0M | 8,850 | - | new | NEW | |
| FIRST TR EXCHNG TRADED FD VI | DJAN | $1.8M | 40,032 | -0.04pp | 2q | -1.6%-$30.0K | |
| ALPHABET INC | GOOGL | $1.8M | 5,096 | +0.02pp | 31q | -4.9%-$93.3K | |
| APPLE INC OPT | AAPL | $1.8M | 6,103 | +0.11pp | 25q | +28.7%+$393.8K | |
| FIRST TR EXCHNG TRADED FD VI | DNOV | $1.5M | 28,381 | -0.03pp | 7q | HELD | |
| FIRST TR EXCHNG TRADED FD VI | DAPR | $1.3M | 32,760 | +0.28pp | 5q | +370.4%+$1.1M | |
| COSTCO WHOLESALE CORPORATION | COST | $1.3M | 1,413 | -0.08pp | 31q | HELD | |
| VISA INC | V | $1.3M | 3,836 | flat | 31q | HELD | |
| RTX CORPORATION | RTX | $1.2M | 6,533 | -0.06pp | 25q | HELD | |
| MCKESSON CORP | MCK | $1.2M | 1,600 | -0.10pp | 16q | HELD | |
| VANGUARD INDEX FDS | VUG | $1.1M | 13,308 | +0.01pp | 31q | +499.5%+$955.1K | |
| GE VERNOVA INC | GEV | $969.7K | 825 | +0.04pp | 2q | HELD | |
| GE AEROSPACE | GE | $963.1K | 2,577 | +0.03pp | 6q | HELD | |
| ISHARES TR | IJR | $942.5K | 6,355 | +0.02pp | 2q | +3.0%+$27.9K | |
| MARVELL TECHNOLOGY INC | MRVL | $907.4K | 3,046 | +0.08pp | 2q | -43.6%-$702.1K | |
| NVIDIA CORPORATION OPT | NVDA | $885.5K | 4,417 | +0.13pp | 13q | +114.6%+$472.9K | |
| VANGUARD TAX-MANAGED FDS | VEA | $798.8K | 11,211 | -0.01pp | 31q | -3.2%-$26.8K | |
| TESLA INC | TSLA | $732.0K | 1,740 | +0.09pp | 7q | +77.9%+$320.6K | |
| ISHARES INC | EWW | $724.9K | 9,630 | -0.02pp | 5q | +3.7%+$25.9K | |
| ISHARES TR | TLT | $723.3K | 8,370 | -0.03pp | 13q | HELD | |
| FIRST TR EXCHNG TRADED FD VI | DOCT | $721.7K | 15,460 | -0.01pp | 7q | HELD | |
| DEERE & CO | DE | $720.6K | 1,133 | flat | 31q | HELD | |
| ASML HLDG NV | ASML | $708.2K | 356 | +0.05pp | 5q | HELD | |
| VANGUARD SCOTTSDALE FDS | VONE | $680.5K | 2,009 | flat | 22q | -1.7%-$11.9K | |
| AMAZON COM INC | AMZN | $657.1K | 2,757 | -0.08pp | 5q | -30.9%-$293.6K | |
| STMICROELECTRONICS N V | STM | $633.0K | 8,453 | - | new | NEW | |
| COGNEX CORP | CGNX | $585.7K | 8,087 | - | new | NEW | |
| MCDONALDS CORP | MCD | $583.9K | 2,160 | -0.05pp | 26q | HELD | |
| ISHARES TR | SHY | $574.8K | 7,000 | - | new | NEW | |
| GLOBAL X FDS | URA | $572.9K | 13,111 | - | new | NEW | |
| ISHARES TR | IBTH | $572.8K | 25,605 | -0.04pp | 11q | -8.5%-$53.4K | |
| ELI LILLY & CO | LLY | $538.5K | 449 | +0.02pp | 3q | HELD | |
| GENERAL DYNAMICS CORP | GD | $499.5K | 1,410 | -0.02pp | 2q | HELD | |
| BROADCOM INC | AVGO | $493.3K | 1,306 | - | new | NEW | |
| WEYERHAEUSER CO | WY | $489.7K | 20,457 | - | new | NEW | |
| FRANCO NEV CORP | FNV | $488.6K | 2,344 | -0.05pp | 3q | HELD | |
| MEDTRONIC PLC | MDT | $472.9K | 5,990 | -0.87pp | 27q | -83.5%-$2.4M | |
| VANGUARD INDEX FDS | VTI | $461.4K | 1,247 | -0.01pp | 31q | -8.0%-$40.3K | |
| PFIZER INC | PFE | $454.8K | 18,885 | -0.04pp | 10q | +1.5%+$6.9K | |
| BWX TECHNOLOGIES INC | BWXT | $452.0K | 2,322 | -0.03pp | 2q | HELD | |
| SEMPRA | SRE | $446.0K | 4,810 | -0.02pp | 22q | +0.7%+$3.0K | |
| CATERPILLAR INC | CAT | $438.7K | 412 | -0.02pp | 3q | -32.6%-$211.9K | |
| GLOBAL X FDS | MLPA | $430.5K | 8,110 | -0.02pp | 22q | +1.9%+$7.9K | |
| FORGENT POWER SOLUTIONS INC | FPS | $386.8K | 6,925 | - | new | NEW | |
| SPDR SERIES TRUST | BIL | $382.6K | 4,175 | -0.04pp | 2q | -16.9%-$77.9K | |
| ARISTA NETWORKS INC | ANET | $344.7K | 2,029 | +0.02pp | 4q | HELD | |
| INTERNATIONAL BUSINESS MACHS | IBM | $337.5K | 1,200 | flat | 10q | HELD | |
| ISHARES TR | IBTG | $325.3K | 14,211 | -0.03pp | 11q | -13.2%-$49.5K | |
| VERTEX PHARMACEUTICALS INC | VRTX | $314.9K | 634 | flat | 3q | HELD | |
| ISHARES TR | IBTI | $312.0K | 14,094 | -0.02pp | 3q | -4.1%-$13.2K | |
| PEPSICO INC | PEP | $299.8K | 2,214 | -0.02pp | 31q | +1.0%+$3.0K | |
| NEWMONT CORP | NEM | $295.2K | 3,161 | -0.03pp | 2q | HELD | |
| FIRST TR EXCHNG TRADED FD VI | DJUL | $293.1K | 5,845 | -0.01pp | 8q | HELD | |
| ISHARES TR | IVV | $292.8K | 391 | -0.04pp | 23q | -32.7%-$142.3K | |
| SPDR GOLD TR | GLD | $287.3K | 780 | -0.04pp | 15q | -10.6%-$33.9K | |
| MORNINGSTAR INC | MORN | $285.4K | 1,829 | -0.02pp | 30q | HELD | |
| BANK OF AMER CORP | BAC | $285.1K | 5,003 | flat | 5q | HELD | |
| SPDR INDEX SHS FDS | SPDW | $278.3K | 5,522 | flat | 31q | HELD | |
| AGNICO EAGLE MINES LTD | AEM | $256.0K | 1,650 | -0.04pp | 2q | HELD | |
| ALTRIA GROUP INC | MO | $248.6K | 3,405 | flat | 2q | HELD | |
| UNITEDHEALTH GROUP INC | UNH | $223.6K | 538 | - | new | NEW | |
| ISHARES TR | IWB | $221.5K | 541 | -0.02pp | 4q | -27.6%-$84.4K | |
| HEARTBEAM INC | BEAT | $75.3K | 100,400 | -0.02pp | 13q | +6.4%+$4.5K | |
| LOANDEPOT INC | LDI | $15.0K | 12,000 | flat | 3q | +20.0%+$2.5K | |
| TENON MEDICAL INC | TNONW | $7.3K | 679,420 | flat | 8q | HELD | |
| TENON MEDICAL INC | TNON | $3.5K | 10,650 | flat | 8q | HELD |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Banks & Lending | $34.2M | 9.5% |
| Capital Markets | $16.3M | 4.5% |
| Software & IT Services | $14.4M | 4.0% |
| Biotech & Pharma | $13.6M | 3.8% |
| Computer Hardware | $8.9M | 2.5% |
| Semiconductors & Electronics | $8.6M | 2.4% |
| Retail & Consumer | $7.1M | 2.0% |
| Autos & Aerospace | $6.2M | 1.7% |
| Insurance | $5.7M | 1.6% |
| Other sectors | $36.5M | 10.1% |
| Not classified | $208.8M | 57.9% |
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q2 2026 | $360.4M | 113 | 14 | 28 | 28 | 8 | 46.6% | 34 |
| Q1 2026 | $314.8M | 107 | 17 | 27 | 32 | 15 | 46.0% | 22 |
| Q4 2025 | $299.8M | 105 | 15 | 27 | 36 | 18 | 41.0% | 26 |
| Q3 2025 | $284.4M | 108 | 14 | 28 | 25 | 2 | 39.5% | 23 |
| Q2 2025 | $230.1M | 96 | 21 | 23 | 24 | 9 | 36.7% | 23 |
| Q1 2025 | $225.1M | 84 | 5 | 32 | 27 | 15 | 41.9% | 16 |
| Q4 2024 | $222.6M | 94 | 9 | 28 | 24 | 9 | 38.5% | 28 |
| Q3 2024 | $236.4M | 94 | 14 | 26 | 32 | 12 | 39.7% | 22 |
| Q2 2024 | $216.2M | 92 | 11 | 30 | 22 | 17 | 38.7% | 12 |
| Q1 2024 | $233.2M | 98 | 17 | 25 | 32 | 7 | 40.9% | 23 |
| Q4 2023 | $225.9M | 88 | 10 | 21 | 31 | 11 | 47.4% | 25 |
| Q3 2023 | $190.4M | 89 | 9 | 18 | 30 | 8 | 41.9% | 18 |
| Q2 2023 | $201.0M | 88 | 9 | 18 | 29 | 7 | 47.7% | 33 |
| Q1 2023 | $202.1M | 86 | 0 | 32 | 24 | 9 | 46.8% | 17 |
| Q4 2022 | $206.3M | 95 | 13 | 27 | 26 | 6 | 45.1% | 27 |
| Q3 2022 | $195.4M | 88 | 4 | 30 | 26 | 7 | 52.1% | 25 |
| Q2 2022 | $202.5M | 91 | 5 | 13 | 45 | 25 | 52.8% | 14 |
| Q1 2022 | $254.9M | 111 | 8 | 18 | 43 | 20 | 44.7% | 28 |
| Q4 2021 | $354.6M | 123 | 16 | 28 | 39 | 9 | 42.1% | 45 |
| Q3 2021 | $325.4M | 116 | 6 | 18 | 60 | 8 | 45.9% | 43 |
| Q2 2021 | $334.0M | 118 | 11 | 33 | 46 | 11 | 42.3% | 42 |
| Q1 2021 | $324.6M | 118 | 27 | 52 | 16 | 14 | 42.1% | 163 |
| Q4 2020 | $279.6M | 105 | 14 | 31 | 27 | 8 | 49.8% | 20 |
| Q3 2020 | $238.6M | 99 | 12 | 37 | 20 | 2 | 49.7% | 19 |
| Q2 2020 | $193.5M | 89 | 18 | 26 | 26 | 6 | 51.7% | 22 |
| Q1 2020 | $104.8M | 77 | 14 | 14 | 32 | 28 | 46.7% | 22 |
| Q4 2019 | $181.4M | 91 | 18 | 21 | 40 | 9 | 42.8% | 38 |
| Q3 2019 | $156.2M | 82 | 6 | 16 | 9 | 6 | 44.6% | 46 |
| Q2 2019 | $159.3M | 82 | 10 | 12 | 24 | 11 | 44.1% | 16 |
| Q1 2019 | $148.7M | 83 | 17 | 27 | 20 | 7 | 45.8% | 16 |
| Q4 2018 | $126.1M | 73 | 0 | 0 | 0 | 0 | 48.4% | 28 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.