FIRST TR EXCHNG TRADED FD VI (DOCT)
Institutional ownership reported to the SEC as of Q2 2026, across 30 quarters.
103
Reporting holders
$165.1M
Reported value
0.0%
Held as options
-3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| OPPENHEIMER & CO INC | $18.7M | 400,877 | 0.20% | 7q | +0.7%+$122.2K |
| REAP Financial Group, LLC | $10.0M | 215,278 | 1.72% | 11q | -2.4%-$243.6K |
| ENVESTNET ASSET MANAGEMENT INC | $9.9M | 211,243 | 0.00% | 19q | +41.1%+$2.9M |
| Per Stirling Capital Management, LLC. | $6.7M | 143,115 | 0.63% | 15q | +5.1%+$326.0K |
| Mutual Advisors, LLC | $6.5M | 138,512 | 0.12% | 19q | -4.0%-$272.2K |
| LCNB CORP | $5.7M | 122,306 | 1.75% | 8q | -3.8%-$225.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5.4M | 115,578 | 0.00% | new | NEW |
| WINNACLE WEALTH LLC | $5.1M | 109,598 | 3.48% | 4q | -3.2%-$170.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.9M | 104,915 | 0.01% | 23q | -4.2%-$212.9K |
| LPL Financial LLC | $4.6M | 97,756 | 0.00% | 11q | +90.7%+$2.2M |
| MML INVESTORS SERVICES, LLC | $4.5M | 96,432 | 0.01% | 11q | +10.8%+$438.2K |
| OSAIC HOLDINGS, INC. | $4.5M | 96,080 | 0.01% | 23q | -22.3%-$1.3M |
| Foguth Wealth Management, LLC. | $4.2M | 90,264 | 0.48% | 5q | -23.1%-$1.3M |
| MONEY CONCEPTS CAPITAL CORP | $4.2M | 90,348 | 0.20% | 3q | +2.9%+$118.4K |
| Cetera Investment Advisers | $4.1M | 88,410 | 0.00% | 15q | +12.4%+$455.8K |
| FOUNDERS FINANCIAL SECURITIES LLC | $3.9M | 83,678 | 0.20% | 8q | +12.5%+$433.8K |
| Kestra Advisory Services, LLC | $3.2M | 69,503 | 0.01% | 17q | -10.9%-$396.5K |
| TRUIST FINANCIAL CORP | $3.1M | 66,064 | 0.00% | 15q | -9.3%-$318.0K |
| HARBOUR INVESTMENTS, INC. | $3.0M | 63,933 | 0.04% | 21q | -7.7%-$249.9K |
| RAYMOND JAMES FINANCIAL INC | $2.6M | 54,888 | 0.00% | 7q | -41.2%-$1.8M |
| NewEdge Wealth, LLC | $2.4M | 52,196 | 0.02% | 11q | HELD |
| Commonwealth Financial Services, LLC | $2.2M | 46,400 | 0.29% | 9q | -13.0%-$324.6K |
| Bluespring Wealth Management, LLC | $2.2M | 46,330 | 0.04% | new | NEW |
| IFP Advisors, Inc | $2.0M | 42,495 | 0.04% | 19q | -5.7%-$119.8K |
| SMART Wealth LLC | $1.8M | 38,853 | 0.39% | 10q | +20.0%+$302.4K |
| MGO ONE SEVEN LLC | $1.7M | 36,779 | 0.03% | 5q | HELD |
| StoneX Group Inc. | $1.6M | 33,905 | 0.06% | 7q | +1.9%+$30.0K |
| Castleview Partners, LLC | $1.5M | 32,290 | 0.66% | 7q | -1.7%-$26.0K |
| Brookstone Capital Management | $1.5M | 32,200 | 0.02% | 11q | HELD |
| &PARTNERS | $1.3M | 27,548 | 0.01% | 3q | HELD |
| Harvest Investment Services, LLC | $1.3M | 27,438 | 0.20% | 7q | HELD |
| Sequent Planning LLC | $1.2M | 26,314 | 0.26% | 7q | -77.5%-$4.2M |
| Kovack Advisors, Inc. | $1.2M | 25,945 | 0.06% | 7q | -2.7%-$34.1K |
| McKinley Carter Wealth Services, Inc. | $1.1M | 24,416 | 0.06% | 23q | HELD |
| 1ST SOURCE BANK | $1.1M | 24,343 | 0.05% | 3q | -27.5%-$430.3K |
| Ritter Daniher Financial Advisory LLC / DE | $1.1M | 23,165 | 0.16% | 3q | -54.8%-$1.3M |
| Ignite Planners, LLC | $972.2K | 20,827 | 0.13% | 15q | HELD |
| Icon Wealth Advisors, LLC | $963.0K | 20,629 | 0.06% | 12q | HELD |
| JPMORGAN CHASE & CO | $935.0K | 20,098 | 0.00% | 3q | +28.7%+$208.5K |
| TOUNJIAN ADVISORY PARTNERS, LLC | $838.2K | 17,957 | 0.36% | new | NEW |
| LifeWealth Investments, LLC | $834.5K | 17,877 | 0.22% | 5q | -2.2%-$18.6K |
| BEACON FINANCIAL GROUP | $820.8K | 17,584 | 0.07% | 23q | HELD |
| Integrity Financial Corp /WA | $812.4K | 17,404 | 0.39% | 17q | -11.3%-$103.6K |
| IHT Wealth Management, LLC | $808.9K | 17,329 | 0.02% | 3q | HELD |
| Madrona Financial Services, LLC | $804.7K | 17,238 | 0.15% | 3q | HELD |
| First Heartland Consultants, Inc. | $772.9K | 16,558 | 0.05% | 3q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $741.7K | 15,888 | 0.44% | 5q | -0.5%-$3.9K |
| Spectrum Asset Management, Inc. (NB/CA) | $721.7K | 15,460 | 0.20% | 7q | HELD |
| WealthTrust Asset Management, LLC | $707.8K | 15,163 | 0.38% | 15q | HELD |
| Sanctuary Advisors, LLC | $631.3K | 13,524 | 0.00% | 3q | HELD |
| UPTICK PARTNERS, LLC | $613.3K | 13,138 | 0.10% | 7q | HELD |
| RFG Advisory, LLC | $611.8K | 13,106 | 0.01% | 5q | +8.6%+$48.5K |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV | $579.3K | 12,409 | 0.08% | 3q | -36.5%-$333.6K |
| Tanglewood Legacy Advisors, LLC | $571.6K | 12,246 | 0.18% | 15q | -1.5%-$8.4K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $561.0K | 12,019 | 0.01% | 7q | HELD |
| Buck Wealth Strategies, LLC | $545.7K | 11,691 | 0.06% | 6q | HELD |
| Prime Capital Investment Advisors, LLC | $523.5K | 11,215 | 0.01% | 3q | -8.8%-$50.3K |
| Capasso Planning Partners LLC | $522.3K | 11,189 | 0.26% | 3q | HELD |
| Signal Advisors Wealth, LLC | $496.3K | 10,632 | 0.03% | 10q | -2.8%-$14.1K |
| FIDUCIARY FINANCIAL ADVISORS | $483.0K | 10,352 | 0.05% | new | NEW |
| LEVEL FOUR ADVISORY SERVICES, LLC | $480.4K | 10,292 | 0.01% | 3q | HELD |
| Keystone Wealth Services, LLC | $463.9K | 9,937 | 0.09% | 7q | -1.5%-$7.2K |
| 1776 Wealth LLC | $416.4K | 8,920 | 0.15% | 11q | -16.3%-$81.1K |
| Marshall Financial Group, LLC | $410.6K | 8,795 | 0.06% | 11q | HELD |
| Santori & Peters, Inc. | $385.7K | 8,263 | 0.11% | 3q | HELD |
| Farther Finance Advisors, LLC | $324.1K | 6,943 | 0.00% | 6q | +50.4%+$108.6K |
| AlphaStar Capital Management, LLC | $315.8K | 6,765 | 0.02% | 3q | HELD |
| Clearstead Advisors, LLC | $315.7K | 6,764 | 0.00% | 3q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $303.4K | 6,500 | 0.03% | 3q | HELD |
| ARBOR CAPITAL MANAGEMENT INC /ADV | $286.4K | 6,140 | 0.28% | 11q | -24.8%-$94.4K |
| Ameritas Advisory Services, LLC | $267.1K | 5,721 | 0.01% | new | NEW |
| JIM SAULNIER & ASSOCIATES, LLC | $259.0K | 5,549 | 0.10% | 3q | HELD |
| Arkadios Wealth Advisors | $253.3K | 5,426 | 0.00% | 7q | HELD |
| Sage Capital Advisors,llc | $253.1K | 5,422 | 0.05% | 3q | -0.6%-$1.4K |
| Prosperity Consulting Group, LLC | $246.5K | 5,281 | 0.01% | 13q | -1.4%-$3.5K |
| Clear Creek Financial Management, LLC | $237.5K | 5,088 | 0.02% | 11q | -16.0%-$45.3K |
| Simplicity Wealth,LLC | $231.0K | 4,948 | 0.01% | 5q | HELD |
| Nova Wealth Management, Inc. | $221.0K | 4,735 | 0.12% | 7q | -0.7%-$1.6K |
| Savvy Advisors, Inc. | $210.6K | 4,512 | 0.00% | new | NEW |
| Advyzon Investment Management, LLC | $209.6K | 4,490 | 0.02% | new | NEW |
| BARCLAYS PLC | $195.8K | 4,195 | 0.00% | 8q | -2.3%-$4.6K |
| Capital Investment Advisory Services, LLC | $182.6K | 3,912 | 0.01% | 15q | HELD |
| Geneos Wealth Management Inc. | $179.1K | 3,837 | 0.00% | 7q | -0.8%-$1.5K |
| SILVER OAK SECURITIES, INCORPORATED | $166.8K | 3,574 | 0.01% | new | NEW |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $158.7K | 3,399 | 0.02% | 15q | -1.8%-$2.8K |
| Larson Financial Group LLC | $141.7K | 3,036 | 0.00% | 7q | HELD |
| LANARK FINANCIAL, INC. | $134.7K | 2,885 | 0.01% | 12q | -7.2%-$10.4K |
| Rockefeller Capital Management L.P. | $129.3K | 2,769 | 0.00% | 4q | -34.8%-$68.9K |
| SOA Wealth Advisors, LLC. | $123.2K | 2,640 | 0.02% | 15q | HELD |
| Ashton Thomas Private Wealth, LLC | $116.7K | 2,500 | 0.00% | 2q | HELD |
| AE Wealth Management LLC | $100.7K | 2,158 | 0.00% | 20q | +7.6%+$7.1K |
| Oakmont Advisory Group, LLC | $87.8K | 1,882 | 0.07% | new | NEW |
| MTM Investment Management, LLC | $79.6K | 1,705 | 0.02% | 19q | -19.6%-$19.4K |
| DHJJ Financial Advisors, Ltd. | $63.5K | 1,360 | 0.02% | 12q | -15.5%-$11.7K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $59.0K | 1,263 | 0.00% | 11q | HELD |
| Integrated Wealth Concepts LLC | $58.0K | 1,242 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $56.5K | 1,211 | 0.00% | 10q | -3.1%-$1.8K |
| Regatta Research & Money Management | $36.8K | 788 | 0.03% | new | FIRST |
| Spire Wealth Management | $18.2K | 389 | 0.00% | 11q | -35.1%-$9.8K |
| OGOREK ANTHONY JOSEPH /NY/ /ADV | $13.3K | 284,386 | 3.30% | 7q | -0.6% |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-22 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 40.9% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 103 | $165.1M | 3,536,855 | 10 | 15 | 41 | 0.0% |
| Q1 2026 | 106 | $151.4M | 3,484,431 | 7 | 18 | 39 | 0.0% |
| Q4 2025 | 108 | $161.9M | 3,643,838 | 28 | 28 | 24 | 0.0% |
| Q3 2025 | 81 | $100.1M | 2,316,428 | 7 | 13 | 31 | 0.0% |
| Q2 2025 | 82 | $161.8M | 3,939,314 | 8 | 20 | 35 | 0.0% |
| Q1 2025 | 81 | $166.2M | 4,333,704 | 5 | 15 | 37 | 0.0% |
| Q4 2024 | 80 | $174.3M | 4,420,350 | 21 | 23 | 20 | 0.0% |
| Q3 2024 | 55 | $57.5M | 1,473,704 | 4 | 13 | 18 | 0.0% |
| Q2 2024 | 58 | $63.6M | 1,654,859 | 4 | 10 | 21 | 0.0% |
| Q1 2024 | 59 | $63.6M | 1,689,855 | 7 | 7 | 22 | 0.0% |
| Q4 2023 | 56 | $66.8M | 1,835,858 | 18 | 18 | 9 | 0.0% |
| Q3 2023 | 46 | $39.7M | 1,146,887 | 6 | 7 | 17 | 0.0% |
| Q2 2023 | 49 | $56.1M | 1,597,993 | 6 | 5 | 23 | 0.7% |
| Q1 2023 | 48 | $79.2M | 2,413,435 | 7 | 4 | 20 | 0.0% |
| Q4 2022 | 44 | $90.1M | 2,879,467 | 25 | 10 | 2 | 0.0% |
| Q3 2022 | 28 | $57.9M | 1,901,256 | 2 | 9 | 4 | 0.0% |
| Q2 2022 | 33 | $45.9M | 1,493,700 | 7 | 9 | 8 | 0.0% |
| Q1 2022 | 30 | $48.1M | 1,454,977 | 4 | 6 | 12 | 0.0% |
| Q4 2021 | 31 | $44.2M | 1,335,349 | 16 | 9 | 1 | 0.0% |
| Q3 2021 | 17 | $10.6M | 327,701 | 3 | 1 | 6 | 0.0% |
| Q2 2021 | 19 | $18.5M | 573,142 | 3 | 4 | 7 | 0.0% |
| Q1 2021 | 18 | $20.4M | 649,436 | 6 | 2 | 5 | 0.0% |
| Q4 2020 | 15 | $29.0M | 938,998 | 12 | 0 | 0 | 0.0% |
| Q3 2020 | 1 | $207.0K | 6,415 | 0 | 0 | 0 | 0.0% |
| Q2 2020 | 1 | $207.0K | 6,415 | 0 | 0 | 0 | 0.0% |
| Q1 2020 | 1 | $207.0K | 6,415 | 0 | 0 | 0 | 0.0% |
| Q4 2019 | 1 | $207.0K | 6,415 | 0 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $207.0K | 6,415 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $207.0K | 6,415 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $207.0K | 6,415 | 1 | 0 | 0 | 0.0% |