Hochman Cole Investment Advisors, Inc.
Reported holdings as of Q3 2021, from 12 quarterly filings.
This filer last reported in Q3 2021; the most recent quarter on file across all filers is Q2 2026. Firms that restructure stop filing under one CIK and start under another, so a successor entity may hold these positions now under a similar name.
Holdings
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| SELECT SECTOR SPDR TR | XLK | $18.5M | 123,832 | -0.09pp | 12q | HELD | |
| FIRST TR EXCHANGE TRADED FD | FXL | $15.7M | 127,827 | -0.47pp | 12q | -4.3%-$702.4K | |
| INVESCO QQQ TR | QQQ | $15.6M | 43,671 | +0.12pp | 12q | +2.9%+$439.9K | |
| SELECT SECTOR SPDR TR | XLV | $15.2M | 119,180 | -0.07pp | 12q | HELD | |
| GLOBAL X FDS | PFFD | $14.3M | 553,362 | -0.06pp | 8q | +2.5%+$347.9K | |
| SELECT SECTOR SPDR TR | XLP | $9.9M | 143,690 | +0.02pp | 12q | +4.1%+$391.4K | |
| ISHARES TR | ICSH | $9.4M | 185,797 | -0.30pp | 12q | -5.6%-$559.7K | |
| STATE STR SPDR S&P 500 ETF T | SPY | $8.7M | 20,220 | -0.05pp | 12q | HELD | |
| SELECT SECTOR SPDR TR | XLC | $8.4M | 105,089 | -0.09pp | 8q | HELD | |
| SELECT SECTOR SPDR TR | XLU | $6.0M | 93,363 | +0.35pp | 12q | +18.4%+$927.2K | |
| APPLE INC | AAPL | $5.5M | 38,987 | +0.14pp | 12q | +5.7%+$295.9K | |
| VANGUARD INDEX FDS | VB | $5.2M | 23,884 | -0.29pp | 12q | -8.1%-$461.0K | |
| ISHARES TR | IBB | $4.9M | 30,537 | +0.09pp | 12q | +8.0%+$363.8K | |
| ISHARES TR | IWF | $4.5M | 16,300 | -0.12pp | 12q | -5.6%-$265.8K | |
| INVESCO EXCHANGE TRADED FD T | RSP | $4.4M | 29,415 | -0.11pp | 12q | -3.6%-$166.5K | |
| SPDR SERIES TRUST | SDY | $4.4M | 37,225 | -0.12pp | 12q | -1.0%-$46.2K | |
| VANECK ETF TRUST | MOAT | $4.1M | 56,287 | +0.11pp | 12q | +10.7%+$398.8K | |
| ISHARES TR | IWB | $4.0M | 16,498 | -0.06pp | 12q | -1.6%-$64.3K | |
| ABBVIE INC | ABBV | $3.9M | 36,415 | +0.02pp | 12q | +7.9%+$289.0K | |
| VANGUARD INDEX FDS | VV | $3.9M | 19,185 | -0.05pp | 12q | -1.3%-$50.8K | |
| VANGUARD INDEX FDS | VUG | $3.8M | 13,069 | -0.06pp | 12q | -3.3%-$129.4K | |
| INNOVATOR ETFS TRUST | PSEP | $3.1M | 107,832 | - | new | NEW | |
| FIRST TR EXCHANGE-TRADED FD | FTSM | $2.9M | 48,743 | -0.28pp | 12q | -18.3%-$656.2K | |
| SPDR SERIES TRUST | XPH | $2.5M | 52,630 | -0.15pp | 12q | -3.1%-$81.1K | |
| FIRST TR EXCHANGE-TRADED FD | LMBS | $2.4M | 48,186 | +0.43pp | 2q | +86.7%+$1.1M | |
| ISHARES TR | IWM | $2.4M | 10,859 | -0.17pp | 12q | -9.9%-$261.6K | |
| ABBOTT LABORATORIES | ABT | $2.2M | 18,915 | -0.01pp | 12q | -1.0%-$23.3K | |
| INVESCO EXCHANGE TRADED FD T | PFM | $2.2M | 59,976 | -0.08pp | 4q | -6.5%-$150.9K | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $2.1M | 7,795 | -0.03pp | 12q | HELD | |
| VANGUARD INDEX FDS | VOO | $2.0M | 5,164 | -0.02pp | 12q | -0.7%-$13.8K | |
| ALPHABET INC | GOOG | $2.0M | 746 | +0.09pp | 12q | +7.8%+$143.9K | |
| VANGUARD INDEX FDS | VO | $1.8M | 7,795 | -0.11pp | 12q | -11.2%-$233.0K | |
| FIRST TR EXCH TRADED FD III | FPE | $1.8M | 89,020 | -0.05pp | 7q | -4.9%-$93.3K | |
| VANGUARD INDEX FDS | VOT | $1.7M | 7,125 | -0.03pp | 12q | -2.9%-$49.6K | |
| INNOVATOR ETFS TRUST | PAUG | $1.6M | 55,589 | - | new | NEW | |
| SCHWAB STRATEGIC TR | SCHE | $1.6M | 53,239 | -0.11pp | 12q | -6.3%-$109.4K | |
| SELECT SECTOR SPDR TR | XLI | $1.6M | 15,914 | -0.06pp | 12q | -3.6%-$57.7K | |
| J P MORGAN EXCHANGE TRADED F | JPST | $1.5M | 29,513 | -0.06pp | 8q | -6.8%-$109.6K | |
| FIRST TR EXCHANGE-TRADED FD | FVD | $1.4M | 35,727 | +0.36pp | 2q | +194.9%+$925.9K | |
| ALPHABET INC | GOOGL | $1.4M | 521 | +0.02pp | 12q | -3.0%-$42.8K | |
| AMAZON COM INC | AMZN | $1.3M | 406 | +0.14pp | 8q | +45.0%+$414.0K | |
| VICTORY PORTFOLIOS II | CFO | $1.3M | 18,551 | -0.04pp | 12q | -5.4%-$74.7K | |
| VANGUARD INDEX FDS | VBR | $1.1M | 6,581 | flat | 12q | +4.8%+$50.6K | |
| FIRST TR EXCH TRADED FD III | FMB | $1.1M | 19,230 | -0.01pp | 12q | HELD | |
| VERIZON COMMUNICATIONS INC | VZ | $1.0M | 19,243 | -0.07pp | 12q | -9.2%-$105.2K | |
| VANGUARD INDEX FDS | VTV | $1.0M | 7,628 | -0.02pp | 12q | -1.4%-$14.6K | |
| ISHARES TR | IJR | $996.0K | 9,119 | -0.03pp | 12q | -1.3%-$13.3K | |
| ISHARES TR | IWR | $962.0K | 12,295 | -0.01pp | 12q | HELD | |
| INNOVATOR ETFS TRUST | PAPR | $950.0K | 33,251 | - | new | NEW | |
| ISHARES TR | DVY | $940.0K | 8,196 | -0.04pp | 12q | -5.8%-$58.4K | |
| META PLATFORMS INC | META | $938.0K | 2,764 | flat | 12q | +4.7%+$41.7K | |
| ISHARES TR | IJK | $937.0K | 11,830 | -0.09pp | 12q | -15.5%-$172.3K | |
| AMERICAN CENTY ETF TR | AVUV | $919.0K | 12,148 | +0.24pp | 2q | +197.7%+$610.3K | |
| ISHARES TR | QUAL | $894.0K | 6,788 | -0.05pp | 12q | -10.4%-$104.0K | |
| SIMPLIFY EXCHANGE TRADED FUN | SPD | $892.0K | 29,315 | - | new | NEW | |
| ISHARES TR | IGSB | $882.0K | 16,146 | -0.03pp | 12q | -5.6%-$52.8K | |
| ISHARES TR | IGV | $858.0K | 2,149 | flat | 5q | HELD | |
| VANGUARD WORLD FD | VDC | $848.0K | 4,730 | -0.02pp | 12q | -0.9%-$7.9K | |
| SHERWIN WILLIAMS CO | SHW | $839.0K | 3,000 | flat | 5q | HELD | |
| SELECT SECTOR SPDR TR | XLF | $818.0K | 21,795 | -0.02pp | 12q | -7.5%-$66.3K | |
| ISHARES TR | TIP | $797.0K | 6,245 | +0.08pp | 4q | +37.7%+$218.2K | |
| VANGUARD INDEX FDS | VOE | $780.0K | 5,585 | -0.03pp | 12q | -5.9%-$49.0K | |
| SELECT SECTOR SPDR TR | XLY | $771.0K | 4,294 | flat | 12q | HELD | |
| UBER TECHNOLOGIES INC | UBER | $759.0K | 16,953 | - | new | NEW | |
| ISHARES TR | IWD | $754.0K | 4,819 | -0.01pp | 12q | HELD | |
| FIRST TR EXCHANGE TRADED FD | FXH | $729.0K | 6,124 | flat | 12q | -0.7%-$4.9K | |
| SCHWAB STRATEGIC TR | FNDB | $713.0K | 13,308 | -0.03pp | 12q | -5.8%-$43.5K | |
| VANGUARD STAR FDS | VXUS | $671.0K | 10,608 | flat | 7q | +6.2%+$39.2K | |
| ISHARES TR | IJH | $616.0K | 2,343 | -0.01pp | 12q | HELD | |
| ISHARES TR | IYH | $591.0K | 2,142 | flat | 12q | HELD | |
| VANGUARD WORLD FD | VPU | $575.0K | 4,134 | +0.01pp | 12q | +7.3%+$39.2K | |
| PACER FDS TR | COWZ | $571.0K | 13,056 | flat | 12q | -1.4%-$8.4K | |
| SIMPLIFY EXCHANGE TRADED FUN | CYA | $570.0K | 23,000 | - | new | NEW | |
| FIRST TR EXCHANGE-TRADED FD | FBT | $536.0K | 3,225 | -0.01pp | 12q | +1.7%+$9.1K | |
| SCHWAB STRATEGIC TR | SCHF | $519.0K | 13,418 | -0.05pp | 12q | -16.8%-$104.7K | |
| ISHARES TR | IVV | $501.0K | 1,164 | -0.01pp | 6q | -1.9%-$9.5K | |
| FIRST TR EXCHANGE TRADED FD | FXO | $486.0K | 10,986 | -0.03pp | 12q | -13.0%-$72.3K | |
| ISHARES TR | IWV | $480.0K | 1,885 | flat | 12q | HELD | |
| ISHARES TR | IUSG | $472.0K | 4,609 | flat | 12q | HELD | |
| INNOVATOR ETFS TRUST | PJUL | $470.0K | 15,810 | - | new | NEW | |
| GOLDMAN SACHS ETF TR | GSLC | $464.0K | 5,396 | -0.05pp | 12q | -21.0%-$123.6K | |
| FIRST TR EXCHANGE TRADED FD | SKYY | $452.0K | 4,285 | -0.04pp | 6q | -15.7%-$84.4K | |
| VANGUARD WORLD FD | VGT | $441.0K | 1,099 | -0.01pp | 12q | -5.3%-$24.5K | |
| WISDOMTREE TR | XSOE | $440.0K | 11,787 | -0.07pp | 10q | -17.4%-$92.6K | |
| ISHARES TR | PFF | $436.0K | 11,239 | -0.03pp | 9q | -12.6%-$63.1K | |
| FIRST TR EXCHANGE TRADED FD | FXG | $417.0K | 7,413 | -0.01pp | 12q | HELD | |
| SCHWAB STRATEGIC TR | SCHX | $417.0K | 4,011 | flat | 12q | +3.0%+$12.0K | |
| ISHARES TR | USMV | $399.0K | 5,426 | -0.02pp | 6q | -10.9%-$48.8K | |
| ISHARES TR | IJJ | $387.0K | 3,760 | -0.01pp | 12q | HELD | |
| VANECK ETF TRUST | GDX | $371.0K | 12,577 | +0.04pp | 3q | +59.2%+$137.9K | |
| SCHWAB STRATEGIC TR | FNDE | $362.0K | 11,231 | flat | 4q | HELD | |
| VANGUARD INDEX FDS | VBK | $351.0K | 1,253 | -0.02pp | 12q | -7.6%-$28.9K | |
| SCHWAB STRATEGIC TR | SCHP | $345.0K | 5,508 | flat | 4q | +1.6%+$5.6K | |
| NUVEEN S&P 500 BUY-WRITE INC | BXMX | $339.0K | 23,808 | - | new | NEW | |
| HONEYWELL INTL INC | HONZZZZ | $338.0K | 1,592 | -0.01pp | 12q | HELD | |
| QUALCOMM INC | QCOM | $337.0K | 2,613 | +0.02pp | 7q | +35.8%+$88.9K | |
| MICROSOFT CORP | MSFT | $332.0K | 1,176 | flat | 7q | -1.8%-$6.2K | |
| NUVEEN AMT-FREE MUN VALUE FD | NUW | $330.0K | 19,326 | -0.21pp | 7q | -60.9%-$514.9K | |
| VANGUARD INDEX FDS | VTI | $326.0K | 1,467 | flat | 12q | HELD | |
| ISHARES TR | EFA | $322.0K | 4,122 | flat | 12q | +2.1%+$6.6K | |
| SCHWAB STRATEGIC TR | SCHD | $319.0K | 4,300 | +0.01pp | 4q | +15.5%+$42.7K | |
| WISDOMTREE TR | DDWM | $316.0K | 10,590 | -0.02pp | 12q | -9.9%-$34.7K | |
| ISHARES TR | EEM | $315.0K | 6,247 | -0.04pp | 12q | -14.8%-$54.8K | |
| FIRST TR EXCH TRD ALPHDX FD | FEM | $312.0K | 11,586 | -0.08pp | 3q | -36.9%-$182.4K | |
| STATE STR SPDR DOW JONES IND | DIA | $306.0K | 904 | -0.01pp | 7q | -4.3%-$13.9K | |
| SCHWAB STRATEGIC TR | SCHM | $306.0K | 3,995 | -0.02pp | 12q | -8.7%-$29.3K | |
| FIRST TR EXCHANGE TRADED FD | FXR | $303.0K | 5,285 | -0.01pp | 6q | HELD | |
| ISHARES TR | IYJ | $297.0K | 2,774 | -0.01pp | 6q | HELD | |
| FIRST TR EXCH TRADED FD III | FCAL | $288.0K | 5,281 | - | new | NEW | |
| ISHARES TR | IWS | $287.0K | 2,537 | flat | 6q | HELD | |
| INVESCO EXCHANGE TRADED FD T | RSPH | $282.0K | 944 | flat | 10q | -3.4%-$9.9K | |
| VANGUARD WHITEHALL FDS | VYM | $279.0K | 2,695 | flat | 7q | HELD | |
| DIMENSIONAL ETF TRUST | DFAS | $277.0K | 4,825 | - | new | NEW | |
| VANGUARD INTL EQUITY INDEX F | VWO | $263.0K | 5,251 | -0.04pp | 5q | -17.7%-$56.4K | |
| VICTORY PORTFOLIOS II | QQQN | $259.0K | 7,944 | -0.02pp | 5q | -13.2%-$39.5K | |
| VANGUARD WORLD FD | VFH | $255.0K | 2,749 | flat | 4q | HELD | |
| ISHARES TR | IWP | $248.0K | 2,210 | flat | 4q | HELD | |
| FIRST TR EXCHANGE TRADED FD | FXD | $243.0K | 4,107 | flat | 4q | HELD | |
| ISHARES TR | IVE | $233.0K | 1,602 | flat | 5q | HELD | |
| SSGA ACTIVE ETF TR | TOTL | $233.0K | 4,816 | -0.01pp | 3q | -3.7%-$9.0K | |
| ISHARES TR | IQLT | $229.0K | 6,035 | -0.01pp | 3q | -3.0%-$7.1K | |
| VANGUARD SPECIALIZED FUNDS | VIG | $219.0K | 1,424 | -0.01pp | 5q | -6.6%-$15.4K | |
| ALPS ETF TR | EQL | $218.0K | 2,196 | flat | 3q | HELD | |
| SPDR GOLD TR | GLD | $214.0K | 1,304 | flat | 6q | HELD | |
| STARBUCKS CORP | SBUX | $208.0K | 1,887 | flat | 4q | HELD | |
| ISHARES INC | IEMG | $207.0K | 3,354 | -0.01pp | 12q | -4.3%-$9.3K | |
| DISNEY WALT CO | DIS | $201.0K | 1,188 | -0.01pp | 2q | -4.6%-$9.6K | |
| MIND MEDICINE MINDMED INC | MNMDXXXX | $74.0K | 31,760 | - | new | NEW |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Funds & ETFs | $24.9M | 9.8% |
| Biotech & Pharma | $6.2M | 2.4% |
| Computer Hardware | $5.5M | 2.2% |
| Software & IT Services | $4.7M | 1.8% |
| Other sectors | $7.1M | 2.8% |
| Not classified | $207.0M | 81.1% |
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2021 | $255.3M | 128 | 11 | 25 | 61 | 8 | 47.6% | 20 |
| Q2 2021 | $250.5M | 125 | 8 | 26 | 55 | 9 | 48.6% | 54 |
| Q1 2021 | $238.2M | 126 | 8 | 31 | 39 | 2 | 48.1% | 40 |
| Q4 2020 | $232.2M | 120 | 14 | 31 | 50 | 6 | 49.0% | 43 |
| Q3 2020 | $203.1M | 112 | 11 | 37 | 43 | 5 | 48.6% | 23 |
| Q2 2020 | $181.4M | 106 | 11 | 31 | 41 | 9 | 45.6% | 29 |
| Q1 2020 | $145.7M | 104 | 9 | 31 | 48 | 16 | 45.3% | 23 |
| Q4 2019 | $183.5M | 111 | 7 | 17 | 55 | 5 | 45.4% | 34 |
| Q3 2019 | $160.1M | 109 | 4 | 24 | 62 | 5 | 45.3% | 43 |
| Q2 2019 | $167.7M | 110 | 6 | 18 | 50 | 6 | 45.1% | 37 |
| Q1 2019 | $167.8M | 110 | 8 | 45 | 25 | 3 | 44.3% | 26 |
| Q4 2018 | $145.4M | 105 | 0 | 0 | 0 | 0 | 43.6% | 35 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.