ALPS ETF TR (EQL)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
61
Reporting holders
$367.8M
Reported value
0.0%
Held as options
+2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $85.9M | 1,703,587 | 0.01% | 31q | +1.9%+$1.6M |
| RAYMOND JAMES FINANCIAL INC | $51.8M | 1,026,970 | 0.01% | 7q | +4.2%+$2.1M |
| AMERIPRISE FINANCIAL INC | $51.2M | 1,015,021 | 0.01% | 10q | -49.6%-$50.3M |
| MORGAN STANLEY | $42.2M | 837,235 | 0.00% | 35q | +4.5%+$1.8M |
| NORTHERN TRUST CORP | $26.0M | 516,019 | 0.00% | 21q | +9781.6%+$25.8M |
| WELLS FARGO & COMPANY/MN | $20.4M | 405,307 | 0.00% | 31q | -44.0%-$16.1M |
| LPL Financial LLC | $16.7M | 331,715 | 0.00% | 31q | +2.6%+$425.8K |
| Cetera Investment Advisers | $7.9M | 156,594 | 0.01% | 10q | -10.0%-$878.6K |
| PERRYMAN FINANCIAL ADVISORY INC /AD | $7.0M | 138,804 | 0.93% | 3q | +2.9%+$199.8K |
| UBS Group AG | $6.2M | 123,413 | 0.00% | 31q | +3.2%+$193.6K |
| ROYAL BANK OF CANADA | $5.6M | 111,644 | 0.00% | 31q | +89.1%+$2.7M |
| COMMONWEALTH EQUITY SERVICES, LLC | $5.2M | 104,035 | 0.01% | 31q | +10.9%+$513.9K |
| Summit Financial Wealth Advisors, LLC | $3.7M | 74,145 | 0.48% | 3q | +4.7%+$167.7K |
| STIFEL FINANCIAL CORP | $3.1M | 62,063 | 0.00% | 15q | +35.3%+$817.2K |
| OSAIC HOLDINGS, INC. | $3.1M | 62,056 | 0.00% | 26q | +45.2%+$975.0K |
| JONES FINANCIAL COMPANIES LLLP | $3.0M | 60,449 | 0.00% | 9q | +32.1%+$738.9K |
| Bernicke Wealth Management, Ltd. | $2.6M | 51,101 | 0.30% | 11q | HELD |
| Stratos Wealth Partners, LTD. | $2.4M | 47,703 | 0.02% | 31q | -0.7%-$17.5K |
| Gateway Wealth Partners, LLC | $2.0M | 40,364 | 0.12% | 15q | -51.3%-$2.1M |
| Sherry Group, Inc. | $2.0M | 38,903 | 1.92% | 3q | +8.4%+$151.7K |
| 1900 WEALTH MANAGEMENT LLC | $1.4M | 28,152 | 0.08% | 9q | HELD |
| CreativeOne Wealth, LLC | $1.3M | 26,426 | 0.03% | 8q | +4.3%+$55.5K |
| SMITH, MOORE & CO. | $1.3M | 26,260 | 0.09% | 23q | -5.7%-$80.2K |
| ALPS ADVISORS INC | $1.2M | 22,975 | 0.01% | new | NEW |
| Kestra Advisory Services, LLC | $1.2M | 22,919 | 0.00% | 12q | +3.4%+$37.9K |
| ENVESTNET ASSET MANAGEMENT INC | $1.1M | 21,130 | 0.00% | 14q | -9.4%-$110.6K |
| Maltin Wealth Management, Inc. | $1.1M | 20,842 | 0.35% | 10q | HELD |
| PUREfi Wealth, LLC | $913.7K | 18,112 | 0.50% | 7q | +2.4%+$21.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $726.3K | 14,396 | 0.00% | 9q | +24.3%+$141.8K |
| Gotham Asset Management, LLC | $687.7K | 13,631 | 0.00% | 6q | +0.9%+$5.8K |
| CITADEL ADVISORS LLC | $678.9K | 13,457 | 0.00% | 3q | +179.7%+$436.1K |
| PRIVATE CLIENT SERVICES, LLC | $675.6K | 13,391 | 0.18% | 3q | +23.8%+$130.1K |
| Corient Private Wealth LP | $658.4K | 13,050 | 0.00% | 7q | +100.0%+$329.2K |
| Private Advisor Group, LLC | $638.9K | 12,664 | 0.00% | 3q | +32.6%+$156.9K |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $626.9K | 12,426 | 0.00% | 16q | HELD |
| RITHOLTZ WEALTH MANAGEMENT | $586.6K | 11,628 | 0.00% | 11q | +100.0%+$293.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $586.6K | 11,628 | 0.00% | 9q | -77.6%-$2.0M |
| AE Wealth Management LLC | $544.5K | 10,793 | 0.00% | 6q | -1.1%-$6.3K |
| GUIDANCE CAPITAL, INC | $535.0K | 10,444 | 0.11% | 2q | +65.3%+$211.3K |
| Sowell Financial Services LLC | $490.8K | 9,728 | 0.02% | 2q | +18.9%+$77.9K |
| Intrepid Financial Planning Group LLC | $425.2K | 8,428 | 0.14% | 4q | +0.7%+$3.0K |
| Savvy Advisors, Inc. | $402.0K | 7,969 | 0.01% | 3q | +2.8%+$11.0K |
| BostonPremier Wealth LLC | $331.0K | 6,561 | 0.14% | 7q | -0.8%-$2.5K |
| Equitable Holdings, Inc. | $238.6K | 4,729 | 0.00% | 4q | -9.3%-$24.6K |
| FMR LLC | $224.9K | 4,458 | 0.00% | 21q | +30.4%+$52.4K |
| JPMORGAN CHASE & CO | $189.3K | 3,746 | 0.00% | 5q | HELD |
| FIFTH THIRD BANCORP | $141.7K | 2,808 | 0.00% | 2q | -25.4%-$48.1K |
| Federation des caisses Desjardins du Quebec | $140.7K | 2,788 | 0.00% | 8q | HELD |
| NATIONAL BANK OF CANADA /FI/ | $99.1K | 1,967 | 0.00% | 5q | +6.5%+$6.0K |
| Smartleaf Asset Management LLC | $66.1K | 1,308 | 0.00% | 9q | HELD |
| BOK Financial Private Wealth, Inc. | $60.5K | 1,200 | 0.00% | 14q | HELD |
| Provenance Wealth Advisors, LLC | $45.4K | 900 | 0.00% | 8q | HELD |
| Cullen/Frost Bankers, Inc. | $41.1K | 815 | 0.00% | 4q | HELD |
| Arax Advisory Partners | $30.3K | 600 | 0.00% | new | NEW |
| SOA Wealth Advisors, LLC. | $23.8K | 471 | 0.00% | 23q | HELD |
| Integrated Wealth Concepts LLC | $15.9K | 315 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $10.7K | 212 | 0.00% | 8q | -13.8%-$1.7K |
| Atlantic Edge Private Wealth Management, LLC | $7.9K | 156 | 0.00% | 11q | HELD |
| NewEdge Advisors, LLC | $6.1K | 121 | 0.00% | new | NEW |
| CITIGROUP INC | $6.0K | 118 | 0.00% | new | NEW |
| Parallel Advisors, LLC | $4.5K | 90 | 0.00% | 4q | HELD |
| Cambridge Investment Research Advisors, Inc. | $1.1K | 22,614 | 0.00% | 4q | +95.6% |
| Janney Montgomery Scott LLC | $680 | 13,475 | 0.00% | 5q | -11.5% |
| DELTA CAPITAL MANAGEMENT LLC | $409 | 8,100 | 0.19% | 7q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 61 | $367.8M | 7,290,940 | 5 | 30 | 13 | 0.0% |
| Q1 2026 | 59 | $380.9M | 8,008,524 | 4 | 21 | 19 | 0.0% |
| Q4 2025 | 62 | $285.2M | 6,148,069 | 7 | 23 | 13 | 0.0% |
| Q3 2025 | 56 | $230.1M | 4,973,181 | 9 | 13 | 16 | 0.0% |
| Q2 2025 | 52 | $254.9M | 5,807,068 | 5 | 42 | 5 | 0.0% |
| Q1 2025 | 55 | $249.9M | 2,811,907 | 7 | 20 | 11 | 0.0% |
| Q4 2024 | 55 | $181.0M | 1,445,491 | 7 | 17 | 9 | 0.0% |
| Q3 2024 | 51 | $174.0M | 1,364,052 | 8 | 16 | 12 | 0.0% |
| Q2 2024 | 47 | $159.9M | 1,356,736 | 7 | 14 | 12 | 0.0% |
| Q1 2024 | 45 | $188.5M | 1,598,928 | 7 | 11 | 14 | 0.0% |
| Q4 2023 | 45 | $200.3M | 1,828,215 | 6 | 16 | 12 | 0.0% |
| Q3 2023 | 44 | $150.6M | 1,501,318 | 7 | 16 | 10 | 0.0% |
| Q2 2023 | 43 | $159.5M | 1,529,723 | 5 | 12 | 11 | 0.0% |
| Q1 2023 | 47 | $180.4M | 1,811,854 | 14 | 14 | 11 | 0.0% |
| Q4 2022 | 34 | $123.9M | 1,294,913 | 7 | 10 | 8 | 0.0% |
| Q3 2022 | 36 | $128.5M | 1,457,286 | 5 | 9 | 10 | 0.0% |
| Q2 2022 | 35 | $88.1M | 942,055 | 5 | 16 | 5 | 0.0% |
| Q1 2022 | 34 | $91.1M | 837,132 | 3 | 10 | 9 | 0.0% |
| Q4 2021 | 32 | $87.5M | 799,087 | 0 | 10 | 11 | 0.0% |
| Q3 2021 | 32 | $77.1M | 775,475 | 2 | 6 | 12 | 0.0% |
| Q2 2021 | 33 | $83.8M | 836,986 | 3 | 9 | 8 | 0.0% |
| Q1 2021 | 32 | $74.7M | 796,130 | 6 | 8 | 7 | 0.0% |
| Q4 2020 | 28 | $69.6M | 807,462 | 4 | 5 | 10 | 0.0% |
| Q3 2020 | 24 | $57.6M | 746,888 | 2 | 9 | 6 | 0.0% |
| Q2 2020 | 27 | $53.7M | 738,086 | 7 | 6 | 8 | 0.0% |
| Q1 2020 | 25 | $45.1M | 732,472 | 2 | 8 | 11 | 0.0% |
| Q4 2019 | 32 | $65.3M | 914,335 | 4 | 9 | 9 | 0.0% |
| Q3 2019 | 27 | $59.6M | 788,670 | 2 | 8 | 12 | 0.0% |
| Q2 2019 | 29 | $63.8M | 857,972 | 3 | 9 | 8 | 0.0% |
| Q1 2019 | 30 | $58.1M | 805,496 | 6 | 4 | 10 | 0.0% |
| Q4 2018 | 26 | $55.1M | 863,429 | 0 | 2 | 2 | 0.0% |