FIRST TR EXCH TRADED FD III (FCAL)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
83
Reporting holders
$141.0M
Reported value
0.0%
Held as options
+10
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $51.3M | 1,032,799 | 0.01% | 31q | +9.6%+$4.5M |
| MORGAN STANLEY | $10.7M | 216,147 | 0.00% | 26q | -5.6%-$635.9K |
| Citizens Business Bank | $5.9M | 118,489 | 0.89% | 2q | HELD |
| Westside Investment Management, Inc. | $5.2M | 103,785 | 0.68% | 16q | -2.0%-$104.3K |
| GUGGENHEIM CAPITAL LLC | $4.6M | 93,217 | 0.03% | 8q | -3.9%-$188.6K |
| Cetera Investment Advisers | $4.3M | 86,212 | 0.00% | 13q | HELD |
| Ignite Planners, LLC | $3.7M | 80,134 | 0.50% | 9q | +33.8%+$930.1K |
| OSAIC HOLDINGS, INC. | $2.7M | 55,361 | 0.00% | 26q | +94.0%+$1.3M |
| Elequin Capital, LP | $2.7M | 54,092 | 0.08% | new | NEW |
| UBS Group AG | $2.2M | 45,083 | 0.00% | 17q | +5.7%+$120.9K |
| CHANNEL WEALTH LLC | $2.2M | 44,985 | 0.50% | 10q | +9.5%+$193.7K |
| Magnus Financial Group LLC | $2.2M | 44,624 | 0.16% | 15q | +0.9%+$19.0K |
| HighTower Advisors, LLC | $2.2M | 43,481 | 0.00% | 30q | +54.6%+$762.6K |
| Mariner, LLC | $2.1M | 42,483 | 0.00% | 15q | -53.5%-$2.4M |
| INTEGRAL INVESTMENT ADVISORS, INC. | $1.9M | 37,730 | 0.41% | 19q | +15.2%+$247.0K |
| Compound Planning, Inc. | $1.7M | 35,043 | 0.05% | 7q | -19.8%-$428.8K |
| Cerity Partners LLC | $1.7M | 34,375 | 0.00% | 2q | -5.2%-$94.5K |
| Hennion & Walsh Asset Management, Inc. | $1.7M | 33,563 | 0.05% | 4q | +34.3%+$426.1K |
| Composition Wealth, LLC | $1.7M | 33,370 | 0.02% | 18q | -76.7%-$5.5M |
| Golden State Wealth Management, LLC | $1.6M | 32,001 | 0.14% | 7q | +75.1%+$681.5K |
| MGO ONE SEVEN LLC | $1.5M | 31,195 | 0.03% | 11q | +8.7%+$124.1K |
| Southland Equity Partners LLC | $1.5M | 30,129 | 0.26% | 23q | -16.0%-$284.7K |
| Navigation Group, LLC | $1.5M | 29,536 | 0.29% | 2q | HELD |
| Rockefeller Capital Management L.P. | $1.3M | 25,211 | 0.00% | 8q | +4.7%+$55.9K |
| Savvy Advisors, Inc. | $1.0M | 20,320 | 0.02% | new | NEW |
| New Insight Wealth Advisors | $987.9K | 19,897 | 0.29% | 11q | -6.0%-$63.3K |
| Warren Street Wealth Advisors, LLC | $951.8K | 19,170 | 0.21% | 17q | +42.2%+$282.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $916.2K | 18,453 | 0.00% | 13q | HELD |
| Cascade Financial Partners, LLC | $898.9K | 18,103 | 0.08% | new | NEW |
| Mutual Advisors, LLC | $844.0K | 16,997 | 0.02% | 23q | -13.3%-$129.3K |
| WCG Wealth Advisors LLC | $805.2K | 16,218 | 0.02% | 3q | +61.1%+$305.3K |
| JANE STREET GROUP, LLC | $786.9K | 15,849 | 0.00% | 10q | -47.5%-$711.6K |
| Climber Capital SA | $725.2K | 14,635 | 0.44% | 5q | HELD |
| Precision Wealth Strategies, LLC | $668.4K | 13,461 | 0.20% | new | NEW |
| KINGSWOOD WEALTH ADVISORS, LLC | $641.4K | 12,918 | 0.03% | 7q | +192.1%+$421.8K |
| RAYMOND JAMES FINANCIAL INC | $637.8K | 12,845 | 0.00% | 5q | +0.9%+$5.6K |
| Guild Investment Management, Inc. | $620.7K | 12,500 | 0.42% | 7q | +13.6%+$74.5K |
| Farther Finance Advisors, LLC | $620.7K | 12,500 | 0.00% | 7q | +13.6%+$74.5K |
| Perennial Investment Advisors, LLC | $575.2K | 11,583 | 0.04% | 16q | +23.4%+$108.9K |
| Private Advisor Group, LLC | $566.2K | 11,404 | 0.00% | new | NEW |
| Quantinno Capital Management LP | $531.1K | 10,696 | 0.00% | 4q | HELD |
| Arax Advisory Partners | $500.0K | 10,070 | 0.00% | 3q | +319.6%+$380.8K |
| CLG LLC | $495.1K | 9,972 | 0.11% | 6q | -3.1%-$15.6K |
| ROYAL BANK OF CANADA | $493.0K | 9,934 | 0.00% | 31q | -29.0%-$201.7K |
| Inspire Advisors, LLC | $468.9K | 9,445 | 0.03% | 5q | HELD |
| D.A. DAVIDSON & CO. | $460.4K | 9,273 | 0.00% | 5q | HELD |
| SILVER OAK SECURITIES, INCORPORATED | $454.4K | 9,151 | 0.03% | new | NEW |
| CRUX WEALTH ADVISORS | $432.4K | 8,709 | 0.15% | new | NEW |
| Tidemark, LLC | $424.7K | 8,553 | 0.10% | 11q | -2.2%-$9.4K |
| SeaCrest Wealth Management, LLC | $387.6K | 7,807 | 0.04% | 4q | HELD |
| WESPAC Advisors SoCal, LLC | $377.6K | 7,605 | 0.07% | 4q | -48.6%-$357.3K |
| NewEdge Advisors, LLC | $358.6K | 7,222 | 0.00% | 5q | HELD |
| FORONJY FINANCIAL LLC | $351.8K | 7,084 | 0.13% | 5q | -23.5%-$107.9K |
| Entruity Wealth, LLC | $336.7K | 6,782 | 0.22% | 7q | -67.3%-$694.3K |
| Towerpoint Wealth, LLC | $335.6K | 6,759 | 0.12% | 29q | -2.7%-$9.5K |
| Blue Zone Wealth Advisors, LLC | $335.2K | 6,750 | 0.06% | 8q | -15.6%-$62.1K |
| ASL Financial, LLC | $305.9K | 6,160 | 0.22% | 3q | HELD |
| HCR Wealth Advisors | $301.6K | 6,075 | 0.03% | new | NEW |
| Steward Partners Investment Advisory, LLC | $263.2K | 5,300 | 0.00% | 8q | HELD |
| Argyle Capital Partners, LLC | $250.8K | 5,051 | 0.16% | 7q | HELD |
| VAQUERO PRIVATE WEALTH, LTD | $250.7K | 5,050 | 0.05% | new | FIRST |
| TriaGen Wealth Management LLC | $230.3K | 4,639 | 0.06% | 16q | -11.8%-$30.8K |
| WELLS FARGO & COMPANY/MN | $226.7K | 4,566 | 0.00% | 15q | +228200.0%+$226.6K |
| CITADEL ADVISORS LLC | $223.4K | 4,500 | 0.00% | new | NEW |
| Cypress Wealth Services, LLC | $221.8K | 4,467 | 0.03% | 11q | +0.9%+$1.9K |
| Gerald Baker Financial Group LLC | $220.2K | 4,434 | 0.06% | 2q | +0.9%+$1.9K |
| ODonnell Financial Services, LLC | $203.4K | 4,097 | 0.06% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $202.8K | 4,096 | 0.00% | 11q | -21.2%-$54.6K |
| Johnson Bixby & Associates, LLC | $200.2K | 4,033 | 0.02% | new | NEW |
| Rossby Financial, LCC | $147.5K | 2,971 | 0.03% | 3q | HELD |
| Allworth Financial LP | $141.9K | 2,857 | 0.00% | 19q | HELD |
| Integrated Wealth Concepts LLC | $129.0K | 2,599 | 0.00% | new | NEW |
| AMERIFLEX GROUP, INC. | $91.6K | 1,845 | 0.04% | 7q | HELD |
| PRIVATE TRUST CO NA | $79.3K | 1,598 | 0.01% | 17q | +1119.8%+$72.8K |
| IFG Advisory, LLC | $49.3K | 992 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $46.1K | 928 | 0.00% | 16q | +1.6% |
| Larson Financial Group LLC | $44.7K | 900 | 0.00% | 9q | HELD |
| FIFTH THIRD BANCORP | $44.3K | 893 | 0.00% | 2q | -6.4%-$3.0K |
| Ameritas Investment Partners, Inc. | $42.6K | 857 | 0.00% | 28q | HELD |
| HARBOUR INVESTMENTS, INC. | $40.1K | 809 | 0.00% | 15q | HELD |
| Dunhill Financial, LLC | $14.3K | 288 | 0.00% | 11q | HELD |
| ASSETMARK, INC | $13.2K | 266 | 0.00% | 3q | -0.7% |
| Stonebridge Financial Group, LLC/CA | $1.9K | 37,613 | 0.26% | new | FIRST |
| Cambridge Investment Research Advisors, Inc. | $1.6K | 31,832 | 0.00% | 29q | +70.3% |
| Spectrum Wealth Advisory Group, LLC | $811 | 16 | 0.00% | new | NEW |
| CENTAURUS FINANCIAL, INC. | $595 | 11,985 | 0.02% | 7q | HELD |
| WEDBUSH SECURITIES INC | $247 | 4,978 | 0.01% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 83 | $141.0M | 2,845,997 | 14 | 25 | 23 | 0.0% |
| Q1 2026 | 73 | $136.0M | 2,780,728 | 6 | 22 | 28 | 0.0% |
| Q4 2025 | 76 | $136.3M | 2,957,805 | 6 | 34 | 25 | 0.0% |
| Q3 2025 | 70 | $125.2M | 2,566,412 | 6 | 24 | 27 | 0.0% |
| Q2 2025 | 77 | $221.5M | 4,617,275 | 9 | 30 | 20 | 0.0% |
| Q1 2025 | 71 | $208.2M | 4,291,510 | 11 | 23 | 15 | 0.0% |
| Q4 2024 | 64 | $209.6M | 4,246,436 | 8 | 34 | 11 | 0.0% |
| Q3 2024 | 57 | $193.5M | 3,856,109 | 10 | 23 | 15 | 0.0% |
| Q2 2024 | 52 | $179.2M | 3,619,084 | 4 | 28 | 10 | 0.0% |
| Q1 2024 | 49 | $178.1M | 3,586,921 | 8 | 22 | 12 | 0.0% |
| Q4 2023 | 47 | $139.5M | 2,794,573 | 9 | 17 | 11 | 0.0% |
| Q3 2023 | 39 | $99.7M | 2,111,248 | 0 | 22 | 8 | 0.0% |
| Q2 2023 | 40 | $93.2M | 1,901,603 | 6 | 18 | 6 | 0.0% |
| Q1 2023 | 31 | $53.6M | 1,088,045 | 2 | 12 | 10 | 0.0% |
| Q4 2022 | 28 | $49.7M | 1,027,723 | 3 | 11 | 11 | 0.0% |
| Q3 2022 | 35 | $69.6M | 1,487,090 | 5 | 12 | 11 | 0.0% |
| Q2 2022 | 38 | $74.2M | 1,536,686 | 7 | 11 | 13 | 0.0% |
| Q1 2022 | 35 | $73.1M | 1,436,334 | 6 | 11 | 8 | 0.0% |
| Q4 2021 | 35 | $64.4M | 1,176,876 | 4 | 16 | 5 | 0.0% |
| Q3 2021 | 31 | $49.5M | 908,078 | 6 | 13 | 5 | 0.0% |
| Q2 2021 | 28 | $55.7M | 1,010,652 | 3 | 16 | 2 | 0.0% |
| Q1 2021 | 30 | $53.8M | 998,275 | 4 | 15 | 4 | 0.0% |
| Q4 2020 | 30 | $60.5M | 1,117,552 | 4 | 11 | 6 | 0.0% |
| Q3 2020 | 26 | $53.1M | 1,006,742 | 3 | 12 | 6 | 0.0% |
| Q2 2020 | 24 | $49.6M | 950,169 | 6 | 8 | 7 | 0.0% |
| Q1 2020 | 19 | $49.6M | 969,879 | 4 | 10 | 3 | 0.0% |
| Q4 2019 | 18 | $42.1M | 789,101 | 3 | 10 | 3 | 0.0% |
| Q3 2019 | 18 | $30.5M | 572,280 | 4 | 11 | 2 | 0.0% |
| Q2 2019 | 15 | $20.8M | 395,931 | 7 | 6 | 2 | 0.0% |
| Q1 2019 | 8 | $15.4M | 299,191 | 1 | 4 | 2 | 0.0% |
| Q4 2018 | 8 | $14.5M | 288,850 | 0 | 0 | 0 | 0.0% |