SIMPLIFY EXCHANGE TRADED FUN (CYA)
Institutional ownership reported to the SEC as of Q4 2023, across 10 quarters.
17
Reporting holders
$1.1M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Simplify Asset Management Inc. | $710.9K | 3,500,000 | 0.06% | new | NEW |
| Regal Investment Advisors LLC | $205.8K | 1,013,190 | 0.02% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $65.0K | 318,839 | 0.00% | 7q | +31.4%+$15.5K |
| WEALTHSOURCE PARTNERS, LLC | $33.9K | 166,999 | 0.00% | 7q | -15.2%-$6.1K |
| Strata Wealth Advisors, LLC | $27.1K | 133,511 | 0.01% | new | NEW |
| AE Wealth Management LLC | $10.3K | 137,237 | 0.00% | 3q | +726.3%+$9.0K |
| TWO SIGMA SECURITIES, LLC | $9.2K | 45,494 | 0.00% | new | NEW |
| AVANTAX ADVISORY SERVICES, INC. | $6.0K | 29,703 | 0.00% | 2q | +64.2%+$2.4K |
| UBS Group AG | $4.8K | 23,699 | 0.00% | new | NEW |
| Mid-American Wealth Advisory Group, Inc. | $4.6K | 22,613 | 0.00% | new | NEW |
| Cannell & Co. | $4.3K | 21,000 | 0.00% | 8q | HELD |
| Integrated Wealth Concepts LLC | $4.2K | 20,720 | 0.00% | 8q | -77.1%-$14.1K |
| Koshinski Asset Management, Inc. | $4.1K | 20,068 | 0.00% | new | NEW |
| SMITH SHELLNUT WILSON LLC /ADV | $2.2K | 11,033 | 0.00% | new | NEW |
| Parallel Advisors, LLC | $406 | 2,000 | 0.00% | new | NEW |
| TUCKER ASSET MANAGEMENT LLC | $20 | 100 | 0.00% | new | NEW |
| MORGAN STANLEY | $2 | 6 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2023 | 17 | $1.1M | 5,466,212 | 11 | 3 | 2 | 0.0% |
| Q3 2023 | 12 | $3.6M | 724,064 | 2 | 3 | 4 | 0.0% |
| Q2 2023 | 16 | $7.9M | 1,355,025 | 7 | 2 | 3 | 0.0% |
| Q1 2023 | 12 | $4.5M | 487,447 | 1 | 3 | 4 | 0.0% |
| Q4 2022 | 14 | $5.9M | 506,759 | 2 | 3 | 3 | 0.0% |
| Q3 2022 | 19 | $57.7M | 2,509,076 | 6 | 9 | 0 | 0.0% |
| Q2 2022 | 15 | $43.1M | 2,154,306 | 7 | 3 | 2 | 0.0% |
| Q1 2022 | 9 | $28.3M | 1,403,314 | 7 | 1 | 1 | 0.0% |
| Q4 2021 | 4 | $611.0K | 25,566 | 3 | 0 | 0 | 0.0% |
| Q3 2021 | 3 | $2.0M | 79,594 | 3 | 0 | 0 | 0.0% |