HolderBook

B. Riley Securities, Inc.

Reported holdings as of Q4 2022, from 1 quarterly filings.

This filer last reported in Q4 2022; the most recent quarter on file across all filers is Q2 2026. Firms that restructure stop filing under one CIK and start under another, so a successor entity may hold these positions now under a similar name.

CIK
1505748
Reported value
$459.7M
Positions
66
Top 10 weight
86.4%
Filed
2023-02-07
Days after quarter end
38

Holdings

SecurityTickerValue SharesWeightWeight change Held Change
BABCOCK & WILCOX ENTERPRISESBW$157.5M27,288,63934.25%-newFIRST
ALTA EQUIPMENT GROUP INCALTG$79.2M6,000,76317.22%-newFIRST
THE ARENA GROUP HOLDINGS INCAREN$48.7M4,592,79310.60%-newFIRST
DOUBLEDOWN INTERACTIVE CO LTDDI$32.8M3,876,2177.13%-newFIRST
FAZE HOLDINGS INCFAZE$20.4M11,028,1514.44%-newFIRST
LILIUM N VLILMF$18.4M16,130,1634.00%-newFIRST
CHARAH SOLUTIONS INCCHRA$15.6M2,888,8893.39%-newFIRST
NEXTNAV INCNN$9.0M3,086,7921.97%-newFIRST
AST SPACEMOBILE INCASTS$8.3M1,725,4711.81%-newFIRST
SYNCHRONOSS TECHNOLOGIES INCSNCR$7.5M12,080,4991.63%-newFIRST
PERPETUA RESOURCES CORPPPTA$7.4M2,530,6411.61%-newFIRST
TRANSACT TECHNOLOGIES INCTACT$7.0M1,112,6331.53%-newFIRST
B RILEY PRIN 250 MERGER CORPBRIVU$6.0M600,0001.30%-newFIRST
INNOVATE CORPVATE$5.3M2,836,5911.15%-newFIRST
MARCHEX INCMCHX$4.8M3,017,4961.05%-newFIRST
SORRENTO THERAPEUTICS INCSRNE$4.6M5,216,2501.01%-newFIRST
PLAYAGS INCAGS$4.3M840,5300.93%-newFIRST
QUANTUM CORPQMCO$4.2M3,824,8110.91%-newFIRST
LAZYDAYS HLDGS INCGORV$3.4M281,5070.73%-newFIRST
HARROW INCHROW$2.3M155,8250.50%-newFIRST
LIFEMD INCLFMD$2.1M1,081,7120.46%-newFIRST
KLUDEIN I ACQUISITION CORPINKA$2.1M202,0890.45%-newFIRST
JOURNEY MED CORPDERM$1.7M864,6950.36%-newFIRST
SEQUANS COMMUNICATIONS S ASQNSXXXX$1.2M374,2960.27%-newFIRST
THE LION ELECTRIC COMPANYLEVGQ$1.0M459,5020.22%-newFIRST
ARES ACQUISITION CORPORATIONAAC$824.8K81,9100.18%-newFIRST
SEAPORT GLOBAL ACQUISITION ISGII$764.2K75,0000.17%-newFIRST
EPIPHANY TECHNOLOGY ACQUISITEPHY$733.0K73,2640.16%-newFIRST
THE LION ELECTRIC COMPANYLEGWQ$482.8K689,7550.11%-newFIRST
RIDENOW GROUP INCRDNW$404.5K62,5210.09%-newFIRST
PELOTON INTERACTIVE INC$354.4K500,0000.08%-newDEBT
MINIM INCMINM$294.3K1,565,3640.06%-newFIRST
GARRETT MOTION INCGTXAP$261.0K30,0000.06%-newFIRST
NUSTAR ENERGY LPNS$224.0K14,0000.05%-newFIRST
SHOPIFY INC$102.5K120,0000.02%-newDEBT
EOS ENERGY ENTERPRISES INCEOSEW$78.0K325,0000.02%-newFIRST
GENIUS SPORTS LIMITEDGENI$71.0K19,8880.02%-newFIRST
IMEDIA BRANDS INCIMBIQ$58.8K91,9110.01%-newFIRST
CHEGG INC$46.5K51,0000.01%-newDEBT
LIBERTY LATIN AMERICA LTD$33.7K38,0000.01%-newDEBT
ALGOMA STL GROUP INCASTLW$24.0K20,7540.01%-newFIRST
WAYFAIR INC$23.8K42,0000.01%-newDEBT
AVAYA HLDGS CORP$22.5K600,0000.00%-newDEBT
NEOGENOMICS INC$21.3K33,0000.00%-newDEBT
CHEGG INC$21.2K27,0000.00%-newDEBT
NEXTNAV INCNNAVW$20.9K55,9740.00%-newFIRST
FAZE HOLDINGS INCFAZEW$20.3K156,0010.00%-newFIRST
TEEKAY CORPORATION$15.0K15,0000.00%-newDEBT
YOTTA ACQUISITION CORPORATIOYOTAR$13.2K81,3680.00%-newFIRST
COLOMBIER ACQUISITION CORPCLBRWS$11.1K146,7140.00%-newFIRST
INSEEGO CORP$10.8K18,0000.00%-newDEBT
INFINT ACQUISITION CORPIFINWS$8.0K100,0000.00%-newFIRST
BEYOND MEAT INC$7.6K30,0000.00%-newDEBT
D AND Z MEDIA ACQUISITION CODNZWS$5.1K100,0000.00%-newFIRST
ECARX HOLDINGS INCECXWW$4.3K43,5500.00%-newFIRST
YOTTA ACQUISITION CORPORATIOYOTAW$3.0K100,0000.00%-newFIRST
DEEP MEDICINE ACQUISITION CODMAQR$2.9K47,5990.00%-newFIRST
SWVL HOLDINGS CORPSWVL$2.7K20,0000.00%-newFIRST
VAHANNA TECH EDGE ACQSTN I CVHNAW$1.7K159,6700.00%-newFIRST
MSP RECOVERY INCMSPRW$1.5K60,1460.00%-newFIRST
BLUE SAFARI GRP ACQUISITN COBSGAR$1.2K10,3390.00%-newFIRST
ALSP ORCHID ACQUISITION CORPALORW$1.1K36,8000.00%-newFIRST
LOGISTICS INNOVTN TECHNLGS CLITTW$37312,4320.00%-newFIRST
ARROWROOT ACQUISITION CORPARRWW$24942,9400.00%-newFIRST
BLUERIVER ACQUISITION CORPBLUAW$15010,0000.00%-newFIRST
KISMET ACQUISITION TWO CORPQDROW$9029,9090.00%-newFIRST

By sector

Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.

Industrials 35.4%Wholesale & Distribution 17.2%Telecom & Media 12.4%Software & IT Services 8.3%Computer Hardware 2.4%Autos & Aerospace 2.0%Mining & Metals 1.6%Other sectors 1.5%Not classified 19.2%
 
SectorValueShare
Industrials$162.8M35.4%
Wholesale & Distribution$79.2M17.2%
Telecom & Media$57.1M12.4%
Software & IT Services$38.0M8.3%
Computer Hardware$11.2M2.4%
Autos & Aerospace$9.0M2.0%
Mining & Metals$7.4M1.6%
Other sectors$7.0M1.5%
Not classified$88.0M19.2%

Quarter by quarter

QuarterValuePositions NewAddedTrimmed ExitedTop 10 Days to file
Q4 2022$459.7M66000086.4%38

Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.

Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.

Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.