VERTEX ONE ASSET MANAGEMENT INC.
Reported holdings as of Q4 2019, from 5 quarterly filings.
This filer last reported in Q4 2019; the most recent quarter on file across all filers is Q2 2026. Firms that restructure stop filing under one CIK and start under another, so a successor entity may hold these positions now under a similar name.
Holdings
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| ALLERGAN PLC | AGN | $30.7M | 160,450 | +1.13pp | 3q | +18.2%+$4.7M | |
| TIFFANY & CO NEW | TIF | $20.3M | 151,953 | - | new | NEW | |
| WRIGHT MED GROUP N V | WMGI | $17.2M | 563,700 | - | new | NEW | |
| ZAYO GROUP HLDGS INC | ZAYO | $15.6M | 450,666 | -0.69pp | 3q | -7.4%-$1.3M | |
| WABCO HLDGS INC | WBC | $15.5M | 114,276 | +0.29pp | 2q | +21.2%+$2.7M | |
| TECH DATA CORP | TECD | $14.4M | 100,018 | - | new | NEW | |
| ADVANCED DISP SVCS INC DEL | ADSW | $14.2M | 432,152 | -0.94pp | 2q | -13.2%-$2.2M | |
| TD AMERITRADE HLDG CORP | AMTD | $13.7M | 275,000 | - | new | NEW | |
| TIBERIUS ACQUISITION CORP | TIBR | $10.6M | 1,005,000 | - | new | NEW | |
| CYPRESS SEMICONDUCTOR CORP | CY | $9.2M | 392,631 | +1.58pp | 3q | +346.2%+$7.1M | |
| LIBERTY PPTY TR | LPT | $8.6M | 142,951 | - | new | NEW | |
| STABLE RD ACQUISITION CORP | SRACU | $7.7M | 750,000 | - | new | NEW | |
| PATTERN ENERGY GROUP INC | PEGI | $7.7M | 286,000 | - | new | NEW | |
| BOXWOOD MERGER CORP | BWMC | $7.3M | 717,900 | -0.20pp | 2q | HELD | |
| AUDENTES THERAPEUTICS INC | BOLD | $6.9M | 115,000 | - | new | NEW | |
| MERIDA MERGER CORP I | MCMJ | $6.6M | 675,000 | - | new | NEW | |
| INTERXION HOLDING N.V | INXN | $6.5M | 77,708 | - | new | NEW | |
| GENESEE & WYO INC | GWR | $6.3M | 56,591 | -3.85pp | 2q | -69.5%-$14.4M | |
| MOSAIC ACQUISITION CORP | MOSC | $6.1M | 590,998 | -0.18pp | 4q | HELD | |
| TUSCAN HLDGS CORP II | THCAU | $6.1M | 600,000 | -0.17pp | 2q | HELD | |
| LEO HOLDINGS CORP | LHC | $5.9M | 568,400 | -0.16pp | 3q | HELD | |
| OSPREY TECHNLGY AQUISTION CO | SFTWU | $5.1M | 500,000 | - | new | NEW | |
| RA PHARMACEUTICALS INC | RARX | $5.0M | 105,964 | - | new | NEW | |
| TUSCAN HOLDINGS CORP | THCBU | $4.7M | 443,200 | -0.43pp | 4q | -18.4%-$1.1M | |
| GALILEO ACQUISITION CORP | GLEOU | $4.2M | 414,300 | - | new | NEW | |
| DIAMONDPEAK HLDGS COR | DPHCU | $4.2M | 400,000 | -0.10pp | 4q | HELD | |
| HEALTHCARE MERGER CORP | HCCOU | $4.1M | 400,000 | - | new | NEW | |
| JUNIPER INDL HLDGS INC | JIHU | $4.1M | 400,000 | - | new | NEW | |
| FINSERV ACQUISITION CORP | FSRVU | $4.1M | 400,000 | - | new | NEW | |
| EXPERIENCE INVESTMENT CORP | EXPCU | $4.1M | 400,000 | -0.37pp | 2q | -20.0%-$1.0M | |
| ALUSSA ENERGY ACQUISITION CO | ALUSU | $4.0M | 400,000 | - | new | NEW | |
| B RILEY PRINCIPAL MERGER COR | BRPMU | $3.9M | 375,000 | -0.08pp | 3q | HELD | |
| FINTECH ACQUISITION CORP III | FTAC | $3.9M | 380,911 | -0.09pp | 3q | +1.5%+$58.8K | |
| AMPLITUDE HLTHCRE AQUSTIN CO | AMHCU | $3.8M | 375,000 | - | new | NEW | |
| SPARTAN ENERGY ACQUISITON CO | SPAQU | $3.6M | 351,500 | -0.11pp | 5q | HELD | |
| MEDICINES CO | MDCO | $3.6M | 42,400 | - | new | NEW | |
| SILVER SPIKE ACQUISITION COR | SSPKU | $3.6M | 350,000 | - | new | NEW | |
| AMCI ACQUISITION CORP | AMCIU | $3.5M | 340,100 | -0.10pp | 5q | HELD | |
| RMG ACQUISITION CORP | RMGU | $3.4M | 335,000 | -0.09pp | 4q | HELD | |
| FAR PT ACQUISITION CORP | FPACU | $3.3M | 308,125 | -0.09pp | 5q | HELD | |
| MONOCLE ACQUISITION CORP | MNCLU | $3.3M | 300,000 | -0.06pp | 4q | HELD | |
| HENNESSY CAP ACQUSTION CORP | HCACU | $3.2M | 300,000 | -0.08pp | 4q | HELD | |
| GRAF INDL CORP | GRAFU | $3.2M | 301,500 | -0.07pp | 5q | HELD | |
| HAYMAKER ACQUISITION CORP II | HYACU | $3.2M | 300,000 | -0.08pp | 3q | HELD | |
| APEX TECHNOLOGY ACQUISITION | APXTU | $3.1M | 300,000 | -0.07pp | 2q | HELD | |
| TRINE ACQUISITION CORP | TRNEU | $3.1M | 300,000 | -0.09pp | 4q | HELD | |
| GX ACQUISITION CORP | GXGXU | $3.1M | 300,000 | -0.15pp | 3q | HELD | |
| PURE ACQUISITION CORP | PACQU | $3.1M | 286,100 | -0.36pp | 5q | -25.9%-$1.1M | |
| PIVOTAL INVT CORP II | PICU | $3.1M | 300,000 | -0.09pp | 2q | HELD | |
| ACAMAR PARTNERS ACQSITION CO | ACAMU | $3.1M | 300,000 | -0.09pp | 4q | HELD | |
| CIIG MERGER CORP | CIICU | $3.0M | 300,000 | - | new | NEW | |
| CAESARS ENTMT CORP | CZRXXXX | $2.9M | 211,352 | -1.53pp | 3q | -70.9%-$7.0M | |
| NETFIN ACQUISITION CORP | NFINU | $2.8M | 278,000 | - | new | NEW | |
| LF CAP ACQUISITION CORP | LFACU | $2.8M | 264,600 | -0.08pp | 5q | HELD | |
| LGL SYS ACQUISITION CORP | DFNSU | $2.8M | 275,000 | - | new | NEW | |
| GORES METROPOULOS INC | GMHIU | $2.7M | 250,000 | -0.08pp | 4q | HELD | |
| VECTOIQ ACQUISITION CORP | VTIQU | $2.6M | 236,800 | -0.06pp | 5q | HELD | |
| NEW PROVIDENCE ACQUISITIN CO | NPAUU | $2.6M | 250,000 | -0.06pp | 2q | HELD | |
| SOFTWARE ACQUISITION GROUP I | SAQNU | $2.5M | 250,000 | - | new | NEW | |
| COLLIER CREEK HOLDINGS | CCHU | $2.4M | 220,800 | -0.07pp | 4q | HELD | |
| CF FIN ACQUISITION CORP | CFFAU | $2.4M | 218,100 | -0.05pp | 5q | HELD | |
| DIAMOND EAGLE ACQUISITION CO | DEACU | $2.3M | 200,000 | flat | 3q | HELD | |
| GIGCAPITAL2 INC | GIXU | $2.3M | 220,000 | -0.06pp | 3q | HELD | |
| SCHULTZE SPL PURP ACQUSTN CO | SAMAU | $2.3M | 218,000 | -0.06pp | 5q | HELD | |
| ANDINA ACQUISITION CORP III | ANDAU | $2.2M | 208,900 | -0.06pp | 4q | HELD | |
| NEBULA ACQUISITION CORP | NEBUU | $2.2M | 200,400 | -0.06pp | 5q | HELD | |
| ACT II GLOBAL ACQUISITION CO | ACTTU | $2.1M | 200,000 | -0.05pp | 3q | HELD | |
| THUNDER BRDG ACQUISTION II L | THBRU | $2.1M | 200,000 | -0.05pp | 2q | HELD | |
| CRESCENT ACQUISITION CORP | CRSAU | $2.1M | 200,000 | -0.05pp | 4q | HELD | |
| CHP MERGER CORP | CHPMU | $2.0M | 200,000 | - | new | NEW | |
| LANDCADIA HLDGS II INC | LCAHU | $2.0M | 200,000 | -0.06pp | 3q | HELD | |
| TORTOISE ACQUISITION CORP | SHLLU | $2.0M | 200,000 | -0.06pp | 4q | HELD | |
| GORDON POINTE ACQUISITION CO | GPAQ | $2.0M | 185,000 | -0.05pp | 2q | HELD | |
| CHURCHILL CAP CORP II | CCX | $1.9M | 180,000 | - | new | NEW | |
| LEISURE ACQUISITION CORP | LACQU | $1.9M | 170,500 | -0.04pp | 5q | HELD | |
| LIV CAP ACQUISITION CORP | LIVKU | $1.8M | 175,000 | - | new | NEW | |
| LEGACY ACQUISITION CORP | LGCU | $1.7M | 160,700 | -0.04pp | 5q | HELD | |
| FORUM MERGER II CORP | FMCIU | $1.7M | 154,800 | -0.05pp | 5q | HELD | |
| AIRCASTLE LTD | AYR | $1.6M | 50,792 | - | new | NEW | |
| SC HEALTH CORP | SCPEU | $1.6M | 153,100 | - | new | NEW | |
| MEGALITH FINL ACQUISITION CO | MFACU | $1.6M | 150,000 | -0.04pp | 5q | HELD | |
| SOUTH MTN MERGER CORP | SMMCU | $1.6M | 150,000 | -0.05pp | 3q | HELD | |
| PROPTECH ACQUISITION CORPORA | PTACU | $1.5M | 150,000 | - | new | NEW | |
| OAKTREE ACQUISITION CORP | OAC | $1.5M | 150,000 | -0.04pp | 2q | HELD | |
| UNION ACQUISITION CORP II | LATNU | $1.5M | 150,000 | - | new | NEW | |
| GS ACQUISITION HLDGS CORP | GSAHU | $1.4M | 117,700 | -0.01pp | 5q | HELD | |
| OPES ACQUISITION CORP | OPESU | $1.3M | 118,400 | -0.02pp | 5q | HELD | |
| GORES HOLDINGS III INC | GRSHU | $1.3M | 116,411 | -0.02pp | 5q | HELD | |
| TRIDENT ACQUISITIONS CORP | TDACU | $1.2M | 117,200 | -0.04pp | 5q | HELD | |
| ALBERTON ACQUISITION CORP | ALACU | $1.2M | 114,600 | -0.03pp | 4q | HELD | |
| MUDRICK CAP ACQUISITION CORP | MUDSU | $1.1M | 100,000 | -0.04pp | 5q | HELD | |
| BIG ROCK PARTNERS ACQUISI CO | BRPA | $1.1M | 100,000 | -0.03pp | 2q | HELD | |
| INSURANCE ACQUISITION CORP | INSUU | $1.1M | 100,000 | -0.03pp | 4q | HELD | |
| GORES HOLDINGS III INC | GRSH | $1.0M | 100,000 | - | new | NEW | |
| SPARTAN ENERGY ACQUISITION C | SPAQ | $1.0M | 100,000 | - | new | NEW | |
| CONYERS PK II ACQUISITION CO | CPAAU | $816.0K | 75,000 | -0.02pp | 2q | HELD | |
| HAYMAKER ACQUISITION CORP II | HYAC | $729.0K | 72,500 | - | new | NEW | |
| CHURCHILL CAP CORP II | CCXU | $543.0K | 50,400 | -0.01pp | 3q | +0.8%+$4.3K | |
| TIBERIUS ACQUISITION CORP | TIBRW | $262.0K | 230,000 | - | new | NEW | |
| NETFIN ACQUISITION CORP | NFIN | $224.0K | 22,000 | -0.66pp | 2q | -91.9%-$2.6M | |
| VIRGIN GALACTIC HOLDINGS INC | SPCEWS | $208.0K | 62,066 | - | new | NEW | |
| IMMUNOVANT INC | IMVTW | $200.0K | 100,000 | - | new | NEW | |
| MERIDA MERGER CORP I | MCMJW | $169.0K | 337,500 | - | new | NEW | |
| FINTECH ACQUISITION CORP III | FTACW | $158.0K | 115,455 | flat | 3q | +2.6%+$4.0K | |
| LEO HOLDINGS CORP | LHCWS | $93.0K | 140,000 | -0.01pp | 2q | HELD | |
| GORDON POINTE ACQUISITION CO | GPAQW | $59.0K | 165,000 | flat | 2q | HELD | |
| BIG ROCK PARTNERS ACQUISI CO | BRPAW | $35.0K | 200,000 | flat | 2q | HELD |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Banks & Lending | $13.7M | 3.1% |
| Holding & Investment | $12.0M | 2.8% |
| Biotech & Pharma | $6.9M | 1.6% |
| Other sectors | $1.6M | 0.4% |
| Not classified | $400.3M | 92.1% |
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q4 2019 | $434.5M | 107 | 39 | 6 | 8 | 52 | 37.1% | 21 |
| Q3 2019 | $385.4M | 120 | 49 | 11 | 17 | 51 | 38.9% | 44 |
| Q2 2019 | $441.1M | 122 | 33 | 8 | 40 | 36 | 38.1% | 44 |
| Q1 2019 | $463.7M | 125 | 39 | 41 | 19 | 33 | 33.3% | 45 |
| Q4 2018 | $342.1M | 119 | 0 | 0 | 0 | 0 | 36.9% | 44 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.