| BANK OF MONTREAL /CAN/ | $14.6M | 1,392,562 | 0.01% | 5q | HELD |
| Linden Advisors LP | $13.4M | 1,284,745 | 0.16% | 3q | +25.8%+$2.7M |
| VERTEX ONE ASSET MANAGEMENT INC. | $10.6M | 1,005,000 | 2.43% | new | NEW |
| Kepos Capital LP | $10.1M | 962,196 | 0.95% | new | NEW |
| GILDER GAGNON HOWE & CO LLC | $9.9M | 943,482 | 0.10% | new | NEW |
| Periscope Capital Inc. | $8.0M | 767,511 | 0.97% | 5q | +7.5%+$563.5K |
| FRANKLIN RESOURCES INC | $7.1M | 683,955 | 0.00% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $5.2M | 500,000 | 0.01% | 5q | -10.2%-$593.9K |
| Westchester Capital Management, LLC | $4.7M | 450,000 | 0.17% | 5q | HELD |
| CIBC WORLD MARKETS CORP | $4.7M | 445,000 | 0.03% | 2q | HELD |
| Shaolin Capital Management LLC | $4.5M | 430,500 | 0.73% | 4q | +126.6%+$2.5M |
| Cowen Investment Management LLC | $4.2M | 400,000 | 1.36% | 2q | HELD |
| HGC Investment Management Inc. | $4.2M | 397,800 | 0.72% | 5q | +51.1%+$1.4M |
| OXFORD ASSET MANAGEMENT LLP | $3.9M | 375,000 | 0.11% | 5q | -65.1%-$7.3M |
| Weiss Asset Management LP | $3.9M | 372,562 | 0.26% | new | NEW |
| Atika Capital Management LLC | $3.7M | 350,000 | 0.71% | new | NEW |
| Bulldog Investors, LLC | $3.2M | 310,486 | 1.38% | 5q | +106.5%+$1.7M |
| Balyasny Asset Management LLC | $2.3M | 216,425 | 0.01% | new | NEW |
| Yakira Capital Management, Inc. | $2.1M | 200,000 | 0.61% | new | NEW |
| Hudson Bay Capital Management LP | $1.8M | 175,000 | 0.04% | new | NEW |
| Alberta Investment Management Corp | $1.8M | 175,000 | 0.02% | 3q | HELD |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $1.6M | 150,000 | 0.01% | new | FIRST |
| Castle Creek Arbitrage, LLC | $1.5M | 143,200 | 0.34% | new | NEW |
| Alpine Global Management, LLC | $1.5M | 140,000 | 0.31% | new | NEW |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.3M | 125,000 | 0.08% | 5q | HELD |
| PICTON MAHONEY ASSET MANAGEMENT | $928.0K | 106,800 | 0.06% | new | NEW |
| Bluefin Trading, LLC | $894.0K | 85,698 | 0.06% | new | NEW |
| BASSO CAPITAL MANAGEMENT, L.P. | $659.0K | 63,185 | 0.15% | 5q | -85.4%-$3.9M |
| Mountain Road Advisors, LLC | $542.0K | 51,658 | 0.92% | new | FIRST |
| STIFEL FINANCIAL CORP | $153.0K | 14,705 | 0.00% | new | NEW |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $129.0K | 12,400 | 0.00% | new | NEW |
| MORGAN STANLEY | $13.0K | 1,203 | 0.00% | new | NEW |
| UBS Group AG | $13.0K | 1,237 | 0.00% | 5q | +37.4%+$3.5K |
| Tower Research Capital LLC (TRC) | $4.0K | 379 | 0.00% | new | NEW |