SMH CAPITAL ADVISORS INC
Reported holdings as of Q2 2026, from 31 quarterly filings.
Holdings
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| TRINITY CAP INC | TRIN | $6.1M | 340,586 | +4.57pp | 9q | +96.2%+$3.0M | |
| CAPITAL SOUTHWEST CORP | CSWC | $3.8M | 160,144 | +2.38pp | 15q | +99.9%+$1.9M | |
| VICI PPTYS INC | VICI | $2.8M | 106,942 | +1.66pp | 13q | +113.0%+$1.5M | |
| ALPHATEC HLDGS INC | $2.8M | 2,906,000 | +3.33pp | 2q | DEBT | ||
| MAIN STR CAP CORP | MAIN | $2.3M | 43,814 | +1.53pp | 12q | +120.3%+$1.2M | |
| SM ENERGY COMPANY | SM | $2.0M | 74,798 | +0.41pp | 2q | +93.7%+$944.4K | |
| HERCULES CAPITAL INC | HTGC | $1.9M | 118,932 | +1.90pp | 4q | +185.4%+$1.2M | |
| CAPITAL SOUTHWEST CORP | $1.8M | 1,766,000 | -30.40pp | 7q | DEBT | ||
| BLUE OWL CAPITAL INC | OWL | $1.8M | 204,978 | +1.19pp | 5q | +133.2%+$1.0M | |
| CARLYLE GROUP INC | CG | $1.6M | 37,254 | +0.41pp | 9q | +88.7%+$737.6K | |
| WISDOMTREE INC | $1.5M | 992,000 | +0.75pp | 4q | DEBT | ||
| INNOVATIVE INDL PPTYS INC | IIPR | $1.2M | 20,000 | +1.71pp | 4q | +289.5%+$921.3K | |
| RITHM CAPITAL CORP | RITM | $1.2M | 131,260 | +0.58pp | 9q | +97.1%+$607.2K | |
| STATE STR SPDR S&P 500 ETF T | SPY | $1.2M | 1,612 | +0.80pp | 5q | +19.1%+$193.5K | |
| ARES CAPITAL CORP | ARCC | $926.6K | 50,006 | +1.53pp | 2q | +354.6%+$722.8K | |
| VANGUARD INTL EQUITY INDEX F | VWO | $917.8K | 15,376 | +0.58pp | 10q | +89.8%+$434.3K | |
| ISHARES TR | EFA | $889.6K | 8,564 | +0.53pp | 10q | +83.0%+$403.4K | |
| FORD MTR CO | F | $869.5K | 62,556 | - | new | NEW | |
| LYFT INC | $816.7K | 780,000 | +1.01pp | 4q | DEBT | ||
| WISDOMTREE INC | WT | $741.6K | 43,776 | +0.65pp | 28q | +128.4%+$416.8K | |
| ADAMS DIVERSIFIED EQUITY FD | ADX | $678.7K | 26,564 | +0.49pp | 31q | +97.6%+$335.2K | |
| RUNWAY GROWTH FINANCE CORP | RWAY | $637.0K | 113,540 | +1.11pp | 2q | +711.0%+$558.4K | |
| EZCORP INC | EZPW | $632.1K | 18,284 | +0.56pp | 2q | +95.1%+$308.0K | |
| CALAMOS STRATEGIC TOTAL RETU | CSQ | $627.1K | 30,500 | +0.49pp | 31q | +102.7%+$317.7K | |
| NEXPOINT DIVERSIFIED REL ET | NXDT | $620.7K | 119,594 | +0.42pp | 22q | +103.6%+$315.9K | |
| VIRTUS EQUITY & CONV INCM FD | NIE | $590.8K | 21,996 | +0.42pp | 22q | +99.2%+$294.3K | |
| GABELLI DIVID & INCOME TR | GDV | $552.7K | 18,798 | +0.37pp | 11q | +101.7%+$278.6K | |
| EATON VANCE TAX ADVT DIV INC | EVT | $517.5K | 18,694 | +0.37pp | 11q | +102.9%+$262.4K | |
| INVESCO QQQ TR | QQQ | $513.5K | 698 | +0.42pp | 4q | +26.9%+$108.9K | |
| ALLIANCEBERNSTEIN GLOBAL HIG | AWF | $510.6K | 49,578 | +0.27pp | 31q | +100.1%+$255.5K | |
| BLACKROCK CORPOR HI YLD FD I | HYT | $468.6K | 54,744 | +0.25pp | 31q | +103.6%+$238.4K | |
| DICKS SPORTING GOODS INC | DKS | $465.9K | 2,054 | -0.27pp | 5q | -15.7%-$86.9K | |
| HANCOCK JOHN TAX-ADVANTAGED | HTD | $465.4K | 18,256 | +0.28pp | 8q | +103.7%+$236.9K | |
| CARLYLE SECURED LENDING INC | CGBD | $462.2K | 43,892 | +0.20pp | 5q | +96.1%+$226.5K | |
| BLACKROCK CR ALLOCATION | BTZ | $454.0K | 44,424 | +0.24pp | 31q | +99.0%+$225.8K | |
| APOLLO GLOBAL MGMT INC | APO | $449.0K | 3,796 | +0.26pp | 4q | +80.1%+$199.7K | |
| BLUE OWL CAPITAL CORPORATION | OBDC | $435.9K | 40,098 | +0.68pp | 2q | +281.9%+$321.7K | |
| BLACKSTONE SECD LENDING FD | BXSL | $410.8K | 17,324 | - | new | NEW | |
| PALMER SQUARE CAPITAL BDC IN | PSBD | $405.3K | 38,894 | - | new | NEW | |
| SLR INVESTMENT CORP | SLRC | $388.8K | 31,428 | - | new | NEW | |
| COHEN & STEERS QUALITY INCOM | RQI | $379.7K | 30,844 | +0.48pp | 6q | +106.2%+$195.6K | |
| CRESCENT CAP BDC INC | CCAP | $339.1K | 31,054 | +0.40pp | 2q | +107.0%+$175.3K | |
| BLACKROCK MULTI SECTOR INC T | BIT | $331.8K | 26,498 | +0.41pp | 28q | +105.3%+$170.1K | |
| TEMPLETON EMERGING MKTS INCO | TEI | $297.3K | 44,108 | +0.40pp | 31q | +109.9%+$155.7K | |
| NUVEEN QUALITY MUNCP INCOME | NAD | $284.0K | 23,430 | +0.36pp | 21q | +100.0%+$142.0K | |
| ALLIANCEBERNSTEIN NATL MUN I | AFB | $278.5K | 24,408 | +0.35pp | 21q | +100.0%+$139.2K | |
| NUVEEN AMT FREE QLTY MUN INC | NEA | $277.0K | 23,596 | +0.35pp | 21q | +100.0%+$138.5K | |
| EATON VANCE MUN BD FD | EIM | $263.2K | 26,426 | +0.33pp | 27q | +100.0%+$131.6K | |
| U S GLOBAL INVS INC | GROW | $250.8K | 80,382 | +0.34pp | 21q | +95.7%+$122.6K | |
| SELECTQUOTE INC | SLQT | $196.2K | 233,312 | +0.28pp | 4q | +97.9%+$97.1K | |
| TRIPLEPOINT VENTURE GROWTH B | TPVG | $191.4K | 38,988 | - | new | NEW | |
| CION INVT CORP | CION | $181.9K | 29,200 | +0.21pp | 2q | +100.0%+$91.0K | |
| BLACKROCK TCP CAPITAL CORP | TCPC | $166.1K | 49,434 | - | new | NEW | |
| ADVANCED FLOWER CAP INC | AFCG | $161.2K | 52,000 | +0.21pp | 21q | +100.0%+$80.6K |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Funds & ETFs | $27.4M | 53.8% |
| Real Estate | $5.9M | 11.6% |
| Capital Markets | $4.8M | 9.4% |
| Energy | $2.0M | 3.8% |
| Retail & Consumer | $1.1M | 2.2% |
| Autos & Aerospace | $869.5K | 1.7% |
| Other sectors | $196.2K | 0.4% |
| Not classified | $8.7M | 17.1% |
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q2 2026 | $51.0M | 54 | 6 | 46 | 2 | 8 | 52.5% | 36 |
| Q1 2026 | $68.3M | 56 | 9 | 31 | 6 | 8 | 68.6% | 10 |
| Q4 2025 | $49.1M | 55 | 4 | 6 | 15 | 0 | 72.2% | 43 |
| Q3 2025 | $49.0M | 51 | 12 | 21 | 4 | 7 | 74.6% | 44 |
| Q2 2025 | $44.1M | 46 | 4 | 7 | 21 | 3 | 76.7% | 37 |
| Q1 2025 | $43.0M | 45 | 1 | 7 | 24 | 1 | 75.5% | 38 |
| Q4 2024 | $41.4M | 45 | 4 | 6 | 19 | 6 | 73.5% | 43 |
| Q3 2024 | $32.4M | 47 | 3 | 5 | 27 | 5 | 66.5% | 39 |
| Q2 2024 | $32.7M | 49 | 7 | 3 | 25 | 6 | 67.3% | 43 |
| Q1 2024 | $37.1M | 48 | 9 | 19 | 7 | 8 | 73.7% | 43 |
| Q4 2023 | $46.1M | 47 | 6 | 9 | 18 | 3 | 80.9% | 37 |
| Q3 2023 | $42.8M | 44 | 3 | 7 | 27 | 13 | 82.9% | 39 |
| Q2 2023 | $46.2M | 54 | 5 | 0 | 29 | 2 | 74.9% | 39 |
| Q1 2023 | $16.8M | 51 | 5 | 2 | 40 | 18 | 42.1% | 45 |
| Q4 2022 | $68.6M | 64 | 6 | 29 | 12 | 3 | 75.4% | 45 |
| Q3 2022 | $67.0M | 61 | 2 | 13 | 24 | 4 | 77.8% | 34 |
| Q2 2022 | $74.2M | 63 | 9 | 33 | 14 | 2 | 75.6% | 41 |
| Q1 2022 | $61.6M | 56 | 6 | 35 | 3 | 4 | 75.1% | 34 |
| Q4 2021 | $50.5M | 54 | 1 | 29 | 9 | 4 | 72.4% | 33 |
| Q3 2021 | $54.4M | 57 | 2 | 7 | 27 | 3 | 70.7% | 26 |
| Q2 2021 | $49.7M | 58 | 14 | 24 | 4 | 9 | 67.7% | 29 |
| Q1 2021 | $44.8M | 53 | 10 | 28 | 6 | 1 | 71.0% | 22 |
| Q4 2020 | $39.5M | 44 | 7 | 4 | 20 | 7 | 76.6% | 20 |
| Q3 2020 | $43.0M | 44 | 5 | 7 | 19 | 3 | 81.4% | 35 |
| Q2 2020 | $49.9M | 42 | 9 | 11 | 6 | 2 | 86.3% | 36 |
| Q1 2020 | $47.1M | 35 | 1 | 17 | 8 | 9 | 89.8% | 27 |
| Q4 2019 | $50.4M | 43 | 10 | 18 | 5 | 1 | 83.4% | 35 |
| Q3 2019 | $45.5M | 34 | 6 | 17 | 7 | 4 | 85.7% | 31 |
| Q2 2019 | $41.0M | 32 | 3 | 0 | 7 | 5 | 84.1% | 36 |
| Q1 2019 | $51.6M | 34 | 3 | 17 | 7 | 2 | 84.4% | 40 |
| Q4 2018 | $49.3M | 33 | 0 | 0 | 0 | 0 | 86.7% | 29 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.