VIRTUS EQUITY & CONV INCM FD (NIE)
Institutional ownership reported to the SEC as of Q2 2026, across 30 quarters.
90
Reporting holders
$195.9M
Reported value
0.0%
Held as options
+10
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | $26.1M | 970,804 | 0.00% | 22q | -49.0%-$25.0M |
| Advisors Asset Management, Inc. | $17.8M | 663,531 | 0.27% | 22q | -2.7%-$488.4K |
| ROYAL BANK OF CANADA | $15.0M | 560,208 | 0.00% | 22q | -2.6%-$401.8K |
| RAYMOND JAMES FINANCIAL INC | $14.7M | 546,758 | 0.00% | 7q | +5.1%+$714.6K |
| MORGAN STANLEY | $13.7M | 508,646 | 0.00% | 22q | -2.5%-$350.3K |
| GUGGENHEIM CAPITAL LLC | $13.1M | 487,072 | 0.08% | 22q | +5.1%+$640.1K |
| Saba Capital Management, L.P. | $12.8M | 475,853 | 0.33% | 3q | +31.7%+$3.1M |
| LPL Financial LLC | $9.2M | 343,482 | 0.00% | 22q | +18.2%+$1.4M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $7.4M | 277,185 | 0.01% | 12q | +7.9%+$542.0K |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | $6.1M | 226,836 | 1.16% | 22q | +3.7%+$218.1K |
| Invesco Ltd. | $3.7M | 138,527 | 0.00% | 22q | +13.3%+$437.8K |
| UBS Group AG | $3.5M | 129,761 | 0.00% | 22q | -1.2%-$40.6K |
| Allspring Global Investments Holdings, LLC | $3.5M | 128,831 | 0.01% | 19q | +60.8%+$1.3M |
| BANK OF AMERICA CORP /DE/ | $3.3M | 121,832 | 0.00% | 22q | +2.3%+$73.5K |
| D.A. DAVIDSON & CO. | $2.8M | 103,773 | 0.02% | 13q | +30.8%+$656.9K |
| World Investment Advisors | $2.7M | 114,410 | 0.04% | 4q | -2.9%-$80.6K |
| OSAIC HOLDINGS, INC. | $2.5M | 93,578 | 0.00% | 22q | +21.0%+$436.9K |
| EVOLVE PRIVATE WEALTH, LLC | $2.0M | 74,881 | 0.12% | 3q | -6.0%-$127.5K |
| OxenFree Capital LLC | $1.9M | 72,798 | 0.88% | 11q | +11.6%+$199.0K |
| WOLVERINE ASSET MANAGEMENT LLC | $1.8M | 66,997 | 0.02% | 6q | -26.7%-$655.1K |
| &PARTNERS | $1.8M | 65,891 | 0.01% | 5q | +9.3%+$149.7K |
| Capital Investment Advisors, LLC | $1.5M | 54,923 | 0.02% | 12q | -1.5%-$21.7K |
| Calamos Advisors LLC | $1.4M | 51,308 | 0.00% | 4q | +7.1%+$91.9K |
| Keystone Financial Group | $1.3M | 47,812 | 0.08% | 8q | +2.3%+$28.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 46,211 | 0.00% | 22q | -4.0%-$51.6K |
| FIRST TRUST ADVISORS LP | $1.2M | 44,331 | 0.00% | 2q | +31.2%+$283.2K |
| Integrated Wealth Concepts LLC | $1.2M | 43,554 | 0.01% | 20q | +1.3%+$15.4K |
| Logan Stone Capital, LLC | $1.2M | 43,459 | 0.25% | new | NEW |
| Kestra Advisory Services, LLC | $1.1M | 40,465 | 0.00% | 7q | +5.5%+$57.1K |
| AMERIPRISE FINANCIAL INC | $959.0K | 35,705 | 0.00% | 22q | -59.6%-$1.4M |
| Prospera Financial Services Inc | $891.7K | 33,200 | 0.01% | 5q | HELD |
| PMG Family Office LLC | $870.0K | 32,392 | 0.80% | 4q | +2.0%+$17.3K |
| Steward Partners Investment Advisory, LLC | $832.8K | 31,004 | 0.00% | 22q | -0.8%-$6.7K |
| Cornerstone Wealth Management, LLC | $814.0K | 30,307 | 0.03% | 21q | +9.0%+$67.1K |
| STIFEL FINANCIAL CORP | $787.3K | 29,312 | 0.00% | 22q | -9.3%-$81.0K |
| ROTHSCHILD INVESTMENT LLC | $778.7K | 28,991 | 0.03% | 11q | HELD |
| Allworth Financial LP | $756.1K | 28,150 | 0.00% | 13q | -1.7%-$13.3K |
| David J Yvars Group | $690.3K | 25,699 | 0.33% | 5q | +24.4%+$135.5K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $687.7K | 25,600 | 0.02% | 12q | +1.7%+$11.8K |
| Concurrent Investment Advisors, LLC | $652.0K | 24,274 | 0.01% | 2q | +1.3%+$8.7K |
| Miller Financial Services LLC | $623.2K | 23,200 | 0.50% | new | NEW |
| SMH CAPITAL ADVISORS INC | $590.8K | 21,996 | 1.16% | 22q | +99.2%+$294.3K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $578.8K | 21,548 | 0.07% | 4q | +114.3%+$308.6K |
| Centurion Wealth Management LLC | $577.7K | 21,509 | 0.14% | 14q | HELD |
| TRUIST FINANCIAL CORP | $525.9K | 19,579 | 0.00% | 22q | -2.3%-$12.5K |
| READYSTATE ASSET MANAGEMENT LP | $472.6K | 17,594 | 0.02% | new | NEW |
| Baird Financial Group, Inc. | $464.8K | 17,305 | 0.00% | 15q | -8.4%-$42.8K |
| PFG Investments, LLC | $406.1K | 15,118 | 0.02% | 9q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $388.2K | 14,452 | 0.00% | 5q | HELD |
| Cetera Investment Advisers | $386.3K | 14,381 | 0.00% | 14q | -52.3%-$424.2K |
| Brick & Kyle, Associates | $379.4K | 16,240 | 0.13% | 5q | HELD |
| CSS LLC/IL | $377.9K | 14,068 | 0.01% | 4q | +0.7%+$2.7K |
| Kovack Advisors, Inc. | $371.4K | 13,878 | 0.02% | 3q | +7.1%+$24.7K |
| Institute for Wealth Management, LLC. | $370.1K | 13,778 | 0.03% | 22q | HELD |
| Shaker Financial Services, LLC | $360.5K | 13,421 | 0.11% | 6q | -70.4%-$857.9K |
| XTX Topco Ltd | $338.3K | 12,596 | 0.00% | new | NEW |
| Sanctuary Advisors, LLC | $318.3K | 11,850 | 0.00% | 9q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $310.7K | 11,610 | 0.02% | 15q | -7.4%-$24.8K |
| ENVESTNET ASSET MANAGEMENT INC | $272.2K | 10,133 | 0.00% | 10q | -60.9%-$424.0K |
| Joel Isaacson & Co., LLC | $268.6K | 10,000 | 0.01% | 6q | HELD |
| Huntleigh Advisors, Inc. | $257.7K | 9,595 | 0.04% | 5q | +0.8%+$2.0K |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $251.5K | 9,362 | 0.03% | 5q | +9.3%+$21.3K |
| DAVENPORT & Co LLC | $250.1K | 9,311 | 0.00% | 22q | HELD |
| OPPENHEIMER & CO INC | $239.5K | 8,915 | 0.00% | 4q | +0.9%+$2.1K |
| DAYMARK WEALTH PARTNERS, LLC | $232.6K | 8,661 | 0.01% | 13q | -10.4%-$26.9K |
| Arkadios Wealth Advisors | $230.8K | 8,594 | 0.00% | new | NEW |
| SILVERLAKE WEALTH MANAGEMENT LLC | $219.3K | 8,163 | 0.04% | new | NEW |
| FIFTH THIRD BANCORP | $217.4K | 8,094 | 0.00% | 2q | HELD |
| Graves Light Lenhart Wealth, Inc. | $211.3K | 7,867 | 0.02% | new | NEW |
| Mariner, LLC | $210.9K | 7,851 | 0.00% | new | NEW |
| Laird Norton Wetherby Trust Company, LLC | $210.0K | 7,820 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $202.9K | 7,554 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $122.7K | 4,569 | 0.00% | 4q | HELD |
| WOLFF WIESE MAGANA LLC | $114.1K | 4,248 | 0.05% | 22q | HELD |
| US BANCORP \DE\ | $111.1K | 4,135 | 0.00% | 4q | HELD |
| PNC Financial Services Group, Inc. | $80.7K | 3,004 | 0.00% | 22q | HELD |
| Westfuller Advisors, LLC | $61.5K | 2,290 | 0.02% | 4q | +2.2%+$1.3K |
| MERCER GLOBAL ADVISORS INC /ADV | $40.6K | 1,513 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $39.5K | 1,484 | 0.00% | 4q | +386.6%+$31.4K |
| CoreCap Advisors, LLC | $34.9K | 1,300 | 0.00% | 10q | HELD |
| EASTERN BANK | $34.9K | 1,298 | 0.00% | 6q | HELD |
| Farther Finance Advisors, LLC | $31.5K | 1,172 | 0.00% | 6q | HELD |
| HARBOUR INVESTMENTS, INC. | $30.2K | 1,125 | 0.00% | 21q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $18.8K | 700 | 0.00% | new | NEW |
| Cape Investment Advisory, Inc. | $11.7K | 435 | 0.00% | new | NEW |
| Westside Investment Management, Inc. | $9.4K | 350 | 0.00% | 18q | HELD |
| Strengthening Families & Communities, LLC | $5.2K | 195 | 0.00% | 19q | +2.6% |
| HIGHLINE WEALTH PARTNERS LLC | $4.0K | 150 | 0.00% | 5q | -59.6%-$5.9K |
| Cambridge Investment Research Advisors, Inc. | $3.9K | 146,492 | 0.00% | 22q | +83.0%+$1.8K |
| FMR LLC | $3.8K | 141 | 0.00% | new | NEW |
| Thrivent Financial for Lutherans | $1.1K | 39,850 | 0.00% | 18q | HELD |
| Stolper Co | $925 | 34,455 | 0.24% | 16q | -8.7% |
| WEDBUSH SECURITIES INC | $686 | 25,546 | 0.02% | 22q | HELD |
| Janney Montgomery Scott LLC | $385 | 14,339 | 0.00% | 13q | +1.0% |
| Russell Investments Group, Ltd. | $154 | 6 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 90 | $195.9M | 7,312,509 | 15 | 33 | 22 | 0.0% |
| Q1 2026 | 80 | $185.2M | 7,910,134 | 4 | 31 | 25 | 0.0% |
| Q4 2025 | 82 | $202.0M | 8,096,903 | 3 | 31 | 24 | 0.0% |
| Q3 2025 | 86 | $175.6M | 6,992,732 | 13 | 25 | 21 | 0.0% |
| Q2 2025 | 77 | $175.7M | 7,348,231 | 11 | 28 | 20 | 0.0% |
| Q1 2025 | 69 | $140.8M | 6,368,607 | 8 | 17 | 26 | 0.0% |
| Q4 2024 | 73 | $188.3M | 7,635,303 | 8 | 21 | 22 | 0.0% |
| Q3 2024 | 71 | $175.9M | 7,641,139 | 9 | 25 | 19 | 0.0% |
| Q2 2024 | 67 | $177.5M | 7,645,307 | 4 | 18 | 23 | 0.0% |
| Q1 2024 | 69 | $180.2M | 8,056,094 | 7 | 21 | 21 | 0.0% |
| Q4 2023 | 70 | $154.3M | 7,378,470 | 8 | 21 | 19 | 0.0% |
| Q3 2023 | 57 | $135.3M | 6,801,749 | 5 | 18 | 16 | 0.0% |
| Q2 2023 | 60 | $132.3M | 6,253,201 | 8 | 21 | 11 | 0.0% |
| Q1 2023 | 55 | $112.0M | 5,700,261 | 6 | 15 | 19 | 0.0% |
| Q4 2022 | 52 | $109.2M | 5,992,315 | 9 | 16 | 14 | 0.0% |
| Q3 2022 | 70 | $132.2M | 6,509,076 | 5 | 24 | 20 | 0.0% |
| Q2 2022 | 74 | $134.6M | 6,484,348 | 8 | 21 | 25 | 0.0% |
| Q1 2022 | 77 | $175.1M | 6,448,245 | 9 | 24 | 20 | 0.0% |
| Q4 2021 | 89 | $206.1M | 6,836,581 | 16 | 20 | 20 | 0.0% |
| Q3 2021 | 70 | $197.9M | 6,715,374 | 4 | 18 | 18 | 0.0% |
| Q2 2021 | 75 | $203.8M | 6,740,057 | 10 | 24 | 22 | 0.0% |
| Q1 2021 | 73 | $188.8M | 6,739,439 | 67 | 0 | 1 | 0.0% |
| Q4 2020 | 3 | $1.6M | 54,922 | 1 | 0 | 0 | 0.0% |
| Q3 2020 | 1 | $24.0K | 784 | 0 | 0 | 0 | 0.0% |
| Q2 2020 | 1 | $24.0K | 784 | 0 | 0 | 0 | 0.0% |
| Q1 2020 | 1 | $24.0K | 784 | 0 | 0 | 0 | 0.0% |
| Q4 2019 | 1 | $24.0K | 784 | 0 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $24.0K | 784 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $24.0K | 784 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $24.0K | 784 | 1 | 0 | 0 | 0.0% |