HERCULES CAPITAL INC (HTGC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
321
Reporting holders
$822.9M
Reported value
29.2%
Of shares outstanding
4.9%
Held as options
-16
Holder change
Institutions report 54,609,404 shares against 187,164,000 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | $61.2M | 3,877,634 | 0.04% | 31q | +22.6%+$11.3M |
| Sound Income Strategies, LLC | $57.8M | 3,667,518 | 2.60% | 31q | +8.4%+$4.5M |
| CITADEL ADVISORS LLC | $53.6M | 2,937,122 | 0.01% | 31q | +260.2%+$38.7M |
| UBS Group AG | $41.7M | 2,645,744 | 0.01% | 31q | +6.1%+$2.4M |
| TWO SIGMA INVESTMENTS, LP | $35.7M | 2,265,824 | 0.03% | 21q | -2.5%-$931.0K |
| LPL Financial LLC | $29.3M | 1,857,272 | 0.01% | 31q | +3.4%+$971.4K |
| MORGAN STANLEY | $28.6M | 1,812,484 | 0.00% | 35q | +43.3%+$8.6M |
| Legal & General Group Plc | $26.5M | 1,681,333 | 0.01% | 31q | +12.2%+$2.9M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $22.9M | 338,271 | 0.00% | 31q | -23.6%-$7.0M |
| FRANKLIN RESOURCES INC | $21.8M | 1,383,905 | 0.00% | 10q | +21.9%+$3.9M |
| D. E. Shaw & Co., Inc. | $21.7M | 1,373,460 | 0.01% | 13q | -11.3%-$2.8M |
| Muzinich & Co., Inc. | $21.4M | 1,357,013 | 7.31% | 31q | +0.5%+$108.6K |
| Union Bancaire Privee, UBP SA | $16.3M | 6,449 | 0.18% | 7q | HELD |
| Sumitomo Mitsui Trust Group, Inc. | $16.2M | 1,027,434 | 0.01% | 26q | HELD |
| TECTONIC ADVISORS LLC | $15.9M | 1,006,408 | 0.76% | 23q | +12.7%+$1.8M |
| BlackRock, Inc. | $14.6M | 924,105 | 0.00% | 8q | +8.1%+$1.1M |
| Advisors Capital Management, LLC | $14.5M | 919,542 | 0.15% | 31q | +7.4%+$998.7K |
| JPMORGAN CHASE & CO | $13.3M | 837,561 | 0.00% | 31q | -4.7%-$651.7K |
| ARES MANAGEMENT LLC | $12.2M | 776,606 | 0.53% | 12q | HELD |
| WELLS FARGO & COMPANY/MN | $11.6M | 735,367 | 0.00% | 31q | -50.9%-$12.0M |
| Qube Research & Technologies Ltd | $10.9M | 694,341 | 0.01% | 6q | -68.9%-$24.3M |
| Gilman Hill Asset Management, LLC | $10.2M | 646,682 | 1.40% | 31q | +4.7%+$454.9K |
| Melia Wealth LLC | $8.7M | 553,874 | 5.03% | 11q | -30.7%-$3.9M |
| RAYMOND JAMES FINANCIAL INC | $8.4M | 532,094 | 0.00% | 7q | +11.7%+$875.6K |
| STIFEL FINANCIAL CORP | $7.7M | 486,419 | 0.01% | 31q | -3.1%-$241.4K |
| AMERIPRISE FINANCIAL INC | $7.7M | 485,156 | 0.00% | 28q | -44.6%-$6.2M |
| ROYAL BANK OF CANADA | $7.3M | 460,546 | 0.00% | 31q | -7.2%-$565.5K |
| D.A. DAVIDSON & CO. | $5.3M | 335,890 | 0.03% | 20q | +3.9%+$197.0K |
| Jefferies Financial Group Inc. | $5.2M | 16,884 | 0.03% | 4q | -81.7%-$23.0M |
| JANE STREET GROUP, LLC | $4.9M | options only | 0.00% | 13q | OPTIONS |
| NEUBERGER BERMAN GROUP LLC | $4.8M | 304,573 | 0.00% | 31q | +1.0%+$45.7K |
| Advisors Asset Management, Inc. | $4.6M | 291,401 | 0.07% | 34q | -5.1%-$246.2K |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $4.4M | 276,182 | 0.07% | 31q | +1.0%+$44.8K |
| GOLDMAN SACHS GROUP INC | $4.2M | 264,223 | 0.00% | 31q | -31.3%-$1.9M |
| STATE STREET CORP | $4.1M | 262,521 | 0.00% | 6q | +17.6%+$620.5K |
| BANK OF AMERICA CORP /DE/ | $4.1M | 259,640 | 0.00% | 31q | +14.4%+$514.6K |
| Cetera Investment Advisers | $4.1M | 257,002 | 0.00% | 17q | HELD |
| CITIGROUP INC | $3.9M | 447 | 0.00% | 4q | +12.9%+$450.6K |
| FJ Capital Management LLC | $3.9M | 249,039 | 0.51% | 7q | -10.3%-$451.4K |
| Balyasny Asset Management L.P. | $3.7M | 232,700 | 0.00% | 5q | +53.2%+$1.3M |
| PNC Financial Services Group, Inc. | $3.6M | 230,585 | 0.00% | 31q | -1.5%-$55.3K |
| Cerity Partners LLC | $3.4M | 217,753 | 0.00% | 10q | +10.0%+$312.0K |
| Naviter Wealth, LLC | $3.4M | 217,666 | 0.31% | 10q | +3.4%+$113.9K |
| DENALI ADVISORS LLC | $3.3M | 210,633 | 0.33% | 8q | -6.1%-$216.3K |
| ELEVATION POINT WEALTH PARTNERS, LLC | $3.3M | 207,786 | 0.06% | 2q | +0.7%+$23.4K |
| BNP PARIBAS FINANCIAL MARKETS | $3.2M | 202,990 | 0.00% | 31q | +5.0%+$152.7K |
| BLAIR WILLIAM & CO/IL | $3.0M | 191,193 | 0.01% | 21q | HELD |
| FAS Wealth Partners, Inc. | $3.0M | 190,914 | 0.16% | 22q | +4.5%+$128.8K |
| Waterloo Capital, L.P. | $3.0M | 190,911 | 0.17% | 11q | +2.2%+$65.5K |
| OSAIC HOLDINGS, INC. | $3.0M | 190,536 | 0.00% | 26q | +90.1%+$1.4M |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.9M | 182,643 | 0.00% | 31q | -14.4%-$484.2K |
| BARCLAYS PLC | $2.6M | 162,909 | 0.00% | 7q | -32.2%-$1.2M |
| Taylor Frigon Capital Management LLC | $2.5M | 160,722 | 1.19% | 31q | +1.4%+$35.2K |
| Apollon Wealth Management, LLC | $2.4M | 152,377 | 0.03% | 7q | HELD |
| LAZARD ASSET MANAGEMENT LLC | $2.3M | 148,753 | 0.00% | 2q | +19.6%+$384.8K |
| SHARPEPOINT LLC | $2.3M | 147,847 | 1.17% | 7q | +3.8%+$84.5K |
| Ilex Capital Partners (UK) LLP | $2.3M | 145,812 | 0.05% | new | NEW |
| Rockefeller Capital Management L.P. | $2.2M | 142,459 | 0.00% | 27q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $2.2M | 139,458 | 0.04% | 6q | +65.3%+$869.1K |
| AE Wealth Management LLC | $2.1M | 135,293 | 0.01% | 25q | +34.4%+$545.6K |
| Bank of New York Mellon Corp | $2.1M | 131,115 | 0.00% | 10q | -9.2%-$210.4K |
| Abundance Wealth Counselors | $2.0M | 127,895 | 0.13% | 8q | +105.8%+$1.0M |
| NORTHERN TRUST CORP | $2.0M | 127,130 | 0.00% | 31q | +47.4%+$644.9K |
| Schonfeld Strategic Advisors LLC | $2.0M | 127,081 | 0.01% | 5q | -1.1%-$23.2K |
| Significant Wealth Partners LLC | $2.0M | 126,219 | 2.16% | 2q | +0.9%+$17.1K |
| IHT Wealth Management, LLC | $2.0M | 125,185 | 0.04% | 19q | +24.1%+$383.1K |
| Triad Investment Management | $2.0M | 125,009 | 2.17% | 17q | +19.6%+$322.4K |
| RESOLUTE CAPITAL, LLC | $2.0M | 123,665 | 0.67% | 3q | +61.1%+$739.6K |
| Summit Financial, LLC | $1.9M | 121,219 | 0.02% | 5q | +200.9%+$1.3M |
| Elemental Capital Partners LLC | $1.9M | 120,680 | 0.40% | new | NEW |
| SMH CAPITAL ADVISORS INC | $1.9M | 118,932 | 3.68% | 4q | +185.4%+$1.2M |
| OCCUDO QUANTITATIVE STRATEGIES LP | $1.8M | 112,020 | 0.09% | new | NEW |
| PFG Investments, LLC | $1.8M | 111,649 | 0.07% | 14q | -1.8%-$32.0K |
| CIBC Bancorp USA Inc. | $1.8M | 111,276 | 0.00% | 2q | HELD |
| &PARTNERS | $1.7M | 108,620 | 0.01% | 18q | +41.3%+$500.9K |
| Legacy Capital Wealth Partners, LLC | $1.7M | 108,546 | 0.33% | 9q | +10.4%+$161.1K |
| MATHER GROUP, LLC. | $1.7M | 104,925 | 0.01% | 2q | -3.8%-$65.6K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $1.6M | 98,614 | 0.07% | 15q | +4.2%+$63.0K |
| NATIXIS | $1.6M | 98,292 | 0.01% | 24q | -17.1%-$320.8K |
| PENNINGTON PARTNERS & CO., LLC | $1.5M | 96,700 | 0.49% | 7q | HELD |
| Trexquant Investment LP | $1.5M | 92,906 | 0.01% | 4q | -80.3%-$6.0M |
| Triumph Capital Management | $1.5M | 92,379 | 0.26% | 3q | +12.8%+$165.9K |
| Creative Planning | $1.5M | 92,193 | 0.00% | 31q | +34.0%+$369.2K |
| RIVERBRIDGE PARTNERS LLC | $1.4M | 90,993 | 0.04% | 2q | HELD |
| Lido Advisors, LLC | $1.4M | 88,450 | 0.00% | 11q | +14.1%+$171.9K |
| Truvestments Capital LLC | $1.4M | 87,346 | 0.20% | 11q | -6.8%-$101.1K |
| Whipplewood Advisors, LLC | $1.3M | 83,463 | 0.89% | 4q | +41.4%+$385.1K |
| NAPLES GLOBAL ADVISORS, LLC | $1.3M | 82,584 | 0.08% | 31q | +3.4%+$42.3K |
| S&T Bank/PA | $1.3M | 82,175 | 0.39% | 31q | -22.7%-$380.7K |
| Quantbot Technologies LP | $1.3M | 81,135 | 0.05% | 15q | +26.8%+$270.5K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.3M | 79,383 | 0.00% | 8q | +11.6%+$132.4K |
| Private Advisor Group, LLC | $1.3M | 79,479 | 0.01% | 31q | -24.0%-$395.2K |
| ENVESTNET ASSET MANAGEMENT INC | $1.3M | 79,336 | 0.00% | 31q | +78.8%+$551.2K |
| Secure Asset Management, LLC | $1.2M | 77,837 | 0.17% | 3q | +18.8%+$193.9K |
| Walleye Trading LLC | $1.2M | options only | 0.00% | 4q | OPTIONS |
| Tidal Investments LLC | $1.2M | 77,178 | 0.00% | 20q | HELD |
| GEN Financial Management, INC. | $1.2M | 76,382 | 0.72% | new | NEW |
| ROMANO BROTHERS AND COMPANY | $1.2M | 76,036 | 0.12% | 2q | HELD |
| Kestra Advisory Services, LLC | $1.2M | 74,477 | 0.00% | 24q | +18.5%+$183.7K |
| Invesco Ltd. | $1.2M | 72,945 | 0.00% | 31q | -7.2%-$88.6K |
Showing the largest 100 of 337 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 321 | $822.9M | 54,609,404 | 33 | 119 | 91 | 4.9% |
| Q1 2026 | 337 | $734.7M | 49,164,715 | 52 | 118 | 94 | 6.3% |
| Q4 2025 | 337 | $891.6M | 47,458,575 | 41 | 118 | 86 | 5.1% |
| Q3 2025 | 320 | $805.6M | 41,750,849 | 38 | 106 | 90 | 2.6% |
| Q2 2025 | 304 | $783.6M | 41,904,962 | 35 | 116 | 77 | 2.2% |
| Q1 2025 | 304 | $701.5M | 35,479,553 | 29 | 128 | 69 | 2.9% |
| Q4 2024 | 314 | $688.3M | 33,013,444 | 42 | 119 | 59 | 3.6% |
| Q3 2024 | 275 | $536.8M | 25,781,337 | 35 | 103 | 68 | 5.7% |
| Q2 2024 | 265 | $561.0M | 26,460,692 | 25 | 103 | 72 | 3.6% |
| Q1 2024 | 269 | $578.5M | 30,469,392 | 37 | 102 | 59 | 2.9% |
| Q4 2023 | 264 | $483.9M | 27,644,523 | 35 | 94 | 54 | 4.7% |
| Q3 2023 | 237 | $419.4M | 23,433,968 | 27 | 74 | 54 | 8.3% |
| Q2 2023 | 223 | $354.2M | 22,055,711 | 19 | 73 | 66 | 7.8% |
| Q1 2023 | 226 | $325.7M | 23,305,178 | 32 | 87 | 52 | 8.4% |
| Q4 2022 | 217 | $326.9M | 22,456,270 | 34 | 71 | 49 | 8.4% |
| Q3 2022 | 237 | $376.8M | 31,188,283 | 27 | 88 | 59 | 3.5% |
| Q2 2022 | 249 | $416.0M | 30,241,079 | 38 | 85 | 67 | 1.7% |
| Q1 2022 | 244 | $560.6M | 30,214,144 | 26 | 82 | 66 | 2.7% |
| Q4 2021 | 248 | $541.8M | 31,072,655 | 32 | 83 | 54 | 4.8% |
| Q3 2021 | 221 | $532.5M | 30,706,726 | 28 | 77 | 53 | 3.9% |
| Q2 2021 | 216 | $558.8M | 31,487,105 | 30 | 62 | 66 | 3.9% |
| Q1 2021 | 214 | $518.5M | 31,823,135 | 34 | 69 | 62 | 1.6% |
| Q4 2020 | 195 | $506.4M | 33,999,325 | 27 | 62 | 50 | 3.2% |
| Q3 2020 | 179 | $403.3M | 34,224,003 | 20 | 61 | 53 | 1.8% |
| Q2 2020 | 185 | $387.5M | 36,353,694 | 16 | 71 | 60 | 1.8% |
| Q1 2020 | 199 | $293.1M | 38,147,088 | 36 | 67 | 60 | 0.7% |
| Q4 2019 | 187 | $525.6M | 37,434,481 | 32 | 57 | 42 | 0.3% |
| Q3 2019 | 174 | $471.8M | 35,134,979 | 22 | 57 | 46 | 0.4% |
| Q2 2019 | 182 | $473.7M | 36,431,458 | 35 | 56 | 48 | 1.5% |
| Q1 2019 | 168 | $413.9M | 32,301,234 | 32 | 55 | 50 | 1.0% |
| Q4 2018 | 169 | $394.8M | 35,581,220 | 5 | 7 | 3 | 0.2% |