CAPITAL SOUTHWEST CORP (CSWC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
183
Reporting holders
$416.8M
Reported value
26.7%
Of shares outstanding
2.8%
Held as options
+20
Holder change
Institutions report 17,046,344 shares against 63,733,867 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | $36.3M | 1,526,667 | 0.02% | 27q | +35.4%+$9.5M |
| UBS Group AG | $29.0M | 1,218,244 | 0.00% | 31q | +42.6%+$8.7M |
| TWO SIGMA INVESTMENTS, LP | $28.1M | 1,180,391 | 0.02% | 28q | -49.8%-$27.8M |
| Sound Income Strategies, LLC | $22.2M | 934,321 | 1.00% | 27q | +3.4%+$736.7K |
| SANDERS MORRIS HARRIS LLC | $18.1M | 759,992 | 10.48% | 2q | -31.6%-$8.3M |
| Empowered Funds, LLC | $12.5M | 525,697 | 0.07% | 2q | -15.1%-$2.2M |
| Empirical Finance, LLC | $12.5M | 525,500 | 0.52% | 2q | -15.1%-$2.2M |
| Legal & General Group Plc | $11.9M | 499,715 | 0.00% | 29q | +12.8%+$1.3M |
| Cetera Investment Advisers | $11.7M | 490,926 | 0.01% | 18q | +8.4%+$908.7K |
| Muzinich & Co., Inc. | $10.4M | 435,909 | 3.54% | 13q | +2.3%+$229.8K |
| ENVESTNET ASSET MANAGEMENT INC | $9.9M | 417,574 | 0.00% | 23q | +3.6%+$348.2K |
| LPL Financial LLC | $9.6M | 402,585 | 0.00% | 27q | +73.7%+$4.1M |
| FRANKLIN RESOURCES INC | $9.0M | 379,686 | 0.00% | 10q | +15.4%+$1.2M |
| Melia Wealth LLC | $9.0M | 377,760 | 5.17% | 11q | -26.7%-$3.3M |
| Columbus Macro, LLC | $8.9M | 374,871 | 0.87% | 5q | +4.8%+$406.2K |
| TECTONIC ADVISORS LLC | $8.4M | 355,370 | 0.41% | new | NEW |
| BlackRock, Inc. | $7.1M | 300,377 | 0.00% | 8q | +8.6%+$567.8K |
| EPIQ PARTNERS, LLC | $7.0M | 294,003 | 2.96% | 6q | -5.9%-$435.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.9M | options only | 0.00% | 31q | OPTIONS |
| Sumitomo Mitsui Trust Group, Inc. | $6.9M | 291,778 | 0.00% | 13q | +2.5%+$166.4K |
| RAYMOND JAMES FINANCIAL INC | $6.4M | 269,532 | 0.00% | 7q | +1.8%+$115.8K |
| Union Bancaire Privee, UBP SA | $6.3M | 1,685 | 0.07% | 7q | HELD |
| Womack Financial LLC | $5.5M | 230,538 | 3.62% | 7q | -0.7%-$41.3K |
| MORGAN STANLEY | $5.1M | 215,970 | 0.00% | 35q | +17.4%+$759.3K |
| Beacon Pointe Advisors, LLC | $4.7M | 197,768 | 0.02% | 12q | +0.5%+$23.8K |
| FIRST MANHATTAN CO. LLC. | $4.0M | 167,842 | 0.01% | 31q | -11.1%-$499.6K |
| Naviter Wealth, LLC | $4.0M | 167,732 | 0.36% | 7q | +34.6%+$1.0M |
| CITADEL ADVISORS LLC | $3.9M | 88,251 | 0.00% | 23q | HELD |
| SMH CAPITAL ADVISORS INC | $3.8M | 160,144 | 7.46% | 15q | +99.9%+$1.9M |
| Schonfeld Strategic Advisors LLC | $3.8M | 160,021 | 0.01% | new | NEW |
| GRACE & WHITE INC /NY | $3.8M | 159,697 | 0.60% | 31q | -3.0%-$118.9K |
| Foundations Investment Advisors, LLC | $3.1M | 129,161 | 0.03% | 11q | -4.6%-$149.6K |
| GraniteShares Advisors LLC | $3.0M | 126,444 | 1.93% | 3q | +15.1%+$393.4K |
| MARSHALL WACE, LLP | $2.9M | 120,787 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $2.7M | 57,116 | 0.00% | 7q | -27.7%-$1.0M |
| Hodges Capital Management Inc. | $2.7M | 112,283 | 0.18% | 15q | +1.8%+$47.7K |
| AMERIPRISE FINANCIAL INC | $2.5M | 103,851 | 0.00% | 3q | -50.8%-$2.5M |
| Trexquant Investment LP | $2.5M | 103,686 | 0.01% | 5q | +978.6%+$2.2M |
| Advisors Asset Management, Inc. | $2.3M | 98,619 | 0.04% | 34q | -9.0%-$232.5K |
| XTX Topco Ltd | $2.3M | 97,027 | 0.03% | 2q | +628.8%+$2.0M |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $2.3M | 95,362 | 0.04% | 31q | HELD |
| First Dallas Securities Inc. | $2.2M | 90,468 | 0.71% | 11q | +0.9%+$18.5K |
| Inspire Advisors, LLC | $2.1M | 87,762 | 0.15% | 2q | +500.8%+$1.7M |
| BANK OF AMERICA CORP /DE/ | $2.0M | 86,011 | 0.00% | 22q | +105.9%+$1.1M |
| NEUBERGER BERMAN GROUP LLC | $2.0M | 84,495 | 0.00% | 4q | -8.6%-$189.6K |
| BENJAMIN EDWARDS INC | $2.0M | 83,697 | 0.02% | 10q | -5.1%-$107.6K |
| STATE STREET CORP | $1.9M | 80,442 | 0.00% | 6q | +16.5%+$270.5K |
| Truvestments Capital LLC | $1.9M | 78,667 | 0.28% | 2q | +8.1%+$140.7K |
| Balyasny Asset Management L.P. | $1.8M | 77,193 | 0.00% | 7q | -15.1%-$326.0K |
| Militia Capital Management LLC | $1.8M | 75,000 | 0.05% | 2q | +7.1%+$118.8K |
| Legacy Capital Wealth Partners, LLC | $1.8M | 74,653 | 0.34% | 9q | +4.9%+$82.7K |
| DENALI ADVISORS LLC | $1.7M | 72,014 | 0.17% | 8q | -5.1%-$91.1K |
| B. Riley Wealth Advisors, Inc. | $1.6M | 69,775 | 0.09% | 30q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $1.6M | 66,615 | 0.00% | 2q | +17.7%+$238.6K |
| COZAD ASSET MANAGEMENT INC | $1.6M | 66,133 | 0.10% | 10q | +10.5%+$148.9K |
| Kestra Advisory Services, LLC | $1.5M | 64,703 | 0.00% | 22q | +13.8%+$186.3K |
| Hennion & Walsh Asset Management, Inc. | $1.5M | 62,374 | 0.04% | 22q | -2.2%-$32.6K |
| Moerus Capital Management LLC | $1.5M | 61,698 | 0.65% | 31q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $1.4M | 59,115 | 0.03% | 2q | +221.0%+$967.4K |
| Mariner, LLC | $1.2M | 51,258 | 0.00% | 23q | +60.7%+$460.3K |
| Catalyst Capital Advisors LLC | $1.2M | 49,000 | 0.02% | 7q | HELD |
| Bayshore Capital Advisors, LLC | $1.1M | 48,320 | 0.54% | 2q | +135.7%+$661.3K |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $1.1M | 45,257 | 0.00% | 6q | -69.3%-$2.4M |
| Quantbot Technologies LP | $1.0M | 43,455 | 0.04% | 13q | +176.2%+$659.0K |
| ROYAL BANK OF CANADA | $1.0M | 42,721 | 0.00% | 31q | +83.6%+$462.1K |
| Symphony Financial, Ltd. Co. | $991.5K | 42,154 | 0.11% | 3q | +2.9%+$27.9K |
| Cornerstone Wealth Management, LLC | $970.1K | 40,813 | 0.04% | 16q | +0.6%+$5.3K |
| NAVELLIER & ASSOCIATES INC | $924.3K | 38,884 | 0.07% | new | NEW |
| Brookstone Capital Management | $919.8K | 38,697 | 0.01% | new | NEW |
| CALDWELL SUTTER CAPITAL, INC. | $870.4K | 36,618 | 0.33% | 15q | -1.1%-$9.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $860.6K | 36,203 | 0.00% | 23q | -34.2%-$447.5K |
| IMC-Chicago, LLC | $853.3K | options only | 0.00% | 7q | OPTIONS |
| DEARBORN PARTNERS LLC | $761.6K | 33,386 | 0.02% | 10q | +71.9%+$318.6K |
| GUGGENHEIM CAPITAL LLC | $749.9K | 31,550 | 0.00% | 12q | +8.0%+$55.5K |
| AlphaCore Capital LLC | $749.9K | 31,546 | 0.01% | 2q | +1.8%+$13.1K |
| SIMPLEX TRADING, LLC | $745.7K | 970 | 0.00% | 22q | -86.6%-$4.8M |
| OCCUDO QUANTITATIVE STRATEGIES LP | $725.7K | 30,530 | 0.04% | 2q | +137.1%+$419.6K |
| Greenland Capital Management LP | $689.3K | 29,000 | 0.08% | 2q | +11.5%+$71.3K |
| OSAIC HOLDINGS, INC. | $654.5K | 27,535 | 0.00% | 26q | +57.9%+$240.0K |
| GEN Financial Management, INC. | $631.5K | 26,569 | 0.38% | new | NEW |
| Jump Financial, LLC | $627.6K | 26,405 | 0.01% | new | NEW |
| NORTHERN TRUST CORP | $621.8K | 26,157 | 0.00% | 8q | -1.9%-$11.7K |
| MILLENNIUM MANAGEMENT LLC | $581.9K | 24,481 | 0.00% | 7q | -88.0%-$4.3M |
| Arlington Capital Management, Inc. | $575.3K | 24,202 | 0.36% | 2q | +12.2%+$62.7K |
| Invesco Ltd. | $570.7K | 24,009 | 0.00% | 15q | -8.8%-$54.9K |
| GOLDMAN SACHS GROUP INC | $554.1K | 23,312 | 0.00% | new | NEW |
| Apollon Wealth Management, LLC | $539.1K | 22,681 | 0.01% | 13q | -8.0%-$46.8K |
| Mraz, Amerine & Associates, Inc. | $522.4K | 21,979 | 0.07% | 16q | -9.4%-$54.1K |
| Zuckerman Investment Group, LLC | $508.0K | 21,371 | 0.04% | 31q | -2.6%-$13.5K |
| Closed-End Fund Advisors, Inc. | $463.2K | 19,487 | 0.45% | 3q | -36.3%-$263.9K |
| &PARTNERS | $438.0K | 18,428 | 0.00% | new | NEW |
| 1900 WEALTH MANAGEMENT LLC | $434.3K | 18,272 | 0.02% | 22q | HELD |
| LBMC INVESTMENT ADVISORS, LLC | $433.8K | 18,250 | 0.02% | 9q | HELD |
| Fund Advisors of America Inc/FL | $394.1K | 16,578 | 0.36% | 3q | -10.0%-$43.9K |
| Virtus Investment Advisers, LLC | $384.4K | 16,171 | 0.09% | 6q | -28.0%-$149.6K |
| Samalin Investment Counsel, LLC | $380.4K | 16,005 | 0.12% | 12q | -30.1%-$163.4K |
| BROWN ADVISORY INC | $374.9K | 15,770 | 0.00% | new | NEW |
| Belpointe Asset Management LLC | $365.0K | 15,354 | 0.01% | 3q | -2.8%-$10.6K |
| CreativeOne Wealth, LLC | $356.9K | 15,016 | 0.01% | 6q | -27.9%-$138.2K |
| JPMORGAN CHASE & CO | $328.1K | 13,949 | 0.00% | 17q | -5.0%-$17.4K |
Showing the largest 100 of 193 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 183 | $416.8M | 17,046,344 | 33 | 63 | 52 | 2.8% |
| Q1 2026 | 163 | $364.4M | 15,496,465 | 30 | 48 | 43 | 5.5% |
| Q4 2025 | 152 | $307.1M | 13,444,494 | 20 | 40 | 54 | 2.6% |
| Q3 2025 | 156 | $330.8M | 14,759,836 | 22 | 58 | 42 | 2.9% |
| Q2 2025 | 169 | $363.5M | 16,194,418 | 28 | 62 | 46 | 1.8% |
| Q1 2025 | 166 | $351.8M | 15,280,964 | 32 | 54 | 38 | 3.0% |
| Q4 2024 | 153 | $289.5M | 12,925,307 | 26 | 51 | 37 | 2.5% |
| Q3 2024 | 139 | $251.8M | 9,755,420 | 18 | 43 | 38 | 2.0% |
| Q2 2024 | 135 | $259.7M | 9,738,088 | 25 | 43 | 35 | 2.2% |
| Q1 2024 | 128 | $245.1M | 9,519,308 | 24 | 46 | 30 | 3.2% |
| Q4 2023 | 123 | $224.2M | 9,215,272 | 32 | 42 | 23 | 2.6% |
| Q3 2023 | 104 | $181.0M | 7,685,733 | 15 | 38 | 22 | 2.8% |
| Q2 2023 | 100 | $150.8M | 7,340,795 | 17 | 27 | 26 | 4.0% |
| Q1 2023 | 85 | $127.6M | 6,980,383 | 10 | 31 | 19 | 2.8% |
| Q4 2022 | 81 | $126.7M | 7,253,439 | 15 | 32 | 13 | 2.1% |
| Q3 2022 | 88 | $134.9M | 7,788,560 | 9 | 28 | 27 | 2.2% |
| Q2 2022 | 98 | $144.5M | 7,653,704 | 19 | 43 | 19 | 2.4% |
| Q1 2022 | 90 | $151.9M | 6,286,480 | 12 | 25 | 23 | 1.8% |
| Q4 2021 | 91 | $153.4M | 5,884,885 | 17 | 20 | 24 | 3.0% |
| Q3 2021 | 83 | $150.2M | 5,687,586 | 10 | 26 | 19 | 3.7% |
| Q2 2021 | 89 | $143.3M | 6,008,993 | 21 | 35 | 14 | 2.6% |
| Q1 2021 | 80 | $136.1M | 5,969,451 | 16 | 22 | 28 | 2.8% |
| Q4 2020 | 72 | $106.8M | 5,965,955 | 16 | 23 | 17 | 0.8% |
| Q3 2020 | 58 | $84.4M | 5,980,186 | 6 | 13 | 25 | 0.4% |
| Q2 2020 | 65 | $86.7M | 6,374,305 | 11 | 18 | 19 | 0.9% |
| Q1 2020 | 61 | $65.8M | 5,728,126 | 12 | 21 | 15 | 0.4% |
| Q4 2019 | 78 | $161.1M | 7,729,621 | 20 | 20 | 20 | 0.0% |
| Q3 2019 | 68 | $180.3M | 8,270,051 | 10 | 19 | 20 | 0.0% |
| Q2 2019 | 65 | $184.0M | 8,783,766 | 13 | 15 | 15 | 0.0% |
| Q1 2019 | 62 | $196.3M | 9,328,141 | 10 | 18 | 19 | 0.0% |
| Q4 2018 | 61 | $181.6M | 9,446,026 | 1 | 3 | 0 | 0.0% |