Uptown Financial Advisors LLC
Reported holdings as of Q2 2026, from 7 quarterly filings.
Holdings
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| VANGUARD INDEX FDS | VUG | $16.1M | 186,647 | -0.30pp | 7q | +494.7%+$13.4M | |
| INVESCO QQQ TR OPT | QQQ | $12.0M | 232 | +6.85pp | 3q | HELD | |
| ISHARES TR | IJR | $11.8M | 79,404 | -0.16pp | 7q | -0.9%-$111.7K | |
| VANGUARD INDEX FDS | VO | $11.3M | 139,720 | -0.67pp | 7q | +294.1%+$8.4M | |
| SPDR SERIES TRUST | SPYV | $10.0M | 164,321 | -0.70pp | 7q | +1.5%+$148.0K | |
| SPDR INDEX SHS FDS | SPEM | $8.1M | 155,992 | -0.50pp | 7q | HELD | |
| VANGUARD BD INDEX FDS | BSV | $7.8M | 100,179 | -1.10pp | 7q | HELD | |
| SPDR SERIES TRUST | SPYG | $5.7M | 47,799 | +0.02pp | 7q | HELD | |
| SCHWAB STRATEGIC TR | SCHF | $5.0M | 181,155 | -0.33pp | 7q | -2.1%-$108.0K | |
| VANGUARD INDEX FDS | VTV | $4.1M | 18,712 | -0.29pp | 7q | -2.0%-$84.1K | |
| VANGUARD BD INDEX FDS | BIV | $4.0M | 52,739 | -0.63pp | 7q | -1.8%-$75.6K | |
| VANGUARD WORLD FD | VDE | $3.8M | 25,298 | -1.01pp | 7q | -0.9%-$34.5K | |
| VANGUARD TAX-MANAGED FDS | VEA | $3.8M | 53,094 | -0.27pp | 7q | -2.2%-$86.6K | |
| VANGUARD INTL EQUITY INDEX F | VSS | $3.2M | 20,899 | -0.26pp | 7q | +1.4%+$43.2K | |
| SELECT SECTOR SPDR TR OPT | XLU | $3.2M | 53,969 | +0.45pp | 7q | +19.3%+$517.1K | |
| NVIDIA CORPORATION OPT | NVDA | $3.1M | 10,646 | +0.38pp | 7q | HELD | |
| STATE STR SPDR S&P 500 ETF T | SPY | $2.7M | 3,624 | -0.09pp | 7q | HELD | |
| ENERGY TRANSFER L P | ET | $2.5M | 128,774 | -0.35pp | 7q | HELD | |
| ISHARES TR | IVV | $2.0M | 2,631 | -0.08pp | 7q | -1.1%-$22.5K | |
| ISHARES TR | LQD | $1.8M | 16,282 | -0.25pp | 7q | -0.7%-$12.5K | |
| ENTERPRISE PRODS PARTNERS L | EPD | $1.8M | 48,051 | -0.28pp | 7q | HELD | |
| MICROSOFT CORP OPT | MSFT | $1.5M | 1,922 | +0.41pp | 7q | +1.7%+$24.4K | |
| VANGUARD CHARLOTTE FDS | BNDX | $1.4M | 29,794 | -0.19pp | 7q | -0.5%-$7.5K | |
| ISHARES TR | IWM | $1.1M | 3,752 | flat | 7q | HELD | |
| ISHARES TR | IJH | $1.1M | 14,333 | -0.04pp | 7q | HELD | |
| VANGUARD WHITEHALL FDS | VYM | $1.0M | 6,490 | -0.09pp | 7q | HELD | |
| SPDR INDEX SHS FDS | SPDW | $1.0M | 20,066 | -0.06pp | 7q | HELD | |
| VANGUARD INDEX FDS | VNQ | $916.1K | 9,499 | -0.06pp | 7q | +1.1%+$10.1K | |
| CISCO SYS INC OPT | CSCO | $891.2K | 4,387 | +0.12pp | 6q | HELD | |
| JANUS DETROIT STR TR | JAAA | $876.6K | 17,361 | -0.20pp | 7q | -10.3%-$100.2K | |
| ISHARES INC | EMXC | $860.3K | 8,409 | -0.03pp | 5q | -11.5%-$112.1K | |
| BROADCOM INC OPT | AVGO | $795.2K | 1,905 | +0.01pp | 7q | HELD | |
| SPDR SERIES TRUST | JNK | $754.0K | 7,823 | -0.09pp | 7q | +2.1%+$15.3K | |
| META PLATFORMS INC | META | $717.1K | 1,273 | -0.10pp | 7q | +1.3%+$9.0K | |
| SCHWAB STRATEGIC TR | SCHV | $708.5K | 20,352 | -0.03pp | 7q | HELD | |
| ISHARES TR | IJS | $597.4K | 4,371 | -0.02pp | 7q | HELD | |
| ISHARES TR | MUB | $593.8K | 5,518 | -0.07pp | 7q | HELD | |
| ISHARES TR | AGG | $585.4K | 5,914 | -0.08pp | 5q | HELD | |
| SPACE EXPLORATION TECHN CORP OPT | SPCX | $518.0K | 32 | - | new | NEW | |
| VANGUARD INDEX FDS | VOO | $504.1K | 734 | -0.02pp | 7q | HELD | |
| PIMCO ETF TR | MINT | $499.7K | 4,956 | - | new | NEW | |
| VANGUARD WORLD FD | VGT | $489.7K | 4,097 | +0.04pp | 7q | +698.6%+$428.4K | |
| ABBVIE INC | ABBV | $481.4K | 1,913 | -0.01pp | 7q | HELD | |
| VANGUARD INTL EQUITY INDEX F | VWO | $475.4K | 7,964 | -0.03pp | 7q | -0.8%-$3.7K | |
| JOHNSON & JOHNSON | JNJ | $466.5K | 1,837 | -0.05pp | 7q | HELD | |
| SELECT SECTOR SPDR TR OPT | XLE | $456.9K | 5,603 | +0.03pp | 7q | HELD | |
| ISHARES TR | IEFA | $456.1K | 4,722 | -0.03pp | 5q | +1.3%+$6.0K | |
| APPLE INC | AAPL | $452.3K | 1,562 | -0.02pp | 7q | HELD | |
| VANGUARD INDEX FDS | VBR | $434.5K | 1,788 | -0.02pp | 7q | HELD | |
| SCHWAB STRATEGIC TR | SCHD | $404.3K | 12,750 | -0.04pp | 7q | HELD | |
| TEXAS INSTRS INC | TXN | $399.4K | 1,340 | +0.06pp | 7q | HELD | |
| SCHWAB STRATEGIC TR | SCHG | $388.3K | 11,476 | -0.01pp | 7q | HELD | |
| AMERICAN EXPRESS CO | AXP | $381.2K | 1,127 | -0.02pp | 7q | HELD | |
| ISHARES INC | IEMG | $380.4K | 4,592 | -0.01pp | 7q | -0.8%-$3.2K | |
| ISHARES TR | EFA | $337.9K | 3,253 | -0.03pp | 7q | HELD | |
| VANGUARD SPECIALIZED FUNDS | VIG | $327.5K | 1,384 | -0.02pp | 7q | HELD | |
| JPMORGAN CHASE & CO | JPM | $313.6K | 958 | -0.02pp | 7q | HELD | |
| VANGUARD INTL EQUITY INDEX F | VNQI | $309.7K | 6,905 | -0.08pp | 7q | -14.7%-$53.6K | |
| SCHWAB STRATEGIC TR | SCHC | $286.8K | 5,961 | -0.03pp | 7q | HELD | |
| ALPHABET INC | GOOGL | $278.0K | 778 | +0.01pp | 3q | HELD | |
| CATERPILLAR INC | CAT | $266.2K | 250 | - | new | NEW | |
| NUVEEN QUALITY MUNCP INCOME | NAD | $265.8K | 21,930 | -0.10pp | 7q | -27.7%-$101.9K | |
| NETFLIX INC | NFLX | $257.0K | 3,600 | -0.11pp | 7q | HELD | |
| WELLS FARGO & CO | WFC | $243.0K | 2,940 | -0.03pp | 7q | HELD | |
| AMAZON COM INC | AMZN | $241.0K | 1,011 | -0.02pp | 7q | -5.2%-$13.1K | |
| SPDR SERIES TRUST | SPMD | $237.3K | 3,513 | -0.01pp | 2q | HELD | |
| BLACKSTONE SENI FLTN RAT 202 | BSL | $224.3K | 17,320 | -0.03pp | 7q | HELD | |
| CHEVRON CORPORATION | CVX | $222.9K | 1,345 | -0.07pp | 4q | HELD | |
| KINDER MORGAN INC DEL | KMI | $222.3K | 6,952 | -0.04pp | 2q | HELD | |
| TESLA INC | TSLA | $214.1K | 509 | - | new | NEW | |
| SPDR SERIES TRUST | SPSB | $213.5K | 7,115 | -0.03pp | 7q | HELD | |
| EXXON MOBIL CORP | XOMXXXX | $209.5K | 1,532 | -0.07pp | 2q | HELD | |
| INTERNATIONAL BUSINESS MACHS | IBM | $208.9K | 743 | - | new | NEW | |
| MIDDLEBY CORP | MIDD | $206.4K | 1,200 | - | new | NEW | |
| ISHARES TR | SUB | $206.0K | 1,935 | -0.03pp | 7q | HELD | |
| JANUS DETROIT STR TR | JBBB | $201.9K | 4,265 | - | new | NEW | |
| NUVEEN AMT FREE QLTY MUN INC | NEA | $135.0K | 11,499 | -0.01pp | 7q | HELD |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Funds & ETFs | $15.3M | 10.1% |
| Energy | $4.7M | 3.1% |
| Semiconductors & Electronics | $4.3M | 2.8% |
| Software & IT Services | $2.5M | 1.6% |
| Other sectors | $4.6M | 3.0% |
| Not classified | $120.5M | 79.3% |
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q2 2026 | $151.9M | 77 | 7 | 11 | 16 | 1 | 60.4% | 10 |
| Q1 2026 | $125.9M | 71 | 3 | 26 | 9 | 7 | 60.4% | 13 |
| Q4 2025 | $139.6M | 75 | 5 | 26 | 10 | 1 | 61.1% | 23 |
| Q3 2025 | $121.4M | 71 | 3 | 11 | 16 | 3 | 60.4% | 15 |
| Q2 2025 | $116.7M | 71 | 6 | 16 | 14 | 4 | 57.3% | 10 |
| Q1 2025 | $98.0M | 69 | 5 | 31 | 5 | 1 | 59.9% | 36 |
| Q4 2024 | $92.7M | 65 | 0 | 0 | 0 | 0 | 62.1% | 119 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.