Wernau Asset Management Inc.
Reported holdings as of Q2 2026, from 7 quarterly filings.
Holdings
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T OPT | SPY | $81.8M | 16,859 | +12.88pp | 7q | -1.5%-$1.2M | |
| APPLE INC OPT | AAPL | $44.0M | 91,042 | -4.20pp | 7q | -2.8%-$1.2M | |
| ALPHABET INC OPT | GOOG | $8.2M | 22,770 | -0.31pp | 7q | -0.6%-$52.0K | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $7.3M | 14,583 | -1.04pp | 7q | +0.9%+$67.1K | |
| MICROSOFT CORP | MSFT | $4.8M | 12,915 | -0.82pp | 7q | HELD | |
| BANK OF AMER CORP | BAC | $4.7M | 82,955 | -0.36pp | 7q | HELD | |
| ALPHABET INC | GOOGL | $3.6M | 10,006 | -0.17pp | 7q | -0.8%-$28.6K | |
| JPMORGAN CHASE & CO | JPM | $3.2M | 9,835 | -0.30pp | 7q | +2.3%+$72.0K | |
| VANGUARD SCOTTSDALE FDS | VTWO | $2.9M | 23,800 | -0.14pp | 7q | +1.5%+$43.6K | |
| PFIZER INC | PFE | $2.9M | 119,725 | -0.74pp | 7q | +5.0%+$137.1K | |
| AMAZON COM INC | AMZN | $2.5M | 10,298 | -0.21pp | 7q | +0.7%+$16.0K | |
| UNITIL CORP | UTL | $2.3M | 44,526 | -0.36pp | 7q | +2.8%+$63.2K | |
| CISCO SYS INC | CSCO | $2.3M | 19,207 | +0.11pp | 7q | -2.4%-$55.2K | |
| PROCTER & GAMBLE CO | PG | $2.0M | 13,480 | -0.32pp | 7q | +1.2%+$23.3K | |
| AT&T INC | T | $1.7M | 83,453 | -0.78pp | 7q | +0.9%+$15.3K | |
| SCHWAB STRATEGIC TR | SCHF | $1.4M | 49,588 | -0.12pp | 7q | +3.0%+$40.5K | |
| VANGUARD INDEX FDS | VO | $1.2M | 14,981 | -0.10pp | 7q | +314.2%+$915.6K | |
| SCHWAB STRATEGIC TR | SCHD | $1.1M | 33,994 | -0.15pp | 7q | +2.9%+$30.1K | |
| VANGUARD INTL EQUITY INDEX F | VWO | $1.1M | 17,816 | -0.12pp | 7q | HELD | |
| NVIDIA CORPORATION | NVDA | $1.1M | 5,295 | flat | 7q | +16.8%+$152.7K | |
| KKR & CO INC | KKR | $1.0M | 11,030 | -0.18pp | 7q | +1.4%+$14.0K | |
| DISNEY WALT CO | DIS | $938.0K | 9,745 | -0.16pp | 7q | +0.8%+$7.7K | |
| VERIZON COMMUNICATIONS INC | VZ | $933.4K | 22,046 | -0.27pp | 7q | +1.7%+$16.0K | |
| EXXON MOBIL CORP | XOMXXXX | $722.2K | 5,282 | -0.27pp | 7q | -3.8%-$28.6K | |
| SPDR GOLD TR | GLD | $704.1K | 1,911 | -0.20pp | 7q | +2.1%+$14.7K | |
| INTERNATIONAL BUSINESS MACHS | IBM | $609.1K | 2,166 | -0.08pp | 7q | -7.8%-$51.2K | |
| SCHWAB STRATEGIC TR | SCHB | $566.3K | 19,554 | -0.05pp | 7q | HELD | |
| CONSOLIDATED EDISON INC | ED | $564.7K | 5,104 | -0.12pp | 7q | -1.5%-$8.9K | |
| ISHARES TR | IWF | $562.2K | 4,528 | -0.04pp | 7q | +300.0%+$421.7K | |
| KINDER MORGAN INC DEL | KMI | $506.3K | 15,835 | -0.10pp | 7q | +2.3%+$11.2K | |
| ELI LILLY & CO | LLY | $497.0K | 414 | -0.02pp | 7q | -5.0%-$26.4K | |
| BOSTON BEER INC | SAM | $442.6K | 2,500 | -0.17pp | 7q | HELD | |
| VANGUARD INDEX FDS | VTI | $374.9K | 1,013 | -0.03pp | 4q | HELD | |
| ISHARES TR | EEM | $363.7K | 5,316 | -0.03pp | 7q | -2.3%-$8.5K | |
| ISHARES TR | SHY | $345.4K | 4,207 | -0.06pp | 7q | +2.8%+$9.4K | |
| FORD MTR CO | F | $330.9K | 23,805 | -0.02pp | 7q | +1.3%+$4.2K | |
| SELECT SECTOR SPDR TR | XLF | $328.2K | 6,122 | -0.04pp | 7q | HELD | |
| ABBVIE INC | ABBV | $322.9K | 1,283 | -0.02pp | 7q | +2.2%+$7.0K | |
| STARBUCKS CORP | SBUX | $284.7K | 2,785 | -0.02pp | 7q | +5.2%+$14.0K | |
| INVESCO QQQ TR | QQQ | $257.7K | 350 | -0.01pp | 4q | HELD | |
| PEMBINA PIPELINE CORP | PBA | $257.7K | 5,572 | -0.04pp | 7q | HELD | |
| ANNALY CAPITAL MANAGEMENT IN | NLY | $246.8K | 11,036 | -0.03pp | 7q | +1.5%+$3.6K | |
| ISHARES TR | IWB | $237.5K | 580 | -0.14pp | 7q | -45.3%-$196.6K | |
| ISHARES TR | TIP | $236.3K | 2,159 | -0.04pp | 7q | +4.4%+$10.0K | |
| NETFLIX INC | NFLX | $235.9K | 3,304 | -0.07pp | 7q | +17.9%+$35.8K | |
| JOHNSON & JOHNSON | JNJ | $234.7K | 924 | -0.04pp | 2q | HELD | |
| ISHARES TR | IWD | $205.3K | 847 | - | new | NEW | |
| VANGUARD SCOTTSDALE FDS | VONV | $200.4K | 1,885 | - | new | NEW |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Funds & ETFs | $82.1M | 42.6% |
| Computer Hardware | $46.9M | 24.3% |
| Software & IT Services | $16.6M | 8.6% |
| Banks & Lending | $7.9M | 4.1% |
| Insurance | $7.3M | 3.8% |
| Biotech & Pharma | $3.9M | 2.0% |
| Telecom & Media | $3.8M | 2.0% |
| Utilities | $2.9M | 1.5% |
| Other sectors | $9.3M | 4.8% |
| Not classified | $11.8M | 6.1% |
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q2 2026 | $192.5M | 48 | 2 | 25 | 11 | 2 | 84.9% | 31 |
| Q1 2026 | $143.4M | 48 | 3 | 16 | 4 | 1 | 80.1% | 22 |
| Q4 2025 | $184.8M | 46 | 0 | 21 | 9 | 0 | 85.4% | 21 |
| Q3 2025 | $147.1M | 46 | 3 | 1 | 20 | 0 | 81.8% | 38 |
| Q2 2025 | $143.9M | 43 | 0 | 1 | 31 | 3 | 82.3% | 43 |
| Q1 2025 | $128.0M | 46 | 0 | 2 | 14 | 1 | 78.5% | 37 |
| Q4 2024 | $134.2M | 47 | 0 | 0 | 0 | 0 | 77.4% | 37 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.