HolderBook

ANNALY CAPITAL MANAGEMENT IN (NLY)

Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.

32
Reporting holders
$16.3M
Reported value
0.0%
Calls
0.0%
Puts
-759
Holder change

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
Dupree Financial Group, LLC$9.5M501,5333.42%12q+3.1%+$281.1K
Farther Finance Advisors, LLC$1.4M71,4960.01%16q-48.8%-$1.3M
STABLEFORD CAPITAL II LLC$904.2K47,8650.31%12q-0.7%-$6.7K
Post Resch Tallon Group Inc.$769.3K40,7250.53%8q-1.1%-$8.5K
FIRST FINANCIAL BANK - TRUST DIVISION$593.2K31,4030.04%10qHELD
Wedmont Private Capital$572.1K31,3160.01%16q+18.6%+$89.8K
EASTERN BANK$449.4K23,7900.01%9q+14495.1%+$446.3K
GAMMA Investing LLC$290.2K15,3640.01%12q+8.4%+$22.5K
Cooper Financial Group$248.6K13,1620.02%3q-62.3%-$410.6K
Vann Equity Management LLC$246.1K13,0300.15%3q+3.4%+$8.1K
ARMSTRONG ADVISORY GROUP, INC$233.0K12,3340.01%16q-7.2%-$18.1K
First Heartland Consultants, Inc.$223.2K11,8170.01%5q-1.4%-$3.1K
Mirador Capital Partners LP$197.7K10,4680.02%3q+0.6%+$1.2K
Balefire, LLC$190.0K10,0560.03%16q-7.4%-$15.1K
Paragon Capital Management Ltd$188.9K10,0020.03%6q+2.8%+$5.2K
TOTH FINANCIAL ADVISORY CORP$98.1K5,1910.01%17q+1.8%+$1.7K
Versant Capital Management, Inc$79.6K4,2160.01%17q-2.9%-$2.4K
Wealth Enhancement Trust Services, Inc.$78.9K4,1750.01%4q+215.8%+$53.9K
CoreCap Advisors, LLC$24.7K1,3070.00%9q-17.6%-$5.3K
MassMutual Private Wealth & Trust, FSB$18.3K9670.00%17q-50.2%-$18.4K
TOMPKINS FINANCIAL CORP$17.2K9110.00%16qHELD
GK Wealth Management LLC$10.9K5740.01%newNEW
Bank of New Hampshire$9.4K5000.00%6qHELD
ELEVATION WEALTH PARTNERS, LLC$8.7K4590.00%2q+27.9%+$1.9K
Bullock Wealth Management Group$5.7K3070.00%11q+3.4%
GILPIN WEALTH MANAGEMENT, LLC$4.7K2500.00%4qHELD
Marquette Asset Management, LLC$4.2K2210.00%4qHELD
Retirement Wealth Solutions LLC$4.0K2130.00%5q-7.0%
Mn Services Vermogensbeheer B.V.$4.0K209,3410.03%17qHELD
Investors Research Corp$3.5K1870.00%17qHELD
NORTH POINT PORTFOLIO MANAGERS CORP/OH$2.0K1000.00%newNEW
Planning Strategies Inc.$548290.00%2q+31.8%
Davis Capital Management$11360.00%newNEW
CX Institutional$21150.00%5q-89.4%

Tender offers and delisting

Schedules TO, 13E-3 and 14D-9 and Form 25 filed in the last 180 days. Price a share is read from the filing itself where it states one plainly; a marker means we found no figure we could stand behind, and the reason is on it.

FiledWhatFiled byPrice a shareSource
2026-10-01Delisting notice from the exchangeNEW YORK STOCK EXCHANGE LLC-filing

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-10-022026-10-02Charter or bylaws amendedfiling

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Officers and directors

DateInsiderRoleSideSharesValue
2026-08-03Finkelstein David LCEO and Co-CIOSold50,000$1.1M
2026-04-27Finkelstein David LCEO and Co-CIOSold50,000$1.1M
2026-05-04Wolfe SerenaChief Financial OfficerSold16,537$371.8K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202632$16.3M863,974312110.0%
Q2 2026791$11.0B481,908,436793471991.4%
Q1 2026777$9.2B423,899,350873451751.9%
Q4 2025770$9.4B412,501,5551043191791.4%
Q3 2025693$8.1B389,032,423872951452.9%
Q2 2025662$7.2B369,897,562823111433.0%
Q1 2025657$7.1B345,923,517962571561.5%
Q4 2024631$6.2B332,463,825682581452.1%
Q3 2024618$6.2B298,476,248782351682.4%
Q2 2024601$5.0B249,345,432842021704.1%
Q1 2024575$5.5B268,256,588651951553.5%
Q4 2023568$5.3B263,883,635681881814.0%
Q3 2023544$4.9B247,580,790501691774.5%
Q2 2023555$5.2B248,024,156542081574.6%
Q1 2023558$5.3B258,787,371702131536.8%
Q4 2022566$5.5B243,436,2161042041536.6%
Q3 2022524$4.5B249,641,226518045.5%
Q2 20224$3.1M23,47010087.3%
Q1 20224$171.5K24,3271000.0%
Q4 20214$1.0M125,5120100.0%
Q3 20215$1.5M171,6541000.0%
Q2 20214$1.1M119,2450010.0%
Q1 20214$1.1M124,6651000.0%
Q4 20204$47.2K5,5840000.0%
Q3 20204$39.8K5,5840010.0%
Q2 20205$43.0K6,5782010.0%
Q1 20203$34.2K7,0120010.0%
Q4 20193$79.0K8,3870000.0%
Q3 20192$44.9K5,1061000.0%
Q2 20191$45.6K5,0000000.0%
Q1 20192$51.0K5,1060000.0%
Q4 20182$50.1K5,1061000.0%