| MMCAP International Inc. SPC | $12.4M | 1,200,000 | 1.05% | 3q | HELD |
| Meteora Capital, LLC | $10.3M | 999,000 | 0.85% | 3q | -7.5%-$839.3K |
| Governors Lane LP | $10.0M | 971,570 | 0.84% | 3q | HELD |
| Polar Asset Management Partners Inc. | $8.2M | 800,000 | 0.14% | 3q | HELD |
| Verition Fund Management LLC | $8.2M | 795,468 | 0.02% | 3q | +98.3%+$4.1M |
| BERKLEY W R CORP | $8.2M | 792,962 | 0.39% | 3q | HELD |
| Alberta Investment Management Corp | $7.7M | 750,000 | 0.04% | 3q | HELD |
| Harraden Circle Investments, LLC | $7.7M | 750,000 | 0.99% | 3q | HELD |
| J. Goldman & Co LP | $6.6M | 639,696 | 0.17% | 3q | +46.2%+$2.1M |
| First Trust Capital Management L.P. | $6.2M | 605,189 | 0.36% | 3q | HELD |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $6.2M | 600,000 | 0.15% | 3q | HELD |
| HGC Investment Management Inc. | $6.0M | 583,153 | 1.19% | 3q | HELD |
| ARISTEIA CAPITAL, L.L.C. | $5.4M | 523,591 | 0.07% | 3q | HELD |
| TORONTO DOMINION BANK | $5.2M | 506,556 | 0.01% | 3q | -10.2%-$595.5K |
| Context Capital Management, LLC | $5.2M | 500,000 | 0.10% | 3q | HELD |
| Magnetar Financial LLC | $5.2M | 500,000 | 0.05% | 3q | HELD |
| Hudson Bay Capital Management LP | $5.2M | 500,000 | 0.01% | 3q | +12.3%+$564.5K |
| Saba Capital Management, L.P. | $5.2M | 500,000 | 0.13% | 3q | HELD |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $5.2M | 500,000 | 0.01% | 3q | HELD |
| Linden Advisors LP | $4.6M | 450,000 | 0.02% | 3q | HELD |
| LMR Partners LLP | $4.6M | 450,000 | 0.02% | 3q | HELD |
| Jain Global LLC | $4.6M | 450,000 | 0.02% | 3q | HELD |
| O'Connor Alternative Investments LLC | $4.6M | 450,000 | 0.34% | 2q | HELD |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $4.1M | 400,000 | 0.06% | 3q | HELD |
| TWO SIGMA INVESTMENTS, LP | $4.1M | 398,750 | 0.00% | 3q | HELD |
| OMERS ADMINISTRATION Corp | $3.9M | 375,583 | 0.02% | 3q | HELD |
| Sculptor Capital LP | $3.6M | 350,000 | 0.03% | 3q | HELD |
| MOORE CAPITAL MANAGEMENT, LP | $3.6M | 350,000 | 0.05% | 3q | HELD |
| Radcliffe Capital Management, L.P. | $3.1M | 300,741 | 0.24% | 3q | +9.6%+$272.0K |
| Brevan Howard Capital Management LP | $3.1M | 296,562 | 0.02% | 2q | -4.8%-$154.5K |
| AQR Arbitrage LLC | $2.6M | 250,075 | 0.04% | 3q | +0.9%+$24.0K |
| PICTON MAHONEY ASSET MANAGEMENT | $2.6M | 250,000 | 0.02% | 3q | HELD |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | $2.6M | 250,000 | 0.00% | 3q | HELD |
| Blackstone Inc. | $2.6M | 250,000 | 0.01% | 3q | HELD |
| Ghisallo Capital Management LLC | $2.6M | 250,000 | 0.05% | 3q | HELD |
| MILLENNIUM MANAGEMENT LLC | $2.5M | 237,892 | 0.00% | 3q | -29.9%-$1.0M |
| Periscope Capital Inc. | $2.3M | 225,000 | 0.20% | 3q | HELD |
| Westchester Capital Management, LLC | $2.1M | 200,000 | 0.10% | 3q | -55.6%-$2.6M |
| DLD Asset Management, LP | $2.1M | 200,000 | 0.14% | 3q | +15.3%+$274.0K |
| Davidson Kempner Capital Management LP | $2.1M | 200,000 | 0.02% | 3q | HELD |
| MIZUHO SECURITIES USA LLC | $1.9M | 190,736 | 0.02% | 2q | +392.9%+$1.5M |
| Wealthspring Capital LLC | $1.7M | 167,150 | 0.39% | 3q | -12.5%-$247.0K |
| BNP PARIBAS FINANCIAL MARKETS | $1.6M | 153,160 | 0.00% | 3q | HELD |
| HBK INVESTMENTS L P | $1.5M | 150,000 | 0.02% | 3q | HELD |
| RLH Capital LLC | $1.5M | 150,000 | 0.74% | 2q | HELD |
| Shaolin Capital Management LLC | $1.4M | 133,696 | 0.07% | 3q | -10.9%-$168.1K |
| CSS LLC/IL | $1.4M | 133,548 | 0.05% | 3q | HELD |
| Quarry LP | $1.3M | 125,000 | 0.11% | 3q | HELD |
| JPMORGAN CHASE & CO | $1.2M | 116,190 | 0.00% | 3q | HELD |
| Clear Street Group Inc. | $1.0M | 100,500 | 0.00% | 3q | HELD |
| Alpine Global Management, LLC | $1.0M | 100,000 | 0.17% | 3q | -33.3%-$515.7K |
| D. E. Shaw & Co., Inc. | $1.0M | 100,000 | 0.00% | 3q | HELD |
| SOROS FUND MANAGEMENT LLC | $1.0M | 100,000 | 0.01% | 3q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $1.0M | 100,000 | 0.01% | 3q | HELD |
| BlueCrest Capital Management Ltd | $1.0M | 100,000 | 0.03% | 3q | HELD |
| K2 PRINCIPAL FUND, L.P. | $1.0M | 100,000 | 0.08% | 3q | HELD |
| Walleye Capital LLC | $945.1K | 91,645 | 0.00% | 3q | HELD |
| PEAK6 LLC | $773.4K | 75,000 | 0.00% | 3q | HELD |
| Schonfeld Strategic Advisors LLC | $767.8K | 74,456 | 0.00% | 3q | +7.2%+$51.6K |
| WHITEBOX ADVISORS LLC | $515.6K | 50,000 | 0.01% | 3q | HELD |
| TIG Advisors, LLC | $515.6K | 50,000 | 0.02% | 3q | HELD |
| Centiva Capital, LP | $515.6K | 50,000 | 0.00% | new | NEW |
| Woodline Partners LP | $515.6K | 50,000 | 0.00% | 3q | HELD |
| Yakira Capital Management, Inc. | $505.0K | 48,969 | 0.14% | 3q | HELD |
| BANK OF AMERICA CORP /DE/ | $339.0K | 32,872 | 0.00% | 2q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $309.4K | 30,001 | 0.00% | 2q | HELD |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | $280.5K | 27,200 | 0.00% | new | NEW |
| Kryger Capital LLC | $260.6K | 25,266 | 0.01% | 2q | -1.7%-$4.4K |
| HighTower Advisors, LLC | $257.8K | 25,000 | 0.00% | 3q | HELD |
| L1 Global Manager Pty Ltd | $257.8K | 25,000 | 0.18% | 3q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $249.5K | 24,062 | 0.01% | 3q | HELD |
| SCOGGIN MANAGEMENT LP | $206.2K | 20,000 | 0.02% | 3q | HELD |
| ABC ARBITRAGE SA | $206.2K | 20,000 | 0.02% | 3q | HELD |
| CITADEL ADVISORS LLC | $128.1K | 12,425 | 0.00% | new | NEW |
| Yaupon Capital Management LP | $105.7K | 10,251 | 0.00% | 3q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $105.0K | 10,186 | 0.00% | new | NEW |
| DELTEC ASSET MANAGEMENT LLC | $103.1K | 10,000 | 0.02% | 3q | HELD |
| READYSTATE ASSET MANAGEMENT LP | $103.1K | 10,000 | 0.00% | 3q | HELD |
| Kamunting Street Capital Management, L.P. | $103.0K | 10,000 | 0.06% | 3q | HELD |
| Gladius Capital Management LP | $51.6K | 5,000 | 0.00% | 3q | HELD |
| PenderFund Capital Management Ltd. | $51.6K | 5,000 | 0.01% | 3q | HELD |
| UBS Group AG | $37.3K | 3,613 | 0.00% | 3q | -97.4%-$1.4M |
| Arax Advisory Partners | $19.6K | 1,900 | 0.00% | new | NEW |
| GLAZER CAPITAL, LLC | $2.2K | 213,259 | 0.05% | 3q | -7.1% |
| Mint Tower Capital Management B.V. | $1.5K | 150,000 | 0.18% | 3q | HELD |
| HRT FINANCIAL LP | $1.0K | 100,001 | 0.00% | 3q | -4.8% |
| Kepos Capital LP | $495 | 48,000 | 0.67% | 2q | -4.0% |
| MORGAN STANLEY | $464 | 45 | 0.00% | 3q | -33.8% |
| FNY Investment Advisers, LLC | $393 | 38,159 | 0.14% | 3q | -5.3% |