B RILEY PRINCIPAL 150 MERGER (BRPM)
Institutional ownership reported to the SEC as of Q2 2022, across 8 quarters.
71
Reporting holders
$119.5M
Reported value
7.1%
Calls
1.6%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Centiva Capital, LP | $9.0M | 900,940 | 0.21% | 2q | HELD |
| Meteora Capital, LLC | $8.6M | 864,246 | 1.64% | 2q | +79.7%+$3.8M |
| K2 PRINCIPAL FUND, L.P. | $6.8M | 685,877 | 0.75% | 5q | +11.3%+$692.8K |
| COWEN AND COMPANY, LLC | $6.5M | 647,549 | 0.62% | 3q | -30.4%-$2.8M |
| Beryl Capital Management LLC | $5.8M | 582,820 | 0.60% | new | NEW |
| Springhouse Capital Management, LP | $5.1M | 515,022 | 2.54% | 2q | +472.9%+$4.2M |
| BlueCrest Capital Management Ltd | $4.8M | 477,884 | 0.18% | new | NEW |
| Castle Creek Arbitrage, LLC | $4.6M | 458,542 | 0.25% | 5q | HELD |
| Fort Baker Capital Management LP | $4.2M | 423,171 | 0.67% | 2q | +1.2%+$48.9K |
| MANGROVE PARTNERS | $3.9M | 394,268 | 0.19% | new | NEW |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC | $3.9M | 393,607 | 3.44% | new | NEW |
| Qube Research & Technologies Ltd | $3.6M | 365,773 | 0.03% | 2q | +110.6%+$1.9M |
| CITADEL ADVISORS LLC | $3.4M | options only | 0.00% | 4q | OPTIONS |
| GROUP ONE TRADING, L.P. | $3.2M | options only | 0.01% | 3q | OPTIONS |
| MILLENNIUM MANAGEMENT LLC | $3.0M | 304,663 | 0.00% | 5q | -62.1%-$5.0M |
| Bulldog Investors, LLP | $3.0M | 298,096 | 0.82% | new | NEW |
| Nantahala Capital Management, LLC | $3.0M | 297,727 | 0.15% | 3q | -1.3%-$40.4K |
| 683 Capital Management, LLC | $3.0M | 297,238 | 0.21% | 3q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.9M | 58,163 | 0.00% | 5q | +253.0%+$2.1M |
| Saba Capital Management, L.P. | $2.6M | 264,842 | 0.03% | 5q | HELD |
| GRATIA CAPITAL, LLC | $2.4M | 244,897 | 3.02% | 3q | +28.6%+$542.7K |
| TIG Advisors, LLC | $2.4M | 239,696 | 0.10% | 3q | -38.5%-$1.5M |
| Bleichroeder LP | $2.2M | 225,000 | 0.46% | 5q | HELD |
| Walleye Capital LLC | $2.0M | 136,486 | 0.05% | 3q | +102.8%+$996.8K |
| Hudson Bay Capital Management LP | $1.6M | 158,889 | 0.01% | new | NEW |
| Shay Capital LLC | $1.5M | 152,212 | 0.30% | 2q | +54.0%+$531.5K |
| Kepos Capital LP | $1.2M | 125,000 | 0.11% | 3q | -16.7%-$249.0K |
| RPO LLC | $1.1M | 111,958 | 0.28% | new | NEW |
| Jefferies Group LLC | $1.0M | 101,965 | 0.01% | 3q | HELD |
| Periscope Capital Inc. | $996.0K | 100,000 | 0.03% | 2q | HELD |
| Neuberger Berman Group LLC | $971.0K | 97,532 | 0.00% | 3q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $771.0K | 77,415 | 0.00% | 3q | +1.4%+$10.5K |
| Context Capital Management, LLC | $741.0K | 74,400 | 0.05% | 3q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $576.0K | 57,800 | 0.00% | 5q | +14350.0%+$572.0K |
| Corbin Capital Partners, L.P. | $568.0K | 36,548 | 0.13% | 5q | -51.3%-$597.6K |
| D. E. Shaw & Co., Inc. | $530.0K | 53,192 | 0.00% | 4q | HELD |
| Ergoteles LLC | $525.0K | 52,748 | 0.02% | new | NEW |
| BERKLEY W R CORP | $508.0K | 51,050 | 0.03% | 5q | HELD |
| BARCLAYS PLC | $498.0K | 50,000 | 0.00% | 2q | HELD |
| NOMURA HOLDINGS INC | $498.0K | 50,000 | 0.00% | 5q | +100.0%+$249.0K |
| Evolution Capital Management LLC | $498.0K | 50,000 | 0.75% | 2q | HELD |
| SkyView Investment Advisors, LLC | $460.0K | 46,231 | 0.12% | 3q | HELD |
| MARINER INVESTMENT GROUP LLC | $425.0K | 42,690 | 0.45% | 3q | HELD |
| Walleye Trading LLC | $407.0K | 40,868 | 0.00% | 3q | HELD |
| Belvedere Trading LLC | $368.0K | options only | 0.01% | new | OPTIONS |
| GABELLI FUNDS LLC | $363.0K | 36,452 | 0.00% | 4q | -12.4%-$51.2K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $328.0K | 32,907 | 0.04% | 4q | HELD |
| Kohlberg Kravis Roberts & Co. L.P. | $307.0K | 30,814 | 0.00% | 2q | HELD |
| B. Riley Asset Management, LLC | $299.0K | 30,000 | 0.14% | 3q | HELD |
| DELTEC ASSET MANAGEMENT LLC | $298.0K | 29,900 | 0.07% | 5q | -14.3%-$49.8K |
| CAPTRUST FINANCIAL ADVISORS | $260.0K | 26,071 | 0.00% | 5q | -12.6%-$37.6K |
| ATW SPAC MANAGEMENT LLC | $249.0K | 25,000 | 0.04% | new | NEW |
| Schonfeld Strategic Advisors LLC | $202.0K | 20,251 | 0.00% | 3q | +35.0%+$52.4K |
| Yakira Capital Management, Inc. | $199.0K | 20,000 | 0.03% | 3q | HELD |
| HSBC HOLDINGS PLC | $175.0K | 17,602 | 0.00% | 2q | HELD |
| Weiss Asset Management LP | $155.0K | 15,543 | 0.00% | 3q | -95.9%-$3.6M |
| SIMPLEX TRADING, LLC | $140.0K | options only | 0.00% | 3q | OPTIONS |
| FNY Investment Advisers, LLC | $129.0K | 13,010 | 0.10% | 3q | +4.9%+$6.0K |
| Mint Tower Capital Management B.V. | $122.0K | 12,289 | 0.01% | new | NEW |
| WOLVERINE TRADING, LLC | $120.0K | options only | 0.00% | new | OPTIONS |
| Verition Fund Management LLC | $100.0K | 10,000 | 0.00% | 3q | HELD |
| Cutler Group LP | $57.0K | 3,084 | 0.00% | 3q | -80.9%-$241.4K |
| MORGAN STANLEY | $41.0K | 4,073 | 0.00% | 3q | -42.3%-$30.1K |
| UBS Group AG | $36.0K | 3,614 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $29.0K | 2,966 | 0.00% | 3q | +15.4%+$3.9K |
| Knott David M Jr | $20.0K | 2,000 | 0.01% | 3q | HELD |
| Venture Visionary Partners LLC | $19.9K | 2,000 | 0.00% | new | NEW |
| Crewe Advisors LLC | $17.0K | 1,710 | 0.00% | 3q | HELD |
| Charter Oak Capital Management, LLC | $5.0K | 500 | 0.00% | 3q | HELD |
| Clearstead Advisors, LLC | $2.0K | 200 | 0.00% | 3q | HELD |
| BANK OF AMERICA CORP /DE/ | $1.0K | 109 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2022 | 71 | $119.5M | 10,947,100 | 15 | 15 | 13 | 8.7% |
| Q1 2022 | 73 | $113.7M | 10,036,725 | 17 | 11 | 15 | 12.4% |
| Q4 2021 | 72 | $98.9M | 8,445,491 | 46 | 4 | 15 | 13.6% |
| Q3 2021 | 71 | $110.1M | 11,297,359 | 15 | 9 | 6 | 0.0% |
| Q2 2021 | 59 | $92.9M | 9,520,403 | 57 | 0 | 0 | 0.0% |
| Q4 2019 | 41 | $102.1M | 10,193,490 | 18 | 10 | 8 | 0.0% |
| Q3 2019 | 29 | $69.0M | 6,955,385 | 14 | 1 | 5 | 0.0% |
| Q2 2019 | 14 | $31.6M | 3,243,340 | 14 | 0 | 0 | 0.0% |