| ADAGE CAPITAL PARTNERS GP, L.L.C. | $18.9M | 1,890,000 | 0.03% | 3q | HELD |
| Verition Fund Management LLC | $15.4M | 1,534,912 | 0.04% | 3q | +117.5%+$8.3M |
| Linden Advisors LP | $15.0M | 1,491,000 | 0.08% | 3q | +24.1%+$2.9M |
| GLAZER CAPITAL, LLC | $10.5M | 1,050,000 | 0.26% | 3q | +13.5%+$1.3M |
| Governors Lane LP | $10.4M | 1,039,500 | 0.87% | 3q | HELD |
| Lineage Point Capital LP | $7.9M | 789,300 | 1.62% | 3q | HELD |
| Alberta Investment Management Corp | $7.5M | 750,000 | 0.04% | 2q | HELD |
| Radcliffe Capital Management, L.P. | $7.2M | 720,988 | 0.55% | 3q | HELD |
| D. E. Shaw & Co., Inc. | $7.2M | 719,997 | 0.00% | 3q | HELD |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $7.0M | 700,000 | 0.10% | 2q | HELD |
| Magnetar Financial LLC | $7.0M | 700,000 | 0.06% | 2q | HELD |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $7.0M | 700,000 | 0.01% | 2q | +75.0%+$3.0M |
| AQR Arbitrage LLC | $5.4M | 542,954 | 0.08% | 3q | +1.4%+$72.6K |
| ARISTEIA CAPITAL, L.L.C. | $5.2M | 520,800 | 0.07% | 3q | HELD |
| SONA ASSET MANAGEMENT (US) LLC | $5.0M | 501,622 | 0.11% | 2q | HELD |
| Polar Asset Management Partners Inc. | $4.5M | 450,000 | 0.07% | 3q | HELD |
| MIZUHO SECURITIES USA LLC | $4.4M | 440,604 | 0.04% | 3q | +159.4%+$2.7M |
| TWO SIGMA INVESTMENTS, LP | $3.8M | 380,625 | 0.00% | 3q | HELD |
| Periscope Capital Inc. | $3.8M | 375,000 | 0.33% | 3q | HELD |
| First Trust Capital Management L.P. | $3.5M | 351,468 | 0.21% | 3q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $3.4M | 341,162 | 0.00% | 3q | HELD |
| MILLENNIUM MANAGEMENT LLC | $3.4M | 336,000 | 0.00% | 3q | HELD |
| Fort Baker Capital Management LP | $3.3M | 333,223 | 0.24% | 3q | -23.1%-$1.0M |
| Shaolin Capital Management LLC | $3.2M | 319,907 | 0.15% | 3q | -1.6%-$51.0K |
| WHITEBOX ADVISORS LLC | $3.0M | 300,000 | 0.04% | 2q | HELD |
| Context Capital Management, LLC | $3.0M | 300,000 | 0.06% | 3q | HELD |
| Hudson Bay Capital Management LP | $3.0M | 300,000 | 0.01% | 3q | HELD |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | $3.0M | 296,200 | 0.01% | 3q | HELD |
| Schonfeld Strategic Advisors LLC | $2.8M | 283,765 | 0.01% | 2q | +51.6%+$968.4K |
| Wealthspring Capital LLC | $2.6M | 260,000 | 0.58% | 2q | HELD |
| PICTON MAHONEY ASSET MANAGEMENT | $2.5M | 250,000 | 0.02% | 3q | HELD |
| BlueCrest Capital Management Ltd | $2.5M | 250,000 | 0.08% | 2q | HELD |
| TIG Advisors, LLC | $2.2M | 223,738 | 0.10% | new | NEW |
| Meteora Capital, LLC | $2.0M | 201,804 | 0.17% | 3q | -37.9%-$1.2M |
| MMCAP International Inc. SPC | $2.0M | 200,000 | 0.17% | 2q | HELD |
| MOORE CAPITAL MANAGEMENT, LP | $2.0M | 200,000 | 0.03% | 3q | HELD |
| Mint Tower Capital Management B.V. | $2.0M | 200,000 | 0.23% | 3q | HELD |
| TORONTO DOMINION BANK | $1.9M | 193,600 | 0.00% | 3q | -15.2%-$347.0K |
| Clear Street Group Inc. | $1.7M | 174,219 | 0.00% | 3q | -12.2%-$242.5K |
| StoneX Group Inc. | $1.6M | 155,000 | 0.06% | 3q | +93.6%+$750.6K |
| Crossingbridge Advisors, LLC | $1.5M | 150,000 | 0.27% | 2q | HELD |
| BERKLEY W R CORP | $1.5M | 149,026 | 0.07% | 3q | HELD |
| Parallax Volatility Advisers, L.P. | $1.3M | 126,644 | 0.00% | 3q | -16.3%-$246.9K |
| Centiva Capital, LP | $1.2M | 117,678 | 0.01% | 3q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $1.0M | 102,503 | 0.01% | new | NEW |
| Bulldog Investors, LLP | $1.0M | 101,640 | 0.22% | 2q | -1.2%-$12.5K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.0M | 99,720 | 0.05% | 2q | HELD |
| DLD Asset Management, LP | $1.0M | 100,000 | 0.07% | 2q | HELD |
| HEIGHTS CAPITAL MANAGEMENT, INC | $828.2K | 82,652 | 0.19% | 2q | HELD |
| Kepos Capital LP | $752.0K | 75,000 | 1.02% | new | NEW |
| GRITSTONE ASSET MANAGEMENT LLC | $501.0K | 50,000 | 0.48% | 3q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $254.2K | 25,369 | 0.00% | 3q | HELD |
| Warberg Asset Management LLC | $250.5K | 25,000 | 0.05% | 3q | HELD |
| Virtu Financial LLC | $209.0K | 20,864 | 0.01% | 3q | -74.1%-$597.4K |
| ABC ARBITRAGE SA | $200.4K | 20,000 | 0.02% | 3q | HELD |
| FNY Investment Advisers, LLC | $10.0K | 1,000 | 0.00% | 2q | -97.4%-$381.1K |
| MORGAN STANLEY | $481 | 48 | 0.00% | 3q | -30.4% |