CAPITOL INVT CORP IV (CIC)
Institutional ownership reported to the SEC as of Q2 2019, across 3 quarters.
45
Reporting holders
$319.5M
Reported value
1.9%
Held as options
+16
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BROWN ADVISORY INC | $34.3M | 3,352,394 | 0.10% | new | NEW |
| GLAZER CAPITAL, LLC | $25.2M | 2,463,656 | 2.92% | 3q | +194.6%+$16.6M |
| Alyeska Investment Group, L.P. | $24.6M | 1,805,442 | 0.32% | 3q | HELD |
| ARROWGRASS CAPITAL PARTNERS (US) LP | $18.4M | 1,800,000 | 0.44% | 3q | HELD |
| FIR TREE CAPITAL MANAGEMENT LP | $16.1M | 1,569,372 | 1.61% | 3q | -12.8%-$2.4M |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $15.7M | 1,537,908 | 1.04% | 3q | HELD |
| PRINCIPAL FINANCIAL GROUP INC | $15.2M | 1,482,143 | 0.01% | new | NEW |
| Davidson Kempner Capital Management LP | $14.9M | 1,461,161 | 0.16% | new | NEW |
| Governors Lane LP | $12.8M | 1,253,135 | 1.01% | 3q | -16.5%-$2.5M |
| Kepos Capital LP | $12.6M | 1,228,961 | 1.28% | 3q | +5029.0%+$12.3M |
| BANK OF MONTREAL /CAN/ | $12.2M | 1,195,774 | 0.01% | 3q | HELD |
| ANGELO GORDON & CO., L.P. | $11.7M | 1,145,000 | 1.34% | 3q | -16.1%-$2.3M |
| Linden Advisors LP | $10.2M | 1,000,000 | 0.16% | new | NEW |
| MIZUHO SECURITIES USA LLC | $8.4M | 816,399 | 0.39% | new | NEW |
| DEUTSCHE BANK AG\ | $7.7M | 756,958 | 0.00% | 6q | -51.9%-$8.4M |
| HBK INVESTMENTS L P | $7.7M | 750,000 | 0.07% | 3q | HELD |
| Fort Baker Capital Management LP | $7.7M | 750,000 | 6.07% | new | NEW |
| BROOKFIELD ASSET MANAGEMENT INC. | $7.6M | 745,185 | 0.03% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $6.6M | 642,262 | 0.09% | 3q | +329.6%+$5.0M |
| K2 PRINCIPAL FUND, L.P. | $6.5M | 637,499 | 0.79% | 3q | +287.5%+$4.8M |
| Weiss Asset Management LP | $6.4M | 622,000 | 0.39% | 2q | +522.0%+$5.3M |
| Periscope Capital Inc. | $5.6M | 548,900 | 0.81% | 3q | -58.7%-$8.0M |
| MOORE CAPITAL MANAGEMENT, LP | $3.6M | 350,000 | 0.08% | 3q | HELD |
| BERKLEY W R CORP | $3.4M | 327,929 | 0.57% | 3q | -48.0%-$3.1M |
| COWEN INC. | $3.1M | 300,580 | 0.22% | 3q | -56.1%-$3.9M |
| Apollo Management Holdings, L.P. | $3.0M | 297,500 | 0.04% | 2q | -70.2%-$7.2M |
| BlueCrest Capital Management Ltd | $2.8M | 274,816 | 0.20% | 3q | -50.0%-$2.8M |
| Shaolin Capital Management LLC | $2.6M | 250,000 | 0.36% | new | NEW |
| PUTNAM INVESTMENTS LLC | $2.3M | 227,100 | 0.01% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $2.0M | 200,000 | 0.00% | new | NEW |
| VERTEX ONE ASSET MANAGEMENT INC. | $2.0M | 200,000 | 0.46% | new | NEW |
| WELLINGTON MANAGEMENT GROUP LLP | $1.7M | 169,730 | 0.00% | new | NEW |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $1.4M | 136,742 | 0.00% | new | NEW |
| BASSO CAPITAL MANAGEMENT, L.P. | $839.0K | 81,991 | 0.18% | 3q | -68.8%-$1.9M |
| FNY Investment Advisers, LLC | $562.0K | 55,026 | 0.17% | new | NEW |
| WELLS FARGO & COMPANY/MN | $513.0K | 50,123 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $512.0K | 50,000 | 0.00% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $445.0K | 43,533 | 0.00% | new | NEW |
| GRATIA CAPITAL, LLC | $387.0K | 37,757 | 0.75% | new | NEW |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $103.0K | 10,054 | 0.00% | new | NEW |
| MORGAN STANLEY | $44.0K | 4,314 | 0.00% | 7q | +74.5%+$18.8K |
| CAPTRUST FINANCIAL ADVISORS | $10.0K | 932 | 0.00% | new | NEW |
| Advisor Group, Inc. | $10.0K | 945 | 0.00% | new | NEW |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $8.0K | 832 | 0.00% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $4.0K | 393 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2019 | 45 | $319.5M | 30,634,446 | 23 | 6 | 10 | 1.9% |
| Q1 2019 | 29 | $238.7M | 22,852,628 | 4 | 9 | 4 | 2.6% |
| Q4 2018 | 26 | $212.2M | 20,629,354 | 4 | 0 | 0 | 2.8% |