CAPITOL INVT CORP IV (CIC)
Institutional ownership reported to the SEC as of Q2 2019, across 3 quarters.
45
Reporting holders
$319.5M
Reported value
1.9%
Calls
0.0%
Puts
+16
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BROWN ADVISORY INC | $34.3M | 3,352,394 | 0.10% | new | NEW |
| GLAZER CAPITAL, LLC | $25.2M | 2,463,656 | 2.92% | 3q | +194.6%+$16.6M |
| Alyeska Investment Group, L.P. | $24.6M | 1,805,442 | 0.32% | 3q | HELD |
| ARROWGRASS CAPITAL PARTNERS (US) LP | $18.4M | 1,800,000 | 0.44% | 3q | HELD |
| FIR TREE CAPITAL MANAGEMENT LP | $16.1M | 1,569,372 | 1.61% | 3q | -12.8%-$2.4M |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | $15.7M | 1,537,908 | 1.04% | 3q | HELD |
| PRINCIPAL FINANCIAL GROUP INC | $15.2M | 1,482,143 | 0.01% | new | NEW |
| Davidson Kempner Capital Management LP | $14.9M | 1,461,161 | 0.16% | new | NEW |
| Governors Lane LP | $12.8M | 1,253,135 | 1.01% | 3q | -16.5%-$2.5M |
| Kepos Capital LP | $12.6M | 1,228,961 | 1.28% | 3q | +5029.0%+$12.3M |
| BANK OF MONTREAL /CAN/ | $12.2M | 1,195,774 | 0.01% | 3q | HELD |
| ANGELO GORDON & CO., L.P. | $11.7M | 1,145,000 | 1.34% | 3q | -16.1%-$2.3M |
| Linden Advisors LP | $10.2M | 1,000,000 | 0.16% | new | NEW |
| MIZUHO SECURITIES USA LLC | $8.4M | 816,399 | 0.39% | new | NEW |
| DEUTSCHE BANK AG\ | $7.7M | 756,958 | 0.00% | 6q | -51.9%-$8.4M |
| HBK INVESTMENTS L P | $7.7M | 750,000 | 0.07% | 3q | HELD |
| Fort Baker Capital Management LP | $7.7M | 750,000 | 6.07% | new | NEW |
| BROOKFIELD ASSET MANAGEMENT INC. | $7.6M | 745,185 | 0.03% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $6.6M | 642,262 | 0.09% | 3q | +329.6%+$5.0M |
| K2 PRINCIPAL FUND, L.P. | $6.5M | 637,499 | 0.79% | 3q | +287.5%+$4.8M |
| Weiss Asset Management LP | $6.4M | 622,000 | 0.39% | 2q | +522.0%+$5.3M |
| Periscope Capital Inc. | $5.6M | 548,900 | 0.81% | 3q | -58.7%-$8.0M |
| MOORE CAPITAL MANAGEMENT, LP | $3.6M | 350,000 | 0.08% | 3q | HELD |
| BERKLEY W R CORP | $3.4M | 327,929 | 0.57% | 3q | -48.0%-$3.1M |
| COWEN INC. | $3.1M | 300,580 | 0.22% | 3q | -56.1%-$3.9M |
| Apollo Management Holdings, L.P. | $3.0M | 297,500 | 0.04% | 2q | -70.2%-$7.2M |
| BlueCrest Capital Management Ltd | $2.8M | 274,816 | 0.20% | 3q | -50.0%-$2.8M |
| Shaolin Capital Management LLC | $2.6M | 250,000 | 0.36% | new | NEW |
| PUTNAM INVESTMENTS LLC | $2.3M | 227,100 | 0.01% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $2.0M | 200,000 | 0.00% | new | NEW |
| VERTEX ONE ASSET MANAGEMENT INC. | $2.0M | 200,000 | 0.46% | new | NEW |
| WELLINGTON MANAGEMENT GROUP LLP | $1.7M | 169,730 | 0.00% | new | NEW |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $1.4M | 136,742 | 0.00% | new | NEW |
| BASSO CAPITAL MANAGEMENT, L.P. | $839.0K | 81,991 | 0.18% | 3q | -68.8%-$1.9M |
| FNY Investment Advisers, LLC | $562.0K | 55,026 | 0.17% | new | NEW |
| WELLS FARGO & COMPANY/MN | $513.0K | 50,123 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $512.0K | 50,000 | 0.00% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $445.0K | 43,533 | 0.00% | new | NEW |
| GRATIA CAPITAL, LLC | $387.0K | 37,757 | 0.75% | new | NEW |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $103.0K | 10,054 | 0.00% | new | NEW |
| MORGAN STANLEY | $44.0K | 4,314 | 0.00% | 7q | +74.5%+$18.8K |
| CAPTRUST FINANCIAL ADVISORS | $10.0K | 932 | 0.00% | new | NEW |
| Advisor Group, Inc. | $10.0K | 945 | 0.00% | new | NEW |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $8.0K | 832 | 0.00% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $4.0K | 393 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2019 | 45 | $319.5M | 30,634,446 | 23 | 6 | 10 | 1.9% |
| Q1 2019 | 29 | $238.7M | 22,852,628 | 4 | 9 | 4 | 2.6% |
| Q4 2018 | 26 | $212.2M | 20,629,354 | 4 | 0 | 0 | 2.8% |