SVF INVESTMENT CORP (SVFA)
Institutional ownership reported to the SEC as of Q4 2022, across 8 quarters.
96
Reporting holders
$489.2M
Reported value
0.2%
Calls
0.1%
Puts
-4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GLAZER CAPITAL, LLC | $60.0M | 5,929,990 | 1.55% | 7q | +54.4%+$21.1M |
| BANK OF MONTREAL /CAN/ | $33.2M | 3,281,733 | 0.01% | 5q | +178.7%+$21.3M |
| Weiss Asset Management LP | $25.7M | 2,539,076 | 0.15% | 7q | +4.1%+$1.0M |
| BERKLEY W R CORP | $24.2M | 2,394,440 | 1.31% | 8q | +76.8%+$10.5M |
| Saba Capital Management, L.P. | $24.0M | 2,378,267 | 0.33% | 8q | HELD |
| HSBC HOLDINGS PLC | $20.0M | 1,984,298 | 0.02% | 6q | HELD |
| Sculptor Capital LP | $20.0M | 1,977,782 | 0.35% | 7q | HELD |
| Westchester Capital Management, LLC | $18.9M | 1,872,637 | 0.52% | 5q | +90.2%+$9.0M |
| MILLENNIUM MANAGEMENT LLC | $17.2M | 1,705,804 | 0.01% | 8q | +1.1%+$190.3K |
| MIZUHO MARKETS AMERICAS LLC | $16.6M | 1,639,700 | 0.98% | 2q | HELD |
| First Trust Capital Management L.P. | $14.6M | 1,444,643 | 0.78% | 5q | +220.8%+$10.1M |
| JANE STREET GROUP, LLC | $14.6M | 1,444,512 | 0.01% | 8q | -1.0%-$149.5K |
| Radcliffe Capital Management, L.P. | $14.3M | 1,411,689 | 0.45% | 8q | HELD |
| MARSHALL WACE, LLP | $10.2M | 1,008,115 | 0.02% | 8q | -63.0%-$17.3M |
| HGC Investment Management Inc. | $9.4M | 926,634 | 0.96% | 4q | +85.3%+$4.3M |
| MOORE CAPITAL MANAGEMENT, LP | $9.1M | 900,000 | 0.22% | 8q | HELD |
| TD Asset Management Inc | $8.7M | 860,800 | 0.01% | 8q | HELD |
| D. E. Shaw & Co., Inc. | $8.0M | 794,122 | 0.01% | new | NEW |
| Polar Asset Management Partners Inc. | $7.9M | 785,481 | 0.10% | 3q | +90.5%+$3.8M |
| ARISTEIA CAPITAL LLC | $7.4M | 729,704 | 0.15% | 7q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $7.3M | 718,428 | 0.33% | 6q | +0.9%+$63.7K |
| BANK OF AMERICA CORP /DE/ | $5.2M | 515,000 | 0.00% | 7q | HELD |
| P SCHOENFELD ASSET MANAGEMENT LP | $5.1M | 507,207 | 0.46% | 7q | HELD |
| Cowen Investment Management LLC | $5.1M | 500,000 | 1.03% | 6q | HELD |
| Atlas Merchant Capital LLC | $5.1M | 500,000 | 0.81% | new | FIRST |
| Woodline Partners LP | $5.0M | 491,847 | 0.07% | 3q | HELD |
| NOMURA HOLDINGS INC | $4.9M | 483,357 | 0.02% | 4q | HELD |
| Taconic Capital Advisors LP | $4.7M | 460,905 | 0.13% | 8q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4.5M | 407,609 | 0.00% | 8q | +4.4%+$190.2K |
| FARALLON CAPITAL MANAGEMENT LLC | $4.3M | 425,000 | 0.03% | 8q | HELD |
| COWEN AND COMPANY, LLC | $3.8M | 379,824 | 0.40% | 5q | +750.1%+$3.4M |
| FIR TREE CAPITAL MANAGEMENT LP | $3.8M | 372,149 | 0.19% | 7q | -29.6%-$1.6M |
| PICTON MAHONEY ASSET MANAGEMENT | $3.7M | 362,000 | 0.17% | 7q | HELD |
| Maso Capital Partners Ltd | $3.6M | 360,317 | 1.32% | 4q | HELD |
| Periscope Capital Inc. | $3.4M | 335,100 | 0.15% | 6q | +59.3%+$1.3M |
| Schonfeld Strategic Advisors LLC | $3.2M | 316,654 | 0.03% | 8q | HELD |
| AQR Arbitrage LLC | $3.1M | 302,332 | 0.08% | 4q | HELD |
| Cubist Systematic Strategies, LLC | $2.8M | 279,663 | 0.02% | 3q | +141.3%+$1.7M |
| KIM, LLC | $2.5M | 250,000 | 0.14% | new | NEW |
| DEUTSCHE BANK AG\ | $2.3M | 227,857 | 0.00% | 8q | HELD |
| CSS LLC/IL | $2.2M | 218,163 | 0.12% | 2q | +153.3%+$1.3M |
| Mint Tower Capital Management B.V. | $2.2M | 216,000 | 0.19% | 5q | +43.7%+$664.3K |
| Royal Bank of Canada | $2.1M | 210,507 | 0.00% | 7q | -0.9%-$20.2K |
| Verition Fund Management LLC | $2.1M | 210,387 | 0.03% | 4q | -23.4%-$649.0K |
| Balyasny Asset Management LLC | $2.0M | 200,000 | 0.01% | 8q | HELD |
| BOOTHBAY FUND MANAGEMENT, LLC | $2.0M | 199,270 | 0.05% | 8q | +32.9%+$498.8K |
| Senator Investment Group LP | $1.6M | 160,000 | 0.15% | 8q | HELD |
| Kohlberg Kravis Roberts & Co. L.P. | $1.6M | 158,544 | 0.05% | 4q | HELD |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $1.5M | 150,000 | 0.04% | 8q | HELD |
| Schechter Investment Advisors, LLC | $1.4M | 138,742 | 0.13% | 5q | -2.8%-$40.0K |
| GRITSTONE ASSET MANAGEMENT LLC | $1.3M | 124,221 | 1.60% | new | FIRST |
| GEODE CAPITAL MANAGEMENT, LLC | $1.2M | 120,732 | 0.00% | 8q | +4.8%+$55.5K |
| Sea Otter Advisors LLC | $1.2M | 117,200 | 1.76% | new | NEW |
| Walleye Capital LLC | $1.1M | 113,187 | 0.02% | 6q | -8.3%-$103.1K |
| METEORA CAPITAL, LLC | $1.1M | 112,488 | 0.25% | 4q | -20.5%-$293.5K |
| BlueCrest Capital Management Ltd | $1.1M | 108,344 | 0.03% | 6q | HELD |
| Context Capital Management, LLC | $1.1M | 105,129 | 0.08% | 7q | HELD |
| PRELUDE CAPITAL MANAGEMENT, LLC | $1.0M | 102,500 | 0.05% | 5q | -14.8%-$180.5K |
| BROOKFIELD Corp /ON/ | $1.0M | 100,000 | 0.00% | 8q | HELD |
| WHITEBOX ADVISORS LLC | $1.0M | 100,000 | 0.03% | 7q | HELD |
| TFG Asset Management GP Ltd | $1.0M | 100,000 | 0.14% | 8q | HELD |
| TORONTO DOMINION BANK | $1.0M | 100,000 | 0.00% | 3q | HELD |
| ATW SPAC MANAGEMENT LLC | $875.5K | 86,600 | 0.20% | 7q | HELD |
| Linden Advisors LP | $767.9K | 75,955 | 0.01% | 8q | HELD |
| Magnetar Financial LLC | $680.0K | 67,270 | 0.01% | 7q | HELD |
| Centiva Capital, LP | $671.9K | 66,460 | 0.02% | 4q | HELD |
| Sandia Investment Management LP | $640.3K | 63,330 | 0.11% | 5q | HELD |
| Cohanzick Management, LLC | $597.2K | 59,072 | 0.17% | 4q | -8.7%-$56.8K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $594.9K | 58,841 | 0.09% | 2q | HELD |
| DUPONT CAPITAL MANAGEMENT CORP | $505.5K | 50,000 | 0.02% | 8q | HELD |
| Segantii Capital Management Ltd | $505.5K | 50,000 | 0.02% | 4q | HELD |
| Terrapin Asset Management, LLC | $483.6K | 47,837 | 0.50% | new | FIRST |
| BANK OF NOVA SCOTIA | $401.4K | 39,700 | 0.00% | 5q | HELD |
| Kepos Capital LP | $354.0K | 35,000 | 0.05% | new | NEW |
| JANUS HENDERSON GROUP PLC | $341.6K | 33,802 | 0.00% | 4q | -50.0%-$341.6K |
| MIZUHO SECURITIES USA LLC | $335.9K | 33,591 | 0.03% | 2q | -88.7%-$2.6M |
| SIMPLEX TRADING, LLC | $273.0K | options only | 0.00% | 7q | OPTIONS |
| CITADEL ADVISORS LLC | $257.8K | 602 | 0.00% | 8q | HELD |
| GROUP ONE TRADING, L.P. | $252.8K | options only | 0.00% | 5q | OPTIONS |
| Sagefield Capital LP | $252.8K | 25,000 | 0.06% | 5q | HELD |
| Virtu Financial LLC | $221.0K | 21,832 | 0.03% | new | NEW |
| DeepCurrents Investment Group LLC | $179.2K | 17,730 | 0.01% | 3q | HELD |
| Marathon Trading Investment Management LLC | $160.7K | 15,900 | 0.02% | 5q | HELD |
| XTX Topco Ltd | $134.9K | 13,343 | 0.03% | new | NEW |
| Tyrus Capital S.A.M. | $126.4K | 12,500 | 0.28% | new | NEW |
| Rockefeller Capital Management L.P. | $77.0K | 7,660 | 0.00% | 3q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $57.0K | 5,634 | 0.00% | 2q | -43.7%-$44.1K |
| MORGAN STANLEY | $55.9K | 5,532 | 0.00% | 8q | +56.7%+$20.2K |
| UBS Group AG | $51.1K | 5,051 | 0.00% | 8q | -76.4%-$165.4K |
| CLEAR STREET LLC | $29.0K | 2,836 | 0.00% | new | NEW |
| Elequin Securities, LLC | $7.1K | 700 | 0.00% | 2q | +75.0%+$3.0K |
| FIRST MANHATTAN CO | $5.1K | 500 | 0.00% | 7q | HELD |
| Beaird Harris Wealth Management, LLC | $4.1K | 410 | 0.00% | 5q | HELD |
| FNY Investment Advisers, LLC | $2.0K | 219 | 0.00% | 7q | -94.2%-$32.7K |
| Tower Research Capital LLC (TRC) | $1.0K | 112 | 0.00% | new | NEW |
| Investors Research Corp | $506 | 50 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2022 | 96 | $489.2M | 48,273,159 | 10 | 20 | 15 | 0.2% |
| Q3 2022 | 100 | $458.7M | 45,970,782 | 9 | 28 | 14 | 0.2% |
| Q2 2022 | 111 | $435.9M | 44,006,628 | 12 | 28 | 18 | 0.5% |
| Q1 2022 | 118 | $382.0M | 38,641,676 | 18 | 28 | 18 | 0.8% |
| Q4 2021 | 115 | $403.2M | 34,950,601 | 28 | 21 | 27 | 13.0% |
| Q3 2021 | 92 | $285.6M | 29,175,347 | 16 | 25 | 12 | 0.3% |
| Q2 2021 | 85 | $190.0M | 19,199,447 | 41 | 13 | 5 | 0.3% |
| Q1 2021 | 55 | $104.6M | 10,224,557 | 55 | 0 | 0 | 0.2% |