| GLAZER CAPITAL, LLC | $27.0M | 2,666,699 | 0.70% | 7q | +102.4%+$13.7M |
| ARISTEIA CAPITAL LLC | $21.8M | 2,155,246 | 0.44% | 4q | HELD |
| Empyrean Capital Partners, LP | $18.6M | 1,837,500 | 0.59% | 6q | HELD |
| Saba Capital Management, L.P. | $18.4M | 1,817,666 | 0.25% | 7q | HELD |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | $17.2M | 1,703,841 | 0.04% | 7q | HELD |
| MARSHALL WACE, LLP | $16.0M | 1,580,467 | 0.04% | 6q | HELD |
| Polar Asset Management Partners Inc. | $14.0M | 1,380,346 | 0.17% | 7q | HELD |
| HSBC HOLDINGS PLC | $13.8M | 1,363,248 | 0.02% | 5q | +5.7%+$747.2K |
| MILLENNIUM MANAGEMENT LLC | $13.7M | 1,355,014 | 0.01% | 7q | -1.0%-$132.5K |
| First Trust Capital Management L.P. | $11.3M | 1,116,193 | 0.61% | 3q | +536.1%+$9.5M |
| NOMURA HOLDINGS INC | $11.1M | 1,102,041 | 0.05% | 7q | HELD |
| Westchester Capital Management, LLC | $8.8M | 872,393 | 0.24% | 2q | +290.6%+$6.6M |
| Radcliffe Capital Management, L.P. | $8.3M | 818,909 | 0.26% | 7q | HELD |
| FIR TREE CAPITAL MANAGEMENT LP | $7.3M | 716,503 | 0.37% | 7q | -47.8%-$6.7M |
| D. E. Shaw & Co., Inc. | $5.3M | 525,000 | 0.01% | 7q | +425.0%+$4.3M |
| Oribel Capital Management, LP | $5.1M | 508,285 | 0.52% | 7q | +65.4%+$2.0M |
| MOORE CAPITAL MANAGEMENT, LP | $5.1M | 500,000 | 0.12% | 7q | HELD |
| AQR Arbitrage LLC | $4.7M | 468,500 | 0.12% | 3q | HELD |
| BERKLEY W R CORP | $4.6M | 458,781 | 0.25% | 7q | +84.2%+$2.1M |
| FARALLON CAPITAL MANAGEMENT LLC | $4.6M | 450,000 | 0.03% | 7q | HELD |
| Davidson Kempner Capital Management LP | $4.0M | 400,000 | 0.08% | 7q | HELD |
| Periscope Capital Inc. | $3.7M | 365,200 | 0.16% | 7q | HELD |
| Atlas Merchant Capital LLC | $3.5M | 350,000 | 0.57% | new | FIRST |
| Magnetar Financial LLC | $3.3M | 325,471 | 0.06% | 6q | HELD |
| Cowen Investment Management LLC | $3.2M | 316,932 | 0.65% | 2q | HELD |
| Sage Rock Capital Management LP | $3.2M | 312,882 | 0.99% | 4q | HELD |
| MIZUHO SECURITIES USA LLC | $3.0M | 300,000 | 0.28% | 2q | +499.7%+$2.5M |
| Hudson Bay Capital Management LP | $2.9M | 287,499 | 0.03% | 7q | HELD |
| Schonfeld Strategic Advisors LLC | $2.7M | 265,315 | 0.02% | 6q | -19.0%-$628.5K |
| JANUS HENDERSON GROUP PLC | $2.6M | 259,603 | 0.00% | 2q | -50.0%-$2.6M |
| Taconic Capital Advisors LP | $2.6M | 254,976 | 0.07% | 2q | HELD |
| Senator Investment Group LP | $2.2M | 216,666 | 0.20% | 7q | HELD |
| Balyasny Asset Management LLC | $2.0M | 200,000 | 0.01% | 7q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.7M | 166,554 | 0.08% | 7q | HELD |
| KIM, LLC | $1.5M | 150,210 | 0.08% | 3q | HELD |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $1.5M | 150,000 | 0.04% | 7q | HELD |
| LMR Partners LLP | $1.5M | 150,000 | 0.03% | 7q | HELD |
| CVI Holdings, LLC | $1.5M | 143,422 | 0.19% | 7q | -6.9%-$107.4K |
| WHITEBOX ADVISORS LLC | $1.2M | 115,000 | 0.03% | 7q | HELD |
| Segantii Capital Management Ltd | $1.0M | 100,000 | 0.04% | 7q | HELD |
| DUPONT CAPITAL MANAGEMENT CORP | $1.0M | 99,996 | 0.05% | 7q | HELD |
| Paloma Partners Management Co | $1.0M | 75,000 | 0.05% | 7q | HELD |
| BOOTHBAY FUND MANAGEMENT, LLC | $929.9K | 91,883 | 0.02% | 7q | HELD |
| GOLDMAN SACHS GROUP INC | $920.7K | 90,979 | 0.00% | 7q | HELD |
| Bulldog Investors, LLP | $884.5K | 87,404 | 0.27% | 5q | +46.2%+$279.5K |
| Neuberger Berman Group LLC | $848.2K | 83,811 | 0.00% | 6q | HELD |
| JANE STREET GROUP, LLC | $780.7K | 77,145 | 0.00% | 7q | HELD |
| SONA ASSET MANAGEMENT (US) LLC | $759.0K | 75,000 | 0.22% | 5q | HELD |
| MIZUHO MARKETS AMERICAS LLC | $673.7K | 66,574 | 0.04% | 2q | -94.0%-$10.5M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $655.1K | 64,738 | 0.00% | 2q | -2.0%-$13.5K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $522.6K | 51,636 | 0.11% | 7q | HELD |
| DARK FOREST CAPITAL MANAGEMENT LP | $520.8K | 51,466 | 0.13% | 6q | HELD |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | $506.0K | 50,000 | 0.00% | 7q | HELD |
| Weiss Asset Management LP | $506.0K | 50,000 | 0.00% | 2q | HELD |
| Legal & General Group Plc | $486.2K | 47,995 | 0.00% | new | NEW |
| Verition Fund Management LLC | $481.9K | 47,616 | 0.01% | 7q | -75.0%-$1.4M |
| GABELLI FUNDS LLC | $401.8K | 39,700 | 0.00% | 7q | -17.9%-$87.7K |
| Tuttle Capital Management, LLC | $286.3K | 28,316 | 1.13% | 7q | -42.1%-$208.1K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $273.1K | 26,988 | 0.04% | 7q | HELD |
| METEORA CAPITAL, LLC | $246.4K | 24,345 | 0.05% | 4q | +11.9%+$26.2K |
| GEODE CAPITAL MANAGEMENT, LLC | $208.0K | 20,634 | 0.00% | 4q | HELD |
| Terrapin Asset Management, LLC | $198.3K | 19,598 | 0.20% | new | FIRST |
| Weiss Multi-Strategy Advisers LLC | $190.0K | 18,767 | 0.01% | new | NEW |
| DeepCurrents Investment Group LLC | $179.4K | 17,730 | 0.01% | 4q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $172.0K | 17,000 | 0.00% | new | NEW |
| Context Capital Management, LLC | $142.0K | 13,997 | 0.01% | 4q | HELD |
| Centiva Capital, LP | $115.5K | 11,409 | 0.00% | 3q | HELD |
| Virtu Financial LLC | $102.0K | 10,116 | 0.01% | new | NEW |
| Tyrus Capital S.A.M. | $101.2K | 10,000 | 0.22% | new | NEW |
| CLEAR STREET LLC | $17.0K | 1,690 | 0.00% | new | NEW |
| Elequin Securities, LLC | $4.7K | 466 | 0.00% | 2q | -6.8% |
| Altshuler Shaham Ltd | $1.2K | 326,780? | 0.00% | new | |
| MORGAN STANLEY | $10 | 1 | 0.00% | new | NEW |