ROTH CH ACQUISITION III CO (ROCRW)
Institutional ownership reported to the SEC as of Q4 2021, across 4 quarters.
25
Reporting holders
$2.2M
Reported value
2.7%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AQR Arbitrage LLC | $293.0K | 29,498 | 0.01% | 3q | HELD |
| Knott David M Jr | $288.0K | 25,000 | 0.10% | new | FIRST |
| SANDERS MORRIS HARRIS LLC | $239.0K | 212,400 | 0.04% | 3q | -3.3%-$8.3K |
| Kepos Capital LP | $225.0K | 200,000 | 0.02% | 3q | HELD |
| Radcliffe Capital Management, L.P. | $197.0K | 19,887 | 0.01% | 4q | -4.4%-$9.0K |
| Shannon River Fund Management LLC | $186.0K | 37,500 | 0.02% | 3q | HELD |
| Balyasny Asset Management LLC | $166.0K | 150,000 | 0.00% | 2q | +51.5%+$56.5K |
| Nantahala Capital Management, LLC | $109.0K | 99,749 | 0.00% | 2q | HELD |
| Magnetar Financial LLC | $96.0K | 87,741 | 0.00% | 2q | HELD |
| 1492 Capital Management LLC | $88.0K | 79,339 | 0.04% | 4q | HELD |
| Shaolin Capital Management LLC | $70.0K | 62,514 | 0.00% | 2q | -0.6% |
| Nokomis Capital, L.L.C. | $58.0K | 51,271 | 0.02% | 3q | HELD |
| AWM Investment Company, Inc. | $56.0K | 50,000 | 0.01% | 4q | HELD |
| CVI Holdings, LLC | $55.0K | 50,000 | 0.00% | 4q | HELD |
| Empery Asset Management, LP | $47.0K | 43,750 | 0.10% | new | FIRST |
| 683 Capital Management, LLC | $42.0K | 37,500 | 0.00% | 3q | HELD |
| FIFTH LANE CAPITAL, LP | $39.0K | 35,017 | 0.02% | new | FIRST |
| Arena Capital Advisors, LLC- CA | $38.0K | 33,712 | 0.00% | 3q | HELD |
| Lombard Odier Asset Management (USA) Corp | $34.0K | options only | 0.00% | 2q | OPTIONS |
| PEAK6 Investments LLC | $34.0K | 30,000 | 0.00% | 3q | -18.4%-$7.7K |
| Cruiser Capital Advisors, LLC | $28.0K | 24,999 | 0.02% | 2q | HELD |
| MILLENNIUM MANAGEMENT LLC | $25.0K | options only | 0.00% | 3q | OPTIONS |
| Fortress Investment Group LLC | $21.0K | 18,749 | 0.00% | 3q | HELD |
| CSS LLC/IL | $13.0K | 11,546 | 0.00% | 2q | -26.6%-$4.7K |
| WHITEBOX ADVISORS LLC | $13.0K | 11,500 | 0.00% | 4q | HELD |
| UBS Group AG | $4.0K | 3,287 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2021 | 25 | $2.2M | 1,379,959 | 1 | 1 | 5 | 2.7% |
| Q3 2021 | 25 | $2.3M | 1,290,087 | 8 | 2 | 2 | 3.6% |
| Q2 2021 | 22 | $2.3M | 994,245 | 16 | 0 | 3 | 3.4% |
| Q1 2021 | 6 | $201.0K | 242,081 | 6 | 0 | 0 | 0.0% |