ROTH CH ACQUISITION III CO (ROCRW)
Institutional ownership reported to the SEC as of Q4 2021, across 4 quarters.
25
Reporting holders
$2.2M
Reported value
2.7%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AQR Arbitrage LLC | $293.0K | 29,498? | 0.01% | 3q | |
| Knott David M Jr | $288.0K | 25,000? | 0.10% | new | |
| SANDERS MORRIS HARRIS LLC | $239.0K | 212,400 | 0.04% | 3q | -3.3%-$8.3K |
| Kepos Capital LP | $225.0K | 200,000 | 0.02% | 3q | HELD |
| Radcliffe Capital Management, L.P. | $197.0K | 19,887? | 0.01% | 4q | |
| Shannon River Fund Management LLC | $186.0K | 37,500 | 0.02% | 3q | HELD |
| Balyasny Asset Management LLC | $166.0K | 150,000 | 0.00% | 2q | +51.5%+$56.5K |
| Nantahala Capital Management, LLC | $109.0K | 99,749 | 0.00% | 2q | HELD |
| Magnetar Financial LLC | $96.0K | 87,741 | 0.00% | 2q | HELD |
| 1492 Capital Management LLC | $88.0K | 79,339 | 0.04% | 4q | HELD |
| Shaolin Capital Management LLC | $70.0K | 62,514 | 0.00% | 2q | -0.6% |
| Nokomis Capital, L.L.C. | $58.0K | 51,271 | 0.02% | 3q | HELD |
| AWM Investment Company, Inc. | $56.0K | 50,000 | 0.01% | 4q | HELD |
| CVI Holdings, LLC | $55.0K | 50,000 | 0.00% | 4q | HELD |
| Empery Asset Management, LP | $47.0K | 43,750 | 0.10% | new | FIRST |
| 683 Capital Management, LLC | $42.0K | 37,500 | 0.00% | 3q | HELD |
| FIFTH LANE CAPITAL, LP | $39.0K | 35,017 | 0.02% | new | FIRST |
| Arena Capital Advisors, LLC- CA | $38.0K | 33,712 | 0.00% | 3q | HELD |
| Lombard Odier Asset Management (USA) Corp | $34.0K | options only | 0.00% | 2q | OPTIONS |
| PEAK6 Investments LLC | $34.0K | 30,000 | 0.00% | 3q | -18.4%-$7.7K |
| Cruiser Capital Advisors, LLC | $28.0K | 24,999 | 0.02% | 2q | HELD |
| MILLENNIUM MANAGEMENT LLC | $25.0K | options only | 0.00% | 3q | OPTIONS |
| Fortress Investment Group LLC | $21.0K | 18,749 | 0.00% | 3q | HELD |
| CSS LLC/IL | $13.0K | 11,546 | 0.00% | 2q | -26.6%-$4.7K |
| WHITEBOX ADVISORS LLC | $13.0K | 11,500 | 0.00% | 4q | HELD |
| UBS Group AG | $4.0K | 3,287 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2021 | 25 | $2.2M | 1,379,959 | 1 | 1 | 5 | 2.7% |
| Q3 2021 | 25 | $2.3M | 1,290,087 | 8 | 2 | 2 | 3.6% |
| Q2 2021 | 22 | $2.3M | 994,245 | 16 | 0 | 3 | 3.4% |
| Q1 2021 | 6 | $201.0K | 242,081 | 6 | 0 | 0 | 0.0% |