CC NEUBERGER PRIN HLDGS II (PRPBWS)
Institutional ownership reported to the SEC as of Q2 2022, across 8 quarters.
47
Reporting holders
$10.3M
Reported value
69.3%
Held as options
-8
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LMR Partners LLP | $7.2M | 723,020 | 0.12% | 8q | HELD |
| MARSHALL WACE, LLP | $3.9M | options only | 0.01% | 7q | OPTIONS |
| GROUP ONE TRADING, L.P. | $3.3M | options only | 0.01% | 6q | OPTIONS |
| Radcliffe Capital Management, L.P. | $1.5M | 150,000 | 0.03% | 8q | HELD |
| Sculptor Capital LP | $325.0K | 745,928 | 0.00% | 8q | +20.1%+$54.4K |
| Davidson Kempner Capital Management LP | $250.0K | 543,750 | 0.00% | 8q | HELD |
| K2 PRINCIPAL FUND, L.P. | $247.0K | 536,632 | 0.03% | 5q | -17.6%-$52.7K |
| Castle Creek Arbitrage, LLC | $187.0K | 430,734 | 0.01% | 7q | HELD |
| Ionic Capital Management LLC | $163.0K | 354,173 | 0.02% | 6q | HELD |
| Meteora Capital, LLC | $156.0K | 340,088 | 0.03% | 2q | +19.3%+$25.2K |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $147.0K | 320,100 | 0.00% | 7q | HELD |
| Alpine Global Management, LLC | $119.0K | 258,500 | 0.03% | 5q | -50.0%-$119.0K |
| MOORE CAPITAL MANAGEMENT, LP | $115.0K | 250,000 | 0.00% | 8q | HELD |
| UBS OCONNOR LLC | $112.0K | 257,513 | 0.00% | new | NEW |
| P SCHOENFELD ASSET MANAGEMENT LP | $108.0K | 234,182 | 0.01% | 8q | -37.1%-$63.6K |
| D. E. Shaw & Co., Inc. | $98.0K | 212,500 | 0.00% | 7q | HELD |
| TD ASSET MANAGEMENT INC | $98.0K | 212,500 | 0.00% | 7q | HELD |
| Taconic Capital Advisors LP | $98.0K | 212,500 | 0.00% | new | NEW |
| Balyasny Asset Management LLC | $92.0K | 200,000 | 0.00% | 3q | HELD |
| Fortress Investment Group LLC | $83.0K | 179,987 | 0.01% | 7q | HELD |
| Kepos Capital LP | $81.0K | 175,000 | 0.01% | 3q | -30.0%-$34.7K |
| Walleye Capital LLC | $81.0K | 175,000 | 0.00% | 3q | HELD |
| Owl Creek Asset Management, L.P. | $79.0K | 171,273 | 0.00% | 8q | HELD |
| AQR Arbitrage LLC | $77.0K | 167,800 | 0.00% | 7q | HELD |
| Boussard & Gavaudan Investment Management LLP | $58.0K | 125,000 | 0.01% | 7q | HELD |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $47.0K | 101,250 | 0.00% | 8q | HELD |
| Sage Rock Capital Management LP | $38.0K | 82,500 | 0.01% | 6q | -84.2%-$203.1K |
| ADVISORY RESEARCH INC | $30.0K | 65,500 | 0.00% | 3q | HELD |
| Vestcor Inc | $28.0K | 60,800 | 0.00% | 7q | HELD |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $26.0K | 55,771 | 0.00% | 8q | HELD |
| TIG Advisors, LLC | $26.0K | 56,375 | 0.00% | 8q | -84.9%-$145.8K |
| SIMPLEX TRADING, LLC | $26.0K | options only | 0.00% | 6q | OPTIONS |
| JANE STREET GROUP, LLC | $24.0K | 51,517 | 0.00% | 6q | -3.0% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $23.0K | 50,207 | 0.00% | 7q | HELD |
| GABELLI FUNDS LLC | $22.0K | 48,298 | 0.00% | 8q | -6.3%-$1.5K |
| Exos Asset Management LLC | $20.0K | 44,306 | 0.01% | new | NEW |
| DUPONT CAPITAL MANAGEMENT CORP | $17.0K | 37,499 | 0.00% | 8q | HELD |
| OMERS ADMINISTRATION Corp | $15.0K | 32,299 | 0.00% | 4q | HELD |
| MORGAN STANLEY | $14.0K | 30,000 | 0.00% | 4q | HELD |
| Bulldog Investors, LLP | $12.0K | 26,175 | 0.00% | 3q | HELD |
| Magnetar Financial LLC | $11.0K | 23,879 | 0.00% | 3q | -87.6%-$77.7K |
| STIFEL FINANCIAL CORP | $9.0K | 20,000 | 0.00% | 6q | HELD |
| LEVIN CAPITAL STRATEGIES, L.P. | $8.0K | 17,500 | 0.00% | 7q | HELD |
| TWO SIGMA SECURITIES, LLC | $8.0K | 16,458 | 0.00% | new | NEW |
| Sage Mountain Advisors LLC | $8.0K | 17,945 | 0.00% | 3q | HELD |
| Virtu Financial LLC | $6.0K | 12,126 | 0.00% | new | NEW |
| Wealthspring Capital LLC | $6.0K | 12,829 | 0.00% | 3q | HELD |
| AlphaMark Advisors, LLC | $2.0K | 3,500 | 0.00% | 6q | HELD |
| CONDOR CAPITAL MANAGEMENT | $1.0K | 2,114 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2022 | 47 | $10.3M | 6,972,008 | 5 | 2 | 9 | 69.3% |
| Q1 2022 | 55 | $23.2M | 9,332,622 | 3 | 9 | 10 | 26.1% |
| Q4 2021 | 66 | $48.1M | 12,113,675 | 15 | 10 | 5 | 53.4% |
| Q3 2021 | 58 | $22.3M | 11,147,817 | 6 | 4 | 5 | 39.4% |
| Q2 2021 | 57 | $27.2M | 9,863,158 | 4 | 3 | 2 | 44.8% |
| Q1 2021 | 54 | $35.6M | 9,896,004 | 18 | 0 | 8 | 64.4% |
| Q4 2020 | 47 | $22.2M | 10,645,504 | 24 | 3 | 3 | 17.8% |
| Q3 2020 | 27 | $19.9M | 5,337,229 | 27 | 0 | 0 | 56.0% |