| ARISTEIA CAPITAL LLC | $24.3M | 2,377,563 | 0.57% | 3q | +15.3%+$3.2M |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | $18.4M | 1,800,000 | 0.04% | 7q | HELD |
| First Trust Capital Management L.P. | $17.0M | 1,658,529 | 0.73% | 4q | +81.0%+$7.6M |
| Westchester Capital Management, LLC | $10.0M | 981,382 | 0.30% | 6q | +177.6%+$6.4M |
| BERKLEY W R CORP | $9.0M | 884,056 | 0.57% | 7q | +1687.6%+$8.5M |
| D. E. Shaw & Co., Inc. | $8.9M | 871,154 | 0.01% | 7q | +19.5%+$1.5M |
| DEUTSCHE BANK AG\ | $8.9M | 866,245 | 0.00% | new | NEW |
| CANTOR FITZGERALD, L. P. | $8.5M | 834,418 | 0.18% | 5q | HELD |
| Owl Creek Asset Management, L.P. | $7.8M | 766,700 | 0.40% | 7q | HELD |
| Centiva Capital, LP | $7.7M | 755,819 | 0.19% | 7q | HELD |
| METEORA CAPITAL, LLC | $7.3M | 716,398 | 0.87% | new | NEW |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $7.2M | 700,000 | 0.04% | 5q | HELD |
| MMCAP International Inc. SPC | $7.2M | 700,000 | 1.41% | 7q | HELD |
| HSBC HOLDINGS PLC | $6.4M | 629,544 | 0.01% | 2q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $6.3M | 619,077 | 0.07% | 3q | -4.5%-$301.8K |
| PRELUDE CAPITAL MANAGEMENT, LLC | $5.8M | 565,030 | 0.35% | 7q | HELD |
| UBS OCONNOR LLC | $5.6M | 545,913 | 0.13% | new | NEW |
| Magnetar Financial LLC | $4.8M | 471,195 | 0.09% | 7q | -6.7%-$345.5K |
| Sculptor Capital LP | $4.5M | 443,993 | 0.10% | 7q | -44.1%-$3.6M |
| Sage Rock Capital Management LP | $4.5M | 438,396 | 2.32% | 4q | HELD |
| Atlas Merchant Capital LLC | $4.5M | 436,425 | 0.67% | 2q | HELD |
| Weiss Asset Management LP | $4.3M | 420,000 | 0.27% | 7q | -61.2%-$6.8M |
| BOOTHBAY FUND MANAGEMENT, LLC | $3.9M | 384,426 | 0.08% | new | NEW |
| FIR TREE CAPITAL MANAGEMENT LP | $3.9M | 383,634 | 0.31% | 7q | -34.6%-$2.1M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $3.4M | 328,601 | 0.16% | 6q | HELD |
| AQR Arbitrage LLC | $3.1M | 304,467 | 0.10% | 7q | +1.2%+$35.5K |
| Balyasny Asset Management L.P. | $3.1M | 300,000 | 0.01% | 7q | HELD |
| Periscope Capital Inc. | $2.8M | 270,562 | 0.13% | 6q | +80.2%+$1.2M |
| P SCHOENFELD ASSET MANAGEMENT LP | $2.7M | 264,224 | 0.24% | 6q | HELD |
| Castle Creek Arbitrage, LLC | $2.6M | 250,569 | 0.28% | 2q | +150.6%+$1.5M |
| Polar Asset Management Partners Inc. | $2.6M | 250,000 | 0.04% | 7q | HELD |
| BANK OF AMERICA CORP /DE/ | $2.4M | 230,603 | 0.00% | 7q | HELD |
| Radcliffe Capital Management, L.P. | $2.2M | 213,238 | 0.14% | 7q | HELD |
| TD Asset Management Inc | $2.0M | 200,000 | 0.00% | 7q | HELD |
| Spartan Fund Management Inc. | $2.0M | 197,322 | 0.94% | new | NEW |
| DUPONT CAPITAL MANAGEMENT CORP | $1.5M | 150,000 | 0.07% | 7q | HELD |
| Royal Bank of Canada | $1.5M | 147,755 | 0.00% | 5q | -8.1%-$134.0K |
| Saba Capital Management, L.P. | $1.1M | 104,886 | 0.02% | 7q | HELD |
| Calamos Advisors LLC | $1.0M | 100,000 | 0.00% | 3q | HELD |
| MOORE CAPITAL MANAGEMENT, LP | $1.0M | 100,000 | 0.02% | 6q | HELD |
| WHITEBOX ADVISORS LLC | $1.0M | 100,000 | 0.04% | 7q | HELD |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $1.0M | 100,000 | 0.02% | 7q | HELD |
| Cowen Investment Management LLC | $1.0M | 100,000 | 0.27% | 2q | HELD |
| Segantii Capital Management Ltd | $1.0M | 100,000 | 0.04% | 7q | +100.0%+$511.5K |
| Schechter Investment Advisors, LLC | $934.0K | 91,300 | 0.09% | 2q | +121.1%+$511.5K |
| Arena Capital Advisors, LLC- CA | $899.9K | 87,971 | 1.25% | 7q | HELD |
| Exos TFP Holdings LLC | $767.2K | 75,000 | 0.19% | 3q | -3.8%-$30.5K |
| GABELLI FUNDS LLC | $552.4K | 54,000 | 0.00% | 7q | HELD |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | $511.5K | 50,000 | 0.00% | 4q | HELD |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $470.6K | 46,000 | 0.09% | 7q | HELD |
| CAPSTONE INVESTMENT ADVISORS, LLC | $255.8K | 25,000 | 0.00% | 5q | HELD |
| OMERS ADMINISTRATION Corp | $102.3K | 10,000 | 0.00% | 6q | HELD |
| Wealthspring Capital LLC | $102.3K | 10,000 | 0.17% | 2q | HELD |
| MILLENNIUM MANAGEMENT LLC | $8.6K | 841,000 | 0.00% | 6q | -29.8%-$3.7K |
| PICTON MAHONEY ASSET MANAGEMENT | $2.6K | 250,000 | 0.11% | 6q | +150.0%+$1.5K |
| Shaolin Capital Management LLC | $2.4K | 237,321 | 0.07% | 2q | HELD |
| RP Investment Advisors LP | $2.0K | 198,908 | 13.34% | 5q | -60.1%-$3.1K |
| HGC Investment Management Inc. | $1.6K | 151,760 | 0.16% | 2q | +100.0% |
| Vestcor Inc | $1.5K | 150,000 | 0.06% | 7q | HELD |
| Tudor Investment Corp Et Al | $1.0K | 100,000 | 0.02% | 7q | HELD |
| Mint Tower Capital Management B.V. | $767 | 75,000 | 0.08% | 2q | HELD |
| GLAZER CAPITAL, LLC | $684 | 66,821 | 0.04% | 6q | +47.2% |
| Athos Capital Ltd | $512 | 50,000 | 0.35% | 4q | HELD |
| Virtu Financial LLC | $344 | 33,637 | 0.04% | new | NEW |