ELECTRO SCIENTIFIC INDS (ESIO)
Institutional ownership reported to the SEC as of Q4 2018, across 1 quarters.
178
Reporting holders
$933.3M
Reported value
2.5%
Calls
0.3%
Puts
+170
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $146.6M | 4,893,858 | 0.01% | new | FIRST |
| DIMENSIONAL FUND ADVISORS LP | $69.7M | 2,325,340 | 0.03% | new | FIRST |
| Magnetar Financial LLC | $66.5M | 2,219,044 | 1.63% | new | NEW |
| Vanguard Group Inc | $63.0M | 2,101,430 | 0.00% | new | FIRST |
| RENAISSANCE TECHNOLOGIES LLC | $47.7M | 1,591,620 | 0.05% | new | FIRST |
| CNH PARTNERS LLC | $44.6M | 1,487,372 | 0.61% | new | FIRST |
| CITIGROUP INC | $28.6M | 943,474 | 0.03% | new | FIRST |
| GOLDMAN SACHS GROUP INC | $28.3M | 945,885 | 0.01% | new | FIRST |
| STATE STREET CORP | $28.2M | 939,627 | 0.00% | new | FIRST |
| GEODE CAPITAL MANAGEMENT, LLC | $22.3M | 745,200 | 0.00% | new | FIRST |
| JPMORGAN CHASE & CO | $19.6M | 654,040 | 0.00% | new | FIRST |
| ROYCE & ASSOCIATES LP | $18.5M | 617,020 | 0.17% | new | FIRST |
| Divisar Capital Management LLC | $17.1M | 571,820 | 5.65% | new | FIRST |
| MORGAN STANLEY | $13.7M | 455,632 | 0.00% | 5q | +133.0%+$7.8M |
| Bank of New York Mellon Corp | $13.2M | 439,397 | 0.00% | new | FIRST |
| DEUTSCHE BANK AG\ | $12.2M | 407,146 | 0.01% | 4q | -21.5%-$3.3M |
| NORTHERN TRUST CORP | $12.0M | 400,902 | 0.00% | new | FIRST |
| Tudor Investment Corp Et Al | $10.5M | options only | 0.21% | new | OPTIONS |
| PRINCIPAL FINANCIAL GROUP INC | $8.4M | 280,443 | 0.01% | new | FIRST |
| UBS Group AG | $7.7M | 256,584 | 0.00% | new | FIRST |
| Beryl Capital Management LLC | $7.6M | 252,415 | 1.24% | new | FIRST |
| STEVENS CAPITAL MANAGEMENT LP | $7.2M | 241,634 | 0.37% | new | FIRST |
| Elo Mutual Pension Insurance Co | $6.6M | 219,780 | 0.30% | new | FIRST |
| IndexIQ Advisors LLC | $6.3M | 209,455 | 0.18% | new | FIRST |
| SIMPLEX TRADING, LLC | $6.2M | options only | 0.02% | new | OPTIONS |
| LSV ASSET MANAGEMENT | $6.2M | 205,274 | 0.01% | new | FIRST |
| First Washington CORP | $6.1M | 203,430 | 3.33% | new | FIRST |
| Invesco Ltd. | $6.1M | 202,691 | 0.00% | new | FIRST |
| Man Group plc | $6.0M | 201,054 | 0.03% | new | FIRST |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.0M | 109,908 | 0.00% | new | FIRST |
| MILLENNIUM MANAGEMENT LLC | $5.8M | 193,721 | 0.01% | new | FIRST |
| AMERIPRISE FINANCIAL INC | $5.8M | 193,410 | 0.00% | new | FIRST |
| Voya Investment Management LLC | $5.7M | 191,164 | 0.01% | new | FIRST |
| Fort Baker Capital Management LP | $5.5M | options only | 2.95% | new | OPTIONS |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $5.5M | 182,663 | 0.00% | new | FIRST |
| Russell Investments Group, Ltd. | $5.5M | 182,565 | 0.01% | new | FIRST |
| WATER ISLAND CAPITAL LLC | $5.5M | 182,086 | 0.41% | new | FIRST |
| Allianz Asset Management GmbH | $5.0M | 167,233 | 0.01% | 5q | -47.5%-$4.5M |
| HSBC HOLDINGS PLC | $4.8M | 159,831 | 0.01% | new | FIRST |
| WELLINGTON MANAGEMENT GROUP LLP | $4.7M | 155,341 | 0.00% | new | FIRST |
| ARP AMERICAS LP | $4.5M | 151,181 | 1.04% | new | FIRST |
| Squarepoint Ops LLC | $4.3M | 145,053 | 0.05% | new | FIRST |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $4.3M | 142,706 | 0.60% | new | FIRST |
| Penbrook Management LLC | $4.0M | 131,920 | 4.51% | new | FIRST |
| Pentwater Capital Management LP | $3.8M | 125,265 | 0.03% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $3.7M | 122,199 | 0.00% | new | FIRST |
| ALLIANCEBERNSTEIN L.P. | $3.5M | 116,145 | 0.00% | new | FIRST |
| TEACHERS ADVISORS, LLC | $3.3M | 109,358 | 0.00% | new | FIRST |
| OppenheimerFunds, Inc. | $3.2M | 106,075 | 0.00% | new | FIRST |
| GABELLI FUNDS LLC | $3.1M | 103,547 | 0.02% | new | FIRST |
| BANK OF MONTREAL /CAN/ | $3.0M | 98,756 | 0.00% | new | FIRST |
| RHUMBLINE ADVISERS | $3.0M | 98,542 | 0.01% | new | FIRST |
| Parametric Portfolio Associates LLC | $2.9M | 96,826 | 0.00% | new | FIRST |
| Swiss National Bank | $2.7M | 91,500 | 0.00% | new | FIRST |
| Gotham Asset Management, LLC | $2.7M | 89,875 | 0.04% | new | FIRST |
| ACK Asset Management LLC | $2.6M | 160,000 | 0.90% | new | FIRST |
| Teton Advisors, Inc. | $2.4M | 80,389 | 0.26% | new | FIRST |
| BARCLAYS PLC | $2.4M | 78,920 | 0.00% | new | FIRST |
| PARADIGM CAPITAL MANAGEMENT INC/NY | $2.2M | 75,000 | 0.22% | new | FIRST |
| Legal & General Group Plc | $2.2M | 72,972 | 0.00% | new | FIRST |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | $2.1M | 71,631 | 0.01% | new | FIRST |
| RAYMOND JAMES & ASSOCIATES | $2.1M | 71,065 | 0.00% | new | FIRST |
| S. MUOIO & CO. LLC | $2.1M | 70,000 | 1.85% | new | FIRST |
| Bridge City Capital, LLC | $2.1M | 69,893 | 1.36% | new | FIRST |
| CANADA PENSION PLAN INVESTMENT BOARD | $2.0M | 68,000 | 0.00% | new | FIRST |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $2.0M | 67,886 | 0.00% | new | FIRST |
| Tieton Capital Management, LLC | $2.0M | 67,240 | 2.26% | new | FIRST |
| K2 PRINCIPAL FUND, L.P. | $2.0M | 65,736 | 0.30% | new | FIRST |
| Public Sector Pension Investment Board | $1.9M | 63,278 | 0.02% | new | FIRST |
| TIAA CREF INVESTMENT MANAGEMENT LLC | $1.9M | 62,810 | 0.00% | new | FIRST |
| WELLS FARGO & COMPANY/MN | $1.8M | 59,875 | 0.00% | new | FIRST |
| HAVENS ADVISORS LLC | $1.6M | 55,000 | 1.53% | new | FIRST |
| PRUDENTIAL FINANCIAL INC | $1.6M | 54,862 | 0.00% | new | NEW |
| Arizona State Retirement System | $1.6M | 52,845 | 0.02% | new | FIRST |
| Candriam Luxembourg S.C.A. | $1.5M | 51,378 | 0.02% | new | FIRST |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.5M | 50,610 | 0.00% | new | FIRST |
| Stone Ridge Asset Management LLC | $1.5M | 50,594 | 0.09% | new | FIRST |
| CREDIT SUISSE AG/ | $1.5M | 50,594 | 0.00% | new | FIRST |
| ONTARIO TEACHERS PENSION PLAN BOARD | $1.5M | 50,000 | 0.04% | new | FIRST |
| QS Investors, LLC | $1.4M | 46,485 | 0.02% | new | FIRST |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | $1.3M | 46,273 | 0.00% | new | FIRST |
| FNY Investment Advisers, LLC | $1.2M | 40,118 | 0.42% | new | FIRST |
| Bayesian Capital Management, LP | $1.2M | 39,795 | 0.24% | new | FIRST |
| PANAGORA ASSET MANAGEMENT INC | $1.1M | 37,796 | 0.01% | new | FIRST |
| Paloma Partners Management Co | $1.1M | 37,811 | 0.03% | new | FIRST |
| PRICE T ROWE ASSOCIATES INC /MD/ | $1.1M | 37,436 | 0.00% | new | FIRST |
| JAMES INVESTMENT RESEARCH INC | $1.1M | 35,700 | 0.07% | new | FIRST |
| BANK OF AMERICA CORP /DE/ | $1.0M | 34,892 | 0.00% | new | FIRST |
| COMERICA BANK | $995.0K | 33,169 | 0.01% | new | FIRST |
| U S GLOBAL INVESTORS INC | $994.0K | 33,187 | 0.57% | new | FIRST |
| NEW YORK STATE COMMON RETIREMENT FUND | $980.0K | 32,700 | 0.00% | new | FIRST |
| Virtu Financial LLC | $954.0K | 31,814 | 0.05% | new | FIRST |
| HANCOCK WHITNEY CORP | $953.0K | 31,818 | 0.03% | new | FIRST |
| Apis Capital Advisors, LLC | $899.0K | 30,000 | 1.21% | new | FIRST |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | $855.0K | 28,524 | 0.01% | new | FIRST |
| State of Tennessee, Treasury Department | $788.0K | 26,282 | 0.00% | new | FIRST |
| ALPS ADVISORS INC | $767.0K | 25,606 | 0.01% | new | FIRST |
| AMERICAN INTERNATIONAL GROUP INC | $758.0K | 25,313 | 0.00% | new | FIRST |
| Assenagon Asset Management S.A. | $748.0K | 24,953 | 0.01% | new | FIRST |
| Thrivent Financial for Lutherans | $738.0K | 24,647 | 0.00% | new | FIRST |
Showing the largest 100 of 178 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2018 | 178 | $933.3M | 30,346,982 | 9 | 2 | 3 | 2.8% |