| Meteora Capital, LLC | $18.7M | 1,869,036 | 1.55% | 3q | HELD |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | $15.7M | 1,575,000 | 0.02% | 3q | HELD |
| GLAZER CAPITAL, LLC | $11.7M | 1,175,126 | 0.29% | 3q | +19.3%+$1.9M |
| Verition Fund Management LLC | $10.1M | 1,014,844 | 0.03% | 3q | +129.4%+$5.7M |
| D. E. Shaw & Co., Inc. | $6.0M | 603,703 | 0.00% | 3q | HELD |
| Magnetar Financial LLC | $6.0M | 600,000 | 0.05% | 3q | HELD |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $6.0M | 600,000 | 0.01% | 2q | HELD |
| Linden Advisors LP | $5.8M | 581,521 | 0.03% | 3q | HELD |
| AQR Arbitrage LLC | $5.6M | 563,941 | 0.08% | 2q | +1.1%+$61.5K |
| Karpus Management, Inc. | $5.0M | 498,200 | 0.14% | 2q | -0.7%-$33.5K |
| Radcliffe Capital Management, L.P. | $4.5M | 450,776 | 0.34% | 3q | +5.9%+$250.4K |
| Periscope Capital Inc. | $4.2M | 425,000 | 0.37% | 3q | HELD |
| SONA ASSET MANAGEMENT (US) LLC | $3.9M | 392,034 | 0.08% | 2q | HELD |
| Lineage Point Capital LP | $3.9M | 390,000 | 0.80% | 3q | HELD |
| Parallax Volatility Advisers, L.P. | $3.8M | 379,577 | 0.01% | 3q | -33.0%-$1.9M |
| First Trust Capital Management L.P. | $3.5M | 352,912 | 0.21% | 3q | HELD |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $3.5M | 350,000 | 0.05% | 3q | HELD |
| Hudson Bay Capital Management LP | $3.5M | 350,000 | 0.01% | 3q | HELD |
| Alberta Investment Management Corp | $3.5M | 350,000 | 0.02% | new | NEW |
| Centiva Capital, LP | $3.5M | 350,000 | 0.03% | 3q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $3.4M | 344,634 | 0.00% | 2q | HELD |
| Shaolin Capital Management LLC | $3.3M | 334,227 | 0.16% | 3q | +2.8%+$92.2K |
| Logan Stone Capital, LLC | $3.2M | 317,620 | 0.67% | 2q | +2681.7%+$3.1M |
| TWO SIGMA INVESTMENTS, LP | $3.2M | 317,187 | 0.00% | 3q | HELD |
| PICTON MAHONEY ASSET MANAGEMENT | $3.0M | 300,000 | 0.02% | 3q | HELD |
| ARISTEIA CAPITAL, L.L.C. | $3.0M | 300,000 | 0.04% | 3q | HELD |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | $3.0M | 300,000 | 0.01% | 3q | HELD |
| Context Capital Management, LLC | $3.0M | 300,000 | 0.06% | 3q | HELD |
| Polar Asset Management Partners Inc. | $3.0M | 300,000 | 0.05% | 3q | HELD |
| Wealthspring Capital LLC | $2.9M | 294,300 | 0.66% | 2q | HELD |
| HEIGHTS CAPITAL MANAGEMENT, INC | $2.0M | 200,000 | 0.46% | 2q | HELD |
| WHITEBOX ADVISORS LLC | $2.0M | 200,000 | 0.03% | 3q | HELD |
| MILLENNIUM MANAGEMENT LLC | $2.0M | 200,000 | 0.00% | 2q | HELD |
| Schonfeld Strategic Advisors LLC | $1.6M | 165,000 | 0.01% | 2q | +3.1%+$50.0K |
| Governors Lane LP | $1.5M | 150,000 | 0.13% | 3q | HELD |
| BERKLEY W R CORP | $1.5M | 148,786 | 0.07% | 3q | HELD |
| Clear Street Group Inc. | $1.1M | 112,822 | 0.00% | 3q | -52.8%-$1.3M |
| DLD Asset Management, LP | $1.1M | 105,235 | 0.07% | 3q | HELD |
| MOORE CAPITAL MANAGEMENT, LP | $999.0K | 100,000 | 0.01% | 3q | HELD |
| BlueCrest Capital Management Ltd | $999.0K | 100,000 | 0.03% | 2q | HELD |
| Mint Tower Capital Management B.V. | $999.0K | 100,000 | 0.11% | 3q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $753.0K | 75,000 | 0.04% | 2q | HELD |
| TORONTO DOMINION BANK | $499.5K | 50,000 | 0.00% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $499.5K | 50,000 | 0.00% | 3q | HELD |
| Bulldog Investors, LLP | $499.5K | 50,000 | 0.11% | 3q | HELD |
| BOOTHBAY FUND MANAGEMENT, LLC | $499.5K | 50,000 | 0.01% | 3q | HELD |
| GRITSTONE ASSET MANAGEMENT LLC | $499.5K | 50,000 | 0.48% | 2q | HELD |
| Kepos Capital LP | $489.0K | 48,900 | 0.67% | 2q | HELD |
| Virtu Financial LLC | $434.0K | 43,466 | 0.01% | 3q | -66.7%-$869.2K |
| MIZUHO SECURITIES USA LLC | $199.8K | 20,000 | 0.00% | new | NEW |
| ABC ARBITRAGE SA | $199.8K | 20,000 | 0.02% | 2q | HELD |
| Arax Advisory Partners | $40.0K | 4,000 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $23.6K | 2,364 | 0.00% | new | NEW |
| MORGAN STANLEY | $549 | 55 | 0.00% | 3q | -25.7% |