DFB HEALTHCARE ACQUISTION CO (DFBH)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
36
Reporting holders
$193.9M
Reported value
1.3%
Held as options
+7
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GLAZER CAPITAL, LLC | $22.4M | 2,200,018 | 2.75% | 4q | +11501.0%+$22.2M |
| DEUTSCHE BANK AG\ | $15.8M | 1,550,000 | 0.01% | 3q | +210.0%+$10.7M |
| ARISTEIA CAPITAL LLC | $13.4M | 1,319,551 | 0.78% | new | NEW |
| Linden Advisors LP | $10.3M | 1,005,792 | 0.14% | 4q | -18.3%-$2.3M |
| Alyeska Investment Group, L.P. | $10.2M | 752,270 | 0.15% | 4q | HELD |
| MOORE CAPITAL MANAGEMENT, LP | $10.2M | 1,000,000 | 0.41% | 4q | HELD |
| Periscope Capital Inc. | $8.0M | 787,800 | 1.04% | 4q | +19.6%+$1.3M |
| TD ASSET MANAGEMENT INC | $7.7M | 750,000 | 0.01% | 4q | HELD |
| Alberta Investment Management Corp | $7.7M | 750,000 | 0.07% | 4q | HELD |
| LMR Partners LLP | $7.7M | 750,000 | 0.38% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $7.2M | 711,953 | 0.78% | 4q | +1934.2%+$6.9M |
| UBS OCONNOR LLC | $7.2M | 707,425 | 0.20% | new | NEW |
| BERKLEY W R CORP | $6.9M | 678,357 | 1.15% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $6.5M | 636,848 | 0.08% | 2q | +536.8%+$5.5M |
| Shaolin Capital Management LLC | $6.4M | 625,000 | 0.98% | 3q | +525.0%+$5.3M |
| VERTEX ONE ASSET MANAGEMENT INC. | $5.8M | 570,000 | 1.51% | new | NEW |
| FIR TREE CAPITAL MANAGEMENT LP | $5.1M | 499,500 | 0.50% | 4q | HELD |
| CIBC WORLD MARKETS CORP | $4.8M | 475,200 | 0.05% | 2q | HELD |
| ANGELO GORDON & CO., L.P. | $4.1M | 400,000 | 0.52% | 4q | -33.3%-$2.0M |
| GOLDMAN SACHS GROUP INC | $4.1M | 400,000 | 0.00% | new | NEW |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $4.1M | 400,000 | 0.25% | 3q | HELD |
| FMR LLC | $4.0M | 393,000 | 0.00% | new | NEW |
| BlueCrest Capital Management Ltd | $3.5M | 344,899 | 0.24% | new | NEW |
| DELTEC ASSET MANAGEMENT LLC | $2.0M | 200,002 | 0.51% | 4q | +100.0%+$1.0M |
| Myriad Asset Management Ltd. | $1.5M | 150,000 | 0.16% | new | NEW |
| Owl Creek Asset Management, L.P. | $1.5M | 150,000 | 0.08% | new | NEW |
| Bluefin Trading, LLC | $1.3M | 127,500 | 0.19% | new | NEW |
| Verition Fund Management LLC | $1.2M | 117,800 | 0.03% | new | NEW |
| Kepos Capital LP | $1.1M | 110,000 | 0.11% | new | NEW |
| MIZUHO SECURITIES USA LLC | $662.0K | 65,000 | 0.04% | new | NEW |
| Polar Asset Management Partners Inc. | $596.0K | 58,592 | 0.01% | 2q | -95.1%-$11.6M |
| BASSO CAPITAL MANAGEMENT, L.P. | $460.0K | 45,181 | 0.09% | 2q | -88.8%-$3.6M |
| Karpus Management, Inc. | $297.0K | 29,200 | 0.01% | 3q | HELD |
| RMB Capital Management, LLC | $254.0K | 25,000 | 0.01% | new | NEW |
| UBS Group AG | $6.0K | 550 | 0.00% | 4q | +10.0% |
| MORGAN STANLEY | $1.0K | 100 | 0.00% | 5q | -50.0%-$1.0K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 36 | $193.9M | 18,786,538 | 15 | 8 | 5 | 1.3% |
| Q2 2019 | 29 | $150.0M | 14,787,978 | 5 | 3 | 4 | 0.2% |
| Q1 2019 | 25 | $124.3M | 12,192,923 | 3 | 4 | 4 | 2.0% |
| Q4 2018 | 23 | $111.9M | 11,398,489 | 1 | 0 | 1 | 2.2% |