DFB HEALTHCARE ACQUISTION CO (DFBH)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
36
Reporting holders
$193.9M
Reported value
1.3%
Calls
0.0%
Puts
+7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GLAZER CAPITAL, LLC | $22.4M | 2,200,018 | 2.75% | 4q | +11501.0%+$22.2M |
| DEUTSCHE BANK AG\ | $15.8M | 1,550,000 | 0.01% | 3q | +210.0%+$10.7M |
| ARISTEIA CAPITAL LLC | $13.4M | 1,319,551 | 0.78% | new | NEW |
| Linden Advisors LP | $10.3M | 1,005,792 | 0.14% | 4q | -18.3%-$2.3M |
| Alyeska Investment Group, L.P. | $10.2M | 752,270 | 0.15% | 4q | HELD |
| MOORE CAPITAL MANAGEMENT, LP | $10.2M | 1,000,000 | 0.41% | 4q | HELD |
| Periscope Capital Inc. | $8.0M | 787,800 | 1.04% | 4q | +19.6%+$1.3M |
| TD ASSET MANAGEMENT INC | $7.7M | 750,000 | 0.01% | 4q | HELD |
| Alberta Investment Management Corp | $7.7M | 750,000 | 0.07% | 4q | HELD |
| LMR Partners LLP | $7.7M | 750,000 | 0.38% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $7.2M | 711,953 | 0.78% | 4q | +1934.2%+$6.9M |
| UBS OCONNOR LLC | $7.2M | 707,425 | 0.20% | new | NEW |
| BERKLEY W R CORP | $6.9M | 678,357 | 1.15% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $6.5M | 636,848 | 0.08% | 2q | +536.8%+$5.5M |
| Shaolin Capital Management LLC | $6.4M | 625,000 | 0.98% | 3q | +525.0%+$5.3M |
| VERTEX ONE ASSET MANAGEMENT INC. | $5.8M | 570,000 | 1.51% | new | NEW |
| FIR TREE CAPITAL MANAGEMENT LP | $5.1M | 499,500 | 0.50% | 4q | HELD |
| CIBC WORLD MARKETS CORP | $4.8M | 475,200 | 0.05% | 2q | HELD |
| ANGELO GORDON & CO., L.P. | $4.1M | 400,000 | 0.52% | 4q | -33.3%-$2.0M |
| GOLDMAN SACHS GROUP INC | $4.1M | 400,000 | 0.00% | new | NEW |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $4.1M | 400,000 | 0.25% | 3q | HELD |
| FMR LLC | $4.0M | 393,000 | 0.00% | new | NEW |
| BlueCrest Capital Management Ltd | $3.5M | 344,899 | 0.24% | new | NEW |
| DELTEC ASSET MANAGEMENT LLC | $2.0M | 200,002 | 0.51% | 4q | +100.0%+$1.0M |
| Myriad Asset Management Ltd. | $1.5M | 150,000 | 0.16% | new | NEW |
| Owl Creek Asset Management, L.P. | $1.5M | 150,000 | 0.08% | new | NEW |
| Bluefin Trading, LLC | $1.3M | 127,500 | 0.19% | new | NEW |
| Verition Fund Management LLC | $1.2M | 117,800 | 0.03% | new | NEW |
| Kepos Capital LP | $1.1M | 110,000 | 0.11% | new | NEW |
| MIZUHO SECURITIES USA LLC | $662.0K | 65,000 | 0.04% | new | NEW |
| Polar Asset Management Partners Inc. | $596.0K | 58,592 | 0.01% | 2q | -95.1%-$11.6M |
| BASSO CAPITAL MANAGEMENT, L.P. | $460.0K | 45,181 | 0.09% | 2q | -88.8%-$3.6M |
| Karpus Management, Inc. | $297.0K | 29,200 | 0.01% | 3q | HELD |
| RMB Capital Management, LLC | $254.0K | 25,000 | 0.01% | new | NEW |
| UBS Group AG | $6.0K | 550 | 0.00% | 4q | +10.0% |
| MORGAN STANLEY | $1.0K | 100 | 0.00% | 5q | -50.0%-$1.0K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 36 | $193.9M | 18,786,538 | 15 | 8 | 5 | 1.3% |
| Q2 2019 | 29 | $150.0M | 14,787,978 | 5 | 3 | 4 | 0.2% |
| Q1 2019 | 25 | $124.3M | 12,192,923 | 3 | 4 | 4 | 2.0% |
| Q4 2018 | 23 | $111.9M | 11,398,489 | 1 | 0 | 1 | 2.2% |