AXOVANT GENE THERAPIES LTD (AXGT)
Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.
42
Reporting holders
$55.6M
Reported value
2.2%
Calls
3.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Consonance Capital Management LP | $15.0M | 3,236,335 | 1.82% | 3q | -11.4%-$1.9M |
| Opaleye Management Inc. | $9.4M | 2,039,100 | 1.84% | new | NEW |
| Hudson Bay Capital Management LP | $6.1M | 1,325,000 | 0.09% | 6q | -20.9%-$1.6M |
| SPHERA FUNDS MANAGEMENT LTD. | $5.3M | 1,152,998 | 0.52% | 6q | -59.7%-$7.9M |
| Corriente Advisors, LLC | $4.0M | 875,000 | 2.05% | new | NEW |
| Rubric Capital Management LP | $2.1M | 460,200 | 0.20% | 3q | HELD |
| RENAISSANCE TECHNOLOGIES LLC | $2.0M | 440,923 | 0.00% | 6q | -35.7%-$1.1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.6M | 185,755 | 0.00% | 6q | +832.4%+$1.4M |
| TWO SIGMA INVESTMENTS, LP | $1.4M | 308,318 | 0.01% | 3q | +495.0%+$1.2M |
| CITADEL ADVISORS LLC | $1.0M | 62,432 | 0.00% | 6q | -91.9%-$11.5M |
| GOLDMAN SACHS GROUP INC | $886.0K | 91,731 | 0.00% | new | NEW |
| Ikarian Capital, LLC | $820.0K | 177,684 | 0.06% | 4q | -5.9%-$51.7K |
| BANK OF AMERICA CORP /DE/ | $809.0K | 175,156 | 0.00% | new | NEW |
| DAFNA Capital Management LLC | $790.0K | 171,083 | 0.26% | 3q | -83.0%-$3.9M |
| SIMPLEX TRADING, LLC | $584.0K | 48,244 | 0.00% | 5q | +535.9%+$492.2K |
| GSA CAPITAL PARTNERS LLP | $559.0K | 120,925 | 0.09% | 6q | +126.5%+$312.2K |
| MILLENNIUM MANAGEMENT LLC | $447.0K | 96,724 | 0.00% | new | NEW |
| TWO SIGMA ADVISERS, LP | $399.0K | 86,377 | 0.00% | new | NEW |
| Blue Rock Advisors, LLC | $373.0K | 80,732 | 0.32% | new | NEW |
| CSS LLC/IL | $317.0K | 2,162 | 0.01% | 3q | -93.2%-$4.3M |
| PRIMECAP MANAGEMENT CO/CA/ | $246.0K | 53,225 | 0.00% | 6q | -3.4%-$8.8K |
| GROUP ONE TRADING, L.P. | $212.0K | 8,035 | 0.00% | 6q | -21.8%-$59.2K |
| BOOTHBAY FUND MANAGEMENT, LLC | $176.0K | 38,028 | 0.01% | 6q | -2.0%-$3.6K |
| WOLVERINE TRADING, LLC | $168.0K | 12,491 | 0.00% | 5q | HELD |
| PRELUDE CAPITAL MANAGEMENT, LLC | $157.0K | 34,000 | 0.01% | 2q | +89.9%+$74.3K |
| GEODE CAPITAL MANAGEMENT, LLC | $106.0K | 23,058 | 0.00% | 6q | -60.5%-$162.1K |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | $86.0K | 18,600 | 0.00% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $83.0K | 18,000 | 0.00% | new | NEW |
| Parallax Volatility Advisers, L.P. | $77.0K | 6,818 | 0.00% | new | NEW |
| WOODSTOCK CORP | $75.0K | 16,215 | 0.01% | 4q | HELD |
| ROYAL BANK OF CANADA | $68.0K | 14,732 | 0.00% | 6q | +5.2%+$3.4K |
| Lindbrook Capital, LLC | $60.0K | 13,000 | 0.02% | new | NEW |
| Verition Fund Management LLC | $46.0K | 10,000 | 0.00% | new | NEW |
| MORGAN STANLEY | $20.0K | 4,330 | 0.00% | 6q | +44.3%+$6.1K |
| UBS Group AG | $19.0K | 4,156 | 0.00% | 2q | +211.5%+$12.9K |
| Federation des caisses Desjardins du Quebec | $10.6K | 2,300 | 0.00% | new | NEW |
| CREDIT AGRICOLE S A | $2.0K | 375 | 0.00% | 6q | HELD |
| FIFTH THIRD BANCORP | $1.0K | 125 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $1.0K | 125 | 0.00% | new | NEW |
| The PNC Financial Services Group, Inc. | $1.0K | 125 | 0.00% | new | NEW |
| Edge Wealth Management LLC | $1.0K | 320 | 0.00% | 3q | HELD |
| BNP PARIBAS ARBITRAGE, SA | $5 | 1 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 42 | $55.6M | 11,414,938 | 16 | 8 | 12 | 5.2% |
| Q2 2020 | 34 | $34.3M | 11,936,862 | 4 | 12 | 8 | 2.0% |
| Q1 2020 | 36 | $29.0M | 11,627,913 | 8 | 9 | 10 | 2.1% |
| Q4 2019 | 44 | $19.6M | 2,699,651 | 6 | 9 | 17 | 29.3% |
| Q3 2019 | 43 | $27.8M | 3,424,586 | 14 | 7 | 9 | 20.4% |
| Q2 2019 | 37 | $26.2M | 3,070,340 | 38 | 0 | 0 | 27.1% |
| Q1 2019 | 4 | $892.0K | 433,192 | 2 | 0 | 0 | 35.4% |
| Q4 2018 | 2 | $100.0K | 0 | 0 | 0 | 0 | 100.0% |