AXOVANT GENE THERAPIES LTD (AXGT)
Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.
42
Reporting holders
$55.6M
Reported value
5.2%
Held as options
+8
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Consonance Capital Management LP | $15.0M | 3,236,335 | 1.82% | 3q | -11.4%-$1.9M |
| Opaleye Management Inc. | $9.4M | 2,039,100 | 1.84% | new | NEW |
| Hudson Bay Capital Management LP | $6.1M | 1,325,000 | 0.09% | 6q | -20.9%-$1.6M |
| SPHERA FUNDS MANAGEMENT LTD. | $5.3M | 1,152,998 | 0.52% | 6q | -59.7%-$7.9M |
| Corriente Advisors, LLC | $4.0M | 875,000 | 2.05% | new | NEW |
| Rubric Capital Management LP | $2.1M | 460,200 | 0.20% | 3q | HELD |
| RENAISSANCE TECHNOLOGIES LLC | $2.0M | 440,923 | 0.00% | 6q | -35.7%-$1.1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.6M | 185,755 | 0.00% | 6q | +832.4%+$1.4M |
| TWO SIGMA INVESTMENTS, LP | $1.4M | 308,318 | 0.01% | 3q | +495.0%+$1.2M |
| CITADEL ADVISORS LLC | $1.0M | 62,432 | 0.00% | 6q | -91.9%-$11.5M |
| GOLDMAN SACHS GROUP INC | $886.0K | 91,731 | 0.00% | new | NEW |
| Ikarian Capital, LLC | $820.0K | 177,684 | 0.06% | 4q | -5.9%-$51.7K |
| BANK OF AMERICA CORP /DE/ | $809.0K | 175,156 | 0.00% | new | NEW |
| DAFNA Capital Management LLC | $790.0K | 171,083 | 0.26% | 3q | -83.0%-$3.9M |
| SIMPLEX TRADING, LLC | $584.0K | 48,244 | 0.00% | 5q | +535.9%+$492.2K |
| GSA CAPITAL PARTNERS LLP | $559.0K | 120,925 | 0.09% | 6q | +126.5%+$312.2K |
| MILLENNIUM MANAGEMENT LLC | $447.0K | 96,724 | 0.00% | new | NEW |
| TWO SIGMA ADVISERS, LP | $399.0K | 86,377 | 0.00% | new | NEW |
| Blue Rock Advisors, LLC | $373.0K | 80,732 | 0.32% | new | NEW |
| CSS LLC/IL | $317.0K | 2,162 | 0.01% | 3q | -93.2%-$4.3M |
| PRIMECAP MANAGEMENT CO/CA/ | $246.0K | 53,225 | 0.00% | 6q | -3.4%-$8.8K |
| GROUP ONE TRADING, L.P. | $212.0K | 8,035 | 0.00% | 6q | -21.8%-$59.2K |
| BOOTHBAY FUND MANAGEMENT, LLC | $176.0K | 38,028 | 0.01% | 6q | -2.0%-$3.6K |
| WOLVERINE TRADING, LLC | $168.0K | 12,491 | 0.00% | 5q | HELD |
| PRELUDE CAPITAL MANAGEMENT, LLC | $157.0K | 34,000 | 0.01% | 2q | +89.9%+$74.3K |
| GEODE CAPITAL MANAGEMENT, LLC | $106.0K | 23,058 | 0.00% | 6q | -60.5%-$162.1K |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | $86.0K | 18,600 | 0.00% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $83.0K | 18,000 | 0.00% | new | NEW |
| Parallax Volatility Advisers, L.P. | $77.0K | 6,818 | 0.00% | new | NEW |
| WOODSTOCK CORP | $75.0K | 16,215 | 0.01% | 4q | HELD |
| ROYAL BANK OF CANADA | $68.0K | 14,732 | 0.00% | 6q | +5.2%+$3.4K |
| Lindbrook Capital, LLC | $60.0K | 13,000 | 0.02% | new | NEW |
| Verition Fund Management LLC | $46.0K | 10,000 | 0.00% | new | NEW |
| MORGAN STANLEY | $20.0K | 4,330 | 0.00% | 6q | +44.3%+$6.1K |
| UBS Group AG | $19.0K | 4,156 | 0.00% | 2q | +211.5%+$12.9K |
| Federation des caisses Desjardins du Quebec | $10.6K | 2,300 | 0.00% | new | NEW |
| CREDIT AGRICOLE S A | $2.0K | 375 | 0.00% | 6q | HELD |
| FIFTH THIRD BANCORP | $1.0K | 125 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $1.0K | 125 | 0.00% | new | NEW |
| The PNC Financial Services Group, Inc. | $1.0K | 125 | 0.00% | new | NEW |
| Edge Wealth Management LLC | $1.0K | 320 | 0.00% | 3q | HELD |
| BNP PARIBAS ARBITRAGE, SA | $5 | 1 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 42 | $55.6M | 11,414,938 | 16 | 8 | 12 | 5.2% |
| Q2 2020 | 34 | $34.3M | 11,936,862 | 4 | 12 | 8 | 2.0% |
| Q1 2020 | 36 | $29.0M | 11,627,913 | 8 | 9 | 10 | 2.1% |
| Q4 2019 | 44 | $19.6M | 2,699,651 | 6 | 9 | 17 | 29.3% |
| Q3 2019 | 43 | $27.8M | 3,424,586 | 14 | 7 | 9 | 20.4% |
| Q2 2019 | 37 | $26.2M | 3,070,340 | 38 | 0 | 0 | 27.1% |
| Q1 2019 | 4 | $892.0K | 433,192 | 2 | 0 | 0 | 35.4% |
| Q4 2018 | 2 | $100.0K | 0 | 0 | 0 | 0 | 100.0% |