ALDER BIOPHARMACEUTICALS INC (ALDR)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
149
Reporting holders
$1.9B
Reported value
0.3%
Calls
6.1%
Puts
+23
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Redmile Group, LLC | $155.5M | 8,244,896 | 5.20% | 5q | HELD |
| VANGUARD GROUP INC | $123.3M | 6,537,011 | 0.00% | 4q | -1.9%-$2.3M |
| BlackRock Inc. | $120.2M | 6,373,511 | 0.01% | 4q | -8.2%-$10.8M |
| Bellevue Group AG | $84.7M | 4,492,466 | 1.58% | 4q | +9.1%+$7.0M |
| FARALLON CAPITAL MANAGEMENT LLC | $78.6M | 4,165,000 | 0.59% | new | NEW |
| Pentwater Capital Management LP | $68.5M | 3,082,920 | 1.07% | new | NEW |
| CARLSON CAPITAL L P | $67.0M | 3,550,500 | 1.21% | new | NEW |
| Davidson Kempner Capital Management LP | $62.5M | 3,312,203 | 1.23% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $58.7M | 2,654,751 | 0.09% | 4q | +650.0%+$50.9M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $58.2M | 3,086,227 | 1.91% | new | NEW |
| STATE STREET CORP | $54.4M | 2,886,854 | 0.00% | 4q | -11.8%-$7.3M |
| Melqart Asset Management (UK) Ltd | $50.5M | 2,680,000 | 4.59% | new | NEW |
| Tudor Investment Corp Et Al | $49.4M | 1,115,371 | 1.69% | 2q | +4136.0%+$48.2M |
| TPG Group Holdings (SBS) Advisors, Inc. | $46.7M | 2,477,066 | 0.35% | 4q | +100.0%+$23.4M |
| Foresite Capital Management III, LLC | $45.1M | 2,393,612 | 17.24% | 4q | -18.6%-$10.3M |
| P SCHOENFELD ASSET MANAGEMENT LP | $44.7M | 2,372,000 | 3.60% | new | NEW |
| Palo Alto Investors LP | $35.1M | 1,861,630 | 2.34% | 4q | HELD |
| GOLDMAN SACHS GROUP INC | $35.1M | 1,859,760 | 0.01% | 4q | -51.7%-$37.5M |
| NORGES BANK | $28.3M | 1,500,476 | 0.01% | 7q | +9.0%+$2.3M |
| Westchester Capital Management, LLC | $27.7M | 733,600 | 1.08% | new | NEW |
| Man Group plc | $25.4M | 1,344,632 | 0.09% | new | NEW |
| TIG Advisors, LLC | $24.9M | 1,319,643 | 1.14% | new | NEW |
| Rock Springs Capital Management LP | $24.5M | 1,300,000 | 0.98% | 4q | -16.8%-$4.9M |
| UBS OCONNOR LLC | $23.5M | 1,248,003 | 0.65% | new | NEW |
| Lion Point Capital, LP | $22.7M | 1,204,600 | 2.53% | 4q | HELD |
| JPMORGAN CHASE & CO | $21.0M | 535,498 | 0.00% | new | NEW |
| AMERIPRISE FINANCIAL INC | $18.7M | 992,594 | 0.01% | 4q | -29.5%-$7.8M |
| CITIGROUP INC | $18.4M | 973,604 | 0.01% | 4q | +313.0%+$13.9M |
| GEODE CAPITAL MANAGEMENT, LLC | $18.3M | 969,950 | 0.00% | 4q | +2.7%+$482.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $18.1M | 215,124 | 0.01% | 4q | +4.3%+$745.0K |
| NORTHERN TRUST CORP | $17.4M | 923,875 | 0.00% | 4q | +18.2%+$2.7M |
| PINNACLE ASSOCIATES LTD | $17.0M | 902,921 | 0.40% | 4q | +6.1%+$983.0K |
| Alyeska Investment Group, L.P. | $16.6M | 880,173 | 0.24% | new | NEW |
| Voya Investment Management LLC | $15.3M | 812,247 | 0.03% | 4q | +6.0%+$873.8K |
| SAMLYN CAPITAL, LLC | $15.1M | 798,873 | 0.37% | 4q | -77.3%-$51.3M |
| Manikay Partners, LLC | $14.6M | 775,000 | 1.52% | new | NEW |
| FRANKLIN RESOURCES INC | $13.7M | 725,000 | 0.01% | 3q | HELD |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $13.3M | 703,703 | 1.49% | new | NEW |
| CITADEL ADVISORS LLC | $13.2M | 633,162 | 0.01% | 4q | -79.4%-$51.1M |
| GABELLI FUNDS LLC | $12.5M | 663,555 | 0.08% | new | NEW |
| DAFNA Capital Management LLC | $12.0M | 636,013 | 4.51% | 4q | HELD |
| PRICE T ROWE ASSOCIATES INC /MD/ | $11.9M | 633,121 | 0.00% | 4q | -91.8%-$133.2M |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $11.5M | 611,039 | 0.00% | 4q | -34.6%-$6.1M |
| Weiss Asset Management LP | $10.9M | 577,247 | 0.87% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $10.0M | 531,873 | 0.00% | 4q | +2.5%+$248.9K |
| WATER ISLAND CAPITAL LLC | $9.5M | 505,250 | 0.59% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $8.0M | 426,698 | 0.00% | 4q | HELD |
| CNH PARTNERS LLC | $8.0M | 422,832 | 0.12% | new | NEW |
| Balyasny Asset Management LLC | $7.2M | 383,948 | 0.05% | new | NEW |
| ORBIMED ADVISORS LLC | $6.6M | options only | 0.13% | new | OPTIONS |
| BARDIN HILL MANAGEMENT PARTNERS LP | $6.3M | 334,479 | 1.09% | new | NEW |
| Caption Management, LLC | $6.0M | options only | 0.31% | new | OPTIONS |
| CSS LLC/IL | $5.9M | 10,000 | 0.38% | new | NEW |
| WELLS FARGO & COMPANY/MN | $5.8M | 304,963 | 0.00% | 4q | +116.3%+$3.1M |
| GROUP ONE TRADING, L.P. | $5.7M | 25,332 | 0.05% | 2q | +2061.4%+$5.4M |
| JANE STREET GROUP, LLC | $5.7M | 301,621 | 0.01% | new | NEW |
| Bank of New York Mellon Corp | $5.7M | 300,507 | 0.00% | 4q | +4.2%+$227.2K |
| Nuveen Asset Management, LLC | $5.3M | 280,066 | 0.00% | 2q | +2.1%+$106.3K |
| MARSHALL WACE, LLP | $4.5M | 237,566 | 0.04% | 3q | -85.8%-$27.1M |
| UBS Group AG | $4.2M | 221,597 | 0.00% | 4q | +341.8%+$3.2M |
| Walleye Trading LLC | $3.9M | 119,720 | 0.03% | new | NEW |
| BARCLAYS PLC | $3.8M | 197,432 | 0.00% | 4q | +56.0%+$1.4M |
| Neuberger Berman Group LLC | $3.4M | 179,500 | 0.00% | 4q | -29.2%-$1.4M |
| Polar Asset Management Partners Inc. | $3.3M | 175,000 | 0.06% | new | NEW |
| HARVEST MANAGEMENT LLC | $3.0M | 160,283 | 4.21% | new | NEW |
| Verition Fund Management LLC | $3.0M | options only | 0.08% | new | OPTIONS |
| Foresite Capital Management II, LLC | $2.8M | 146,800 | 0.59% | 4q | -90.7%-$27.2M |
| Rafferty Asset Management, LLC | $2.7M | 144,692 | 0.04% | 3q | -8.5%-$253.1K |
| Jefferies Group LLC | $2.7M | 100,790 | 0.02% | new | NEW |
| Marshall Wace North America L.P. | $2.4M | 125,114 | 0.01% | new | NEW |
| Swiss National Bank | $2.2M | 117,542 | 0.00% | 4q | +3.9%+$83.0K |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $2.2M | 116,300 | 0.00% | 4q | +108.4%+$1.1M |
| RHUMBLINE ADVISERS | $2.2M | 115,142 | 0.00% | 4q | +6.5%+$131.8K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $2.1M | 113,424 | 0.00% | 4q | +1.0%+$21.1K |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | $2.1M | 109,865 | 0.03% | 4q | -0.6%-$11.5K |
| STATE OF WISCONSIN INVESTMENT BOARD | $2.1M | 109,400 | 0.01% | 4q | -29.6%-$866.2K |
| ALLIANCEBERNSTEIN L.P. | $2.0M | 107,400 | 0.00% | 4q | HELD |
| Yakira Capital Management, Inc. | $1.9M | 100,500 | 0.56% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $1.8M | 97,105 | 0.00% | 4q | -58.7%-$2.6M |
| SIMPLEX TRADING, LLC | $1.8M | 12,198 | 0.01% | 4q | +183.1%+$1.1M |
| HAVENS ADVISORS LLC | $1.5M | 80,000 | 1.37% | new | NEW |
| UBS ASSET MANAGEMENT AMERICAS INC | $1.5M | 79,429 | 0.00% | 4q | -89.5%-$12.8M |
| MACQUARIE GROUP LTD | $1.4M | 75,000 | 0.00% | 5q | -66.7%-$2.8M |
| DELTEC ASSET MANAGEMENT LLC | $1.4M | 75,000 | 0.36% | new | NEW |
| MORGAN STANLEY | $1.4M | 74,823 | 0.00% | 8q | -90.9%-$14.1M |
| NEW YORK STATE COMMON RETIREMENT FUND | $1.4M | 74,700 | 0.00% | 4q | HELD |
| D. E. Shaw & Co., Inc. | $1.3M | 68,923 | 0.00% | 2q | +25.5%+$264.3K |
| KENNEDY CAPITAL MANAGEMENT, INC. | $1.2M | 65,053 | 0.03% | new | NEW |
| NATIXIS | $1.2M | 64,525 | 0.01% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $1.1M | 58,385 | 0.00% | 4q | -72.9%-$3.0M |
| CREDIT SUISSE AG/ | $1.1M | 55,652 | 0.00% | 4q | -64.8%-$1.9M |
| GAMCO INVESTORS, INC. ET AL | $1.0M | 54,780 | 0.01% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $969.0K | options only | 0.10% | new | OPTIONS |
| FNY Investment Advisers, LLC | $969.0K | 51,400 | 0.30% | new | NEW |
| Legal & General Group Plc | $949.0K | 50,360 | 0.00% | 4q | +81.0%+$424.7K |
| AMERICAN INTERNATIONAL GROUP INC | $869.0K | 46,060 | 0.00% | 4q | -0.7%-$6.1K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $863.0K | 45,979 | 0.00% | 4q | HELD |
| Parametric Portfolio Associates LLC | $796.0K | 42,209 | 0.00% | 4q | -31.9%-$373.5K |
| CLEAR STREET MARKETS LLC | $754.0K | options only | 0.07% | new | OPTIONS |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $670.0K | 35,500 | 0.01% | new | NEW |
Showing the largest 100 of 149 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 149 | $1.9B | 94,145,164 | 53 | 35 | 38 | 6.4% |
| Q2 2019 | 126 | $1.1B | 90,585,050 | 20 | 53 | 21 | 0.4% |
| Q1 2019 | 122 | $1.2B | 88,399,669 | 22 | 50 | 27 | 0.1% |
| Q4 2018 | 119 | $741.0M | 72,202,808 | 1 | 1 | 2 | 0.1% |