VIRTUS TOTAL RETURN FUND INC (ZF)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
33
Reporting holders
$34.5M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | $15.0M | 1,335,472 | 0.14% | 7q | -2.4%-$373.0K |
| SIT INVESTMENT ASSOCIATES INC | $4.6M | 405,001 | 0.14% | new | NEW |
| GUGGENHEIM CAPITAL LLC | $2.8M | 252,194 | 0.02% | 4q | -4.9%-$146.7K |
| LPL Financial LLC | $2.2M | 191,796 | 0.00% | 4q | +2.2%+$45.6K |
| MORGAN STANLEY | $2.1M | 185,154 | 0.00% | 8q | +34.5%+$535.3K |
| Clough Capital Partners L P | $1.7M | 149,455 | 0.14% | 4q | +419.8%+$1.4M |
| WOLVERINE ASSET MANAGEMENT LLC | $837.0K | 74,339 | 0.01% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $775.0K | 68,902 | 0.00% | 4q | -81.1%-$3.3M |
| RMB Capital Management, LLC | $724.0K | 64,300 | 0.02% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $660.0K | 58,655 | 0.00% | 4q | -32.4%-$316.7K |
| UBS Group AG | $412.0K | 36,610 | 0.00% | 4q | -42.4%-$303.2K |
| Advisor Group, Inc. | $357.0K | 31,785 | 0.00% | 4q | +35.4%+$93.4K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $317.0K | 28,139 | 0.02% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $308.0K | 27,356 | 0.00% | 4q | +17.4%+$45.7K |
| Parametric Portfolio Associates LLC | $302.0K | 26,856 | 0.00% | new | NEW |
| WEDBUSH SECURITIES INC | $249.0K | 22,095 | 0.02% | 4q | -11.8%-$33.4K |
| RAYMOND JAMES & ASSOCIATES | $200.0K | 17,757 | 0.00% | 4q | +3.0%+$5.8K |
| Baird Financial Group, Inc. | $175.0K | 15,557 | 0.00% | 3q | HELD |
| WELLS FARGO & COMPANY/MN | $167.0K | 14,861 | 0.00% | 4q | HELD |
| ROYAL BANK OF CANADA | $134.0K | 11,922 | 0.00% | 4q | +20.6%+$22.9K |
| Choate Investment Advisors | $134.0K | 11,861 | 0.01% | 4q | HELD |
| CENTAURUS FINANCIAL, INC. | $125.0K | 11,105 | 0.02% | 4q | HELD |
| Weiss Asset Management LP | $123.0K | 10,886 | 0.01% | new | NEW |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $78.0K | 7,009 | 0.00% | 4q | +8.6%+$6.2K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $24.0K | 2,105 | 0.00% | 4q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $14.0K | 1,246 | 0.01% | 4q | -55.7%-$17.6K |
| Gradient Investments LLC | $9.0K | 828 | 0.00% | 4q | -21.7%-$2.5K |
| Focused Wealth Management, Inc | $6.0K | 494 | 0.00% | 4q | HELD |
| American Portfolios Advisors | $5.6K | 500 | 0.00% | 7q | HELD |
| Rehmann Capital Advisory Group | $2.2K | 195 | 0.00% | 4q | HELD |
| CITIGROUP INC | $2.0K | 127 | 0.00% | new | NEW |
| Financial Management Professionals, Inc. | $2.0K | 166 | 0.00% | 4q | HELD |
| Trust Co | $2.0K | 201 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 33 | $34.5M | 3,064,929 | 7 | 8 | 8 | 0.0% |
| Q2 2019 | 34 | $38.1M | 2,910,342 | 3 | 10 | 12 | 0.0% |
| Q1 2019 | 36 | $33.2M | 3,305,419 | 1 | 12 | 12 | 0.0% |
| Q4 2018 | 38 | $35.2M | 4,075,870 | 0 | 1 | 1 | 0.0% |