VIRTUS TOTAL RETURN FUND INC (ZF)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
33
Reporting holders
$34.5M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | $15.0M | 1,335,472 | 0.14% | 7q | -2.4%-$373.0K |
| SIT INVESTMENT ASSOCIATES INC | $4.6M | 405,001 | 0.14% | new | NEW |
| GUGGENHEIM CAPITAL LLC | $2.8M | 252,194 | 0.02% | 4q | -4.9%-$146.7K |
| LPL Financial LLC | $2.2M | 191,796 | 0.00% | 4q | +2.2%+$45.6K |
| MORGAN STANLEY | $2.1M | 185,154 | 0.00% | 8q | +34.5%+$535.3K |
| Clough Capital Partners L P | $1.7M | 149,455 | 0.14% | 4q | +419.8%+$1.4M |
| WOLVERINE ASSET MANAGEMENT LLC | $837.0K | 74,339 | 0.01% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $775.0K | 68,902 | 0.00% | 4q | -81.1%-$3.3M |
| RMB Capital Management, LLC | $724.0K | 64,300 | 0.02% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $660.0K | 58,655 | 0.00% | 4q | -32.4%-$316.7K |
| UBS Group AG | $412.0K | 36,610 | 0.00% | 4q | -42.4%-$303.2K |
| Advisor Group, Inc. | $357.0K | 31,785 | 0.00% | 4q | +35.4%+$93.4K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $317.0K | 28,139 | 0.02% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $308.0K | 27,356 | 0.00% | 4q | +17.4%+$45.7K |
| Parametric Portfolio Associates LLC | $302.0K | 26,856 | 0.00% | new | NEW |
| WEDBUSH SECURITIES INC | $249.0K | 22,095 | 0.02% | 4q | -11.8%-$33.4K |
| RAYMOND JAMES & ASSOCIATES | $200.0K | 17,757 | 0.00% | 4q | +3.0%+$5.8K |
| Baird Financial Group, Inc. | $175.0K | 15,557 | 0.00% | 3q | HELD |
| WELLS FARGO & COMPANY/MN | $167.0K | 14,861 | 0.00% | 4q | HELD |
| ROYAL BANK OF CANADA | $134.0K | 11,922 | 0.00% | 4q | +20.6%+$22.9K |
| Choate Investment Advisors | $134.0K | 11,861 | 0.01% | 4q | HELD |
| CENTAURUS FINANCIAL, INC. | $125.0K | 11,105 | 0.02% | 4q | HELD |
| Weiss Asset Management LP | $123.0K | 10,886 | 0.01% | new | NEW |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $78.0K | 7,009 | 0.00% | 4q | +8.6%+$6.2K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $24.0K | 2,105 | 0.00% | 4q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $14.0K | 1,246 | 0.01% | 4q | -55.7%-$17.6K |
| Gradient Investments LLC | $9.0K | 828 | 0.00% | 4q | -21.7%-$2.5K |
| Focused Wealth Management, Inc | $6.0K | 494 | 0.00% | 4q | HELD |
| American Portfolios Advisors | $5.6K | 500 | 0.00% | 7q | HELD |
| Rehmann Capital Advisory Group | $2.2K | 195 | 0.00% | 4q | HELD |
| CITIGROUP INC | $2.0K | 127 | 0.00% | new | NEW |
| Financial Management Professionals, Inc. | $2.0K | 166 | 0.00% | 4q | HELD |
| Trust Co | $2.0K | 201 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 33 | $34.5M | 3,064,929 | 7 | 8 | 8 | 0.0% |
| Q2 2019 | 34 | $38.1M | 2,910,342 | 3 | 10 | 12 | 0.0% |
| Q1 2019 | 36 | $33.2M | 3,305,419 | 1 | 12 | 12 | 0.0% |
| Q4 2018 | 38 | $35.2M | 4,075,870 | 0 | 1 | 1 | 0.0% |