TRINITY MERGER CORP (TMCXW)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
37
Reporting holders
$32.0M
Reported value
3.1%
Calls
0.0%
Puts
+7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlueCrest Capital Management Ltd | $10.8M | 8,542,472 | 0.75% | 4q | +41.8%+$3.2M |
| Kepos Capital LP | $4.1M | 3,211,178 | 0.40% | 4q | -14.1%-$668.8K |
| CNH PARTNERS LLC | $2.2M | 1,750,000 | 0.03% | 4q | -22.2%-$635.1K |
| Owl Creek Asset Management, L.P. | $2.0M | 1,614,338 | 0.11% | 4q | +361.2%+$1.6M |
| Linden Advisors LP | $1.4M | 1,072,567 | 0.02% | new | NEW |
| Polar Asset Management Partners Inc. | $1.3M | 1,000,000 | 0.02% | 4q | -16.7%-$254.0K |
| COWEN AND COMPANY, LLC | $1.1M | 839,953 | 0.27% | new | FIRST |
| 683 Capital Management, LLC | $889.0K | 700,000 | 0.10% | 4q | HELD |
| Bluefin Trading, LLC | $884.0K | 696,288 | 0.13% | 4q | -11.9%-$119.7K |
| Cowen Investment Management LLC | $667.0K | 525,240 | 0.20% | new | FIRST |
| Beryl Capital Management LLC | $635.0K | 500,000 | 0.16% | new | NEW |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $537.0K | 423,100 | 0.06% | 4q | HELD |
| DEUTSCHE BANK AG\ | $520.0K | options only | 0.00% | new | OPTIONS |
| Shaolin Capital Management LLC | $476.0K | 375,000 | 0.07% | 2q | HELD |
| K2 PRINCIPAL FUND, L.P. | $468.0K | options only | 0.05% | new | OPTIONS |
| Yakira Capital Management, Inc. | $434.0K | 341,868 | 0.13% | new | NEW |
| GABELLI FUNDS LLC | $333.0K | 262,200 | 0.00% | 4q | HELD |
| Walleye Trading LLC | $325.0K | 256,123 | 0.00% | 4q | +114.3%+$173.4K |
| Periscope Capital Inc. | $320.0K | 251,500 | 0.04% | 2q | -47.7%-$292.0K |
| GOLDMAN SACHS GROUP INC | $318.0K | 250,000 | 0.00% | 4q | HELD |
| Empyrean Capital Partners, LP | $318.0K | 250,000 | 0.02% | 3q | +25.0%+$63.6K |
| WOLVERINE ASSET MANAGEMENT LLC | $294.0K | 232,100 | 0.00% | new | NEW |
| EQUITEC SPECIALISTS, LLC | $292.0K | 229,700 | 0.07% | 3q | +359.4%+$228.4K |
| OMNI PARTNERS LLP | $231.0K | 182,100 | 0.02% | new | NEW |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $203.0K | 150,000 | 0.01% | 3q | HELD |
| Bulldog Investors, LLC | $179.0K | 140,567 | 0.08% | 4q | -42.5%-$132.3K |
| BOOTHBAY FUND MANAGEMENT, LLC | $179.0K | 17,135? | 0.02% | 4q | |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | $154.0K | 120,911 | 0.07% | 4q | +75.2%+$66.1K |
| GLAZER CAPITAL, LLC | $127.0K | 100,000 | 0.02% | 4q | -89.7%-$1.1M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $122.0K | 96,000 | 0.01% | 4q | HELD |
| Waterfront Capital Partners, LLC | $76.0K | 59,700 | 0.01% | new | NEW |
| Castle Creek Arbitrage, LLC | $71.0K | 56,271 | 0.02% | 3q | -85.3%-$410.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $35.0K | 27,603 | 0.00% | new | NEW |
| BASSO CAPITAL MANAGEMENT, L.P. | $31.0K | 24,800 | 0.01% | 4q | -66.8%-$62.5K |
| GAMCO INVESTORS, INC. ET AL | $19.0K | 14,700 | 0.00% | 4q | HELD |
| UBS Group AG | $13.0K | 10,103 | 0.00% | new | NEW |
| HGC Investment Management Inc. | $4.0K | 2,998 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 37 | $32.0M | 24,326,515 | 10 | 6 | 10 | 3.1% |
| Q2 2019 | 30 | $7.4M | 22,622,020 | 3 | 1 | 5 | 0.0% |
| Q1 2019 | 28 | $7.4M | 21,991,711 | 5 | 2 | 5 | 0.0% |
| Q4 2018 | 26 | $8.8M | 22,312,958 | 1 | 0 | 0 | 0.0% |