SURFACE ONCOLOGY INC (SURF)
Institutional ownership reported to the SEC as of Q2 2023, across 19 quarters.
61
Reporting holders
$17.0M
Reported value
0.3%
Calls
0.1%
Puts
-9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ARMISTICE CAPITAL, LLC | $4.3M | 4,890,000 | 0.06% | new | NEW |
| Atlas Venture Associates IX, LLC | $2.6M | 2,945,453 | 14.02% | 19q | HELD |
| VANGUARD GROUP INC | $2.0M | 2,309,286 | 0.00% | 19q | HELD |
| ARK Investment Management LLC | $1.2M | 1,412,077 | 0.01% | 12q | -74.3%-$3.6M |
| DAFNA Capital Management LLC | $956.6K | 1,100,000 | 0.26% | 7q | HELD |
| ACADIAN ASSET MANAGEMENT LLC | $754.0K | 868,620 | 0.00% | 7q | -17.4%-$158.9K |
| Yakira Capital Management, Inc. | $683.4K | 785,879 | 0.18% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $580.4K | 667,418 | 0.00% | 19q | +69.3%+$237.5K |
| Laurion Capital Management LP | $578.6K | 665,400 | 0.00% | 5q | HELD |
| RENAISSANCE TECHNOLOGIES LLC | $493.0K | 567,400 | 0.00% | 6q | -10.6%-$58.7K |
| BlackRock Inc. | $453.0K | 520,886 | 0.00% | 19q | -24.6%-$148.0K |
| STIFEL FINANCIAL CORP | $327.6K | 376,750 | 0.00% | 13q | -2.8%-$9.5K |
| MACQUARIE GROUP LTD | $304.0K | 350,000 | 0.00% | 11q | HELD |
| Black Maple Capital Management LP | $232.0K | 266,736 | 0.14% | new | NEW |
| FMR LLC | $202.5K | 232,815 | 0.00% | 19q | -52.1%-$220.4K |
| STATE STREET CORP | $149.2K | 171,566 | 0.00% | 12q | HELD |
| Knights of Columbus Asset Advisors LLC | $137.2K | 157,769 | 0.01% | 10q | HELD |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $115.2K | 132,500 | 0.00% | 6q | -36.1%-$65.2K |
| Bank of New York Mellon Corp | $115.1K | 132,393 | 0.00% | 12q | HELD |
| NORTHERN TRUST CORP | $75.5K | 86,824 | 0.00% | 19q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $56.4K | 64,875 | 0.01% | 10q | +11.1%+$5.6K |
| CSS LLC/IL | $53.9K | 10,740 | 0.00% | new | NEW |
| FRANKLIN RESOURCES INC | $49.9K | 57,360 | 0.00% | 5q | HELD |
| Arete Wealth Advisors, LLC | $47.0K | 54,465 | 0.00% | 7q | +0.9% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $45.3K | 52,149 | 0.00% | 11q | +266.9%+$33.0K |
| EAGLE ROCK INVESTMENT COMPANY, LLC | $40.2K | 42,000 | 0.01% | 7q | HELD |
| BOOTHBAY FUND MANAGEMENT, LLC | $39.1K | 45,000 | 0.00% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $38.9K | 44,721 | 0.00% | new | NEW |
| EQUITEC PROPRIETARY MARKETS, LLC | $35.0K | 20,198 | 0.01% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $33.3K | 38,317 | 0.00% | 5q | -19.2%-$7.9K |
| BANK OF AMERICA CORP /DE/ | $33.3K | 38,321 | 0.00% | 19q | -2.8% |
| CITIGROUP INC | $32.7K | 37,657 | 0.00% | 11q | -96.4%-$877.0K |
| MORGAN STANLEY | $30.8K | 35,366 | 0.00% | 21q | -20.7%-$8.0K |
| TWO SIGMA SECURITIES, LLC | $24.0K | 27,577 | 0.00% | new | NEW |
| KEYBANK NATIONAL ASSOCIATION/OH | $23.0K | 26,455 | 0.00% | 5q | HELD |
| TWO SIGMA ADVISERS, LP | $22.5K | 25,900 | 0.00% | 7q | -25.6%-$7.7K |
| Royal Bank of Canada | $21.0K | 24,432 | 0.00% | 14q | +7.2%+$1.4K |
| Ground Swell Capital, LLC | $17.7K | 20,310 | 0.02% | new | NEW |
| COMMERCE BANK | $17.4K | 20,000 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $17.0K | 20,332 | 0.00% | 4q | -25.9%-$5.9K |
| Private Advisor Group, LLC | $15.1K | 17,325 | 0.00% | 12q | HELD |
| Formidable Asset Management, LLC | $13.0K | 15,175 | 0.00% | 6q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $11.0K | 13,200 | 0.00% | 3q | HELD |
| Virtu Financial LLC | $11.0K | 12,230 | 0.00% | new | NEW |
| Platform Technology Partners | $10.9K | 11,000 | 0.01% | 9q | HELD |
| RIA Advisory Group LLC | $10.4K | 12,000 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $9.1K | 10,450 | 0.00% | 13q | HELD |
| GROUP ONE TRADING, L.P. | $7.2K | 6,774 | 0.00% | 5q | HELD |
| UBS Group AG | $6.0K | 6,875 | 0.00% | 11q | -56.5%-$7.8K |
| Tower Research Capital LLC (TRC) | $5.9K | 6,726 | 0.00% | new | NEW |
| FEDERATED HERMES, INC. | $2.3K | 2,638 | 0.00% | 4q | HELD |
| JPMORGAN CHASE & CO | $1.2K | 1,407 | 0.00% | 10q | HELD |
| Antonetti Capital Management LLC | $1.0K | 1,200 | 0.00% | 9q | HELD |
| Financial Management Professionals, Inc. | $1.0K | 1,000 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $765 | 880 | 0.00% | 3q | +1.9% |
| Larson Financial Group LLC | $653 | 751 | 0.00% | 4q | HELD |
| Newbridge Financial Services Group, Inc. | $352 | 405 | 0.00% | 3q | HELD |
| Cornerstone Planning Group LLC | $217 | 250 | 0.00% | 2q | HELD |
| NewSquare Capital LLC | $70 | 80 | 0.00% | 3q | HELD |
| AllSquare Wealth Management LLC | $68 | 83 | 0.00% | 3q | HELD |
| BNP PARIBAS ARBITRAGE, SNC | $1 | 1 | 0.00% | 9q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2023 | 61 | $17.0M | 19,466,397 | 14 | 6 | 14 | 0.4% |
| Q1 2023 | 70 | $18.9M | 27,160,494 | 4 | 17 | 25 | 0.0% |
| Q4 2022 | 76 | $74.4M | 90,635,643 | 14 | 13 | 27 | 0.2% |
| Q3 2022 | 75 | $33.0M | 31,616,350 | 9 | 25 | 19 | 0.5% |
| Q2 2022 | 84 | $49.2M | 28,934,046 | 15 | 26 | 23 | 1.1% |
| Q1 2022 | 102 | $94.7M | 31,912,628 | 18 | 28 | 33 | 0.8% |
| Q4 2021 | 104 | $120.5M | 24,820,531 | 18 | 31 | 31 | 1.5% |
| Q3 2021 | 94 | $186.7M | 24,065,436 | 16 | 32 | 21 | 2.5% |
| Q2 2021 | 98 | $174.8M | 22,583,183 | 34 | 27 | 16 | 3.6% |
| Q1 2021 | 91 | $153.9M | 18,903,190 | 28 | 31 | 18 | 4.2% |
| Q4 2020 | 90 | $220.7M | 23,287,458 | 39 | 23 | 18 | 2.5% |
| Q3 2020 | 59 | $148.7M | 21,526,743 | 27 | 19 | 9 | 0.1% |
| Q2 2020 | 42 | $146.0M | 22,251,775 | 20 | 10 | 5 | 0.0% |
| Q1 2020 | 28 | $26.8M | 14,335,488 | 3 | 5 | 13 | 0.0% |
| Q4 2019 | 33 | $26.2M | 13,962,949 | 5 | 3 | 15 | 0.0% |
| Q3 2019 | 34 | $20.9M | 14,725,577 | 3 | 8 | 17 | 0.0% |
| Q2 2019 | 46 | $44.4M | 15,731,665 | 7 | 12 | 20 | 0.0% |
| Q1 2019 | 54 | $78.4M | 16,436,055 | 7 | 19 | 18 | 0.0% |
| Q4 2018 | 49 | $71.0M | 16,745,602 | 2 | 1 | 1 | 0.0% |