HolderBook

SURFACE ONCOLOGY INC (SURF)

Institutional ownership reported to the SEC as of Q2 2023, across 19 quarters.

53
Reporting holders
$15.6M
Reported value
0.4%
Held as options
-9
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
ARMISTICE CAPITAL, LLC$4.3M4,890,0000.06%newNEW
Atlas Venture Associates IX, LLC$2.6M2,945,45314.02%19qHELD
VANGUARD GROUP INC$2.0M2,309,2860.00%19qHELD
ARK Investment Management LLC$1.2M1,412,0770.01%12q-74.3%-$3.6M
DAFNA Capital Management LLC$956.6K1,100,0000.26%7qHELD
Yakira Capital Management, Inc.$683.4K785,8790.18%newNEW
GEODE CAPITAL MANAGEMENT, LLC$580.4K667,4180.00%19q+69.3%+$237.5K
Laurion Capital Management LP$578.6K665,4000.00%5qHELD
BlackRock Inc.$453.0K520,8860.00%19q-24.6%-$148.0K
STIFEL FINANCIAL CORP$327.6K376,7500.00%13q-2.8%-$9.5K
MACQUARIE GROUP LTD$304.0K350,0000.00%11qHELD
Black Maple Capital Management LP$232.0K266,7360.14%newNEW
FMR LLC$202.5K232,8150.00%19q-52.1%-$220.4K
STATE STREET CORP$149.2K171,5660.00%12qHELD
Knights of Columbus Asset Advisors LLC$137.2K157,7690.01%10qHELD
BRIDGEWAY CAPITAL MANAGEMENT, LLC$115.2K132,5000.00%6q-36.1%-$65.2K
Bank of New York Mellon Corp$115.1K132,3930.00%12qHELD
NORTHERN TRUST CORP$75.5K86,8240.00%19qHELD
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$56.4K64,8750.01%10q+11.1%+$5.6K
CSS LLC/IL$53.9K10,7400.00%newNEW
FRANKLIN RESOURCES INC$49.9K57,3600.00%5qHELD
SUSQUEHANNA INTERNATIONAL GROUP, LLP$45.3K52,1490.00%11q+266.9%+$33.0K
EAGLE ROCK INVESTMENT COMPANY, LLC$40.2K42,0000.01%7qHELD
BOOTHBAY FUND MANAGEMENT, LLC$39.1K45,0000.00%newNEW
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$38.9K44,7210.00%newNEW
EQUITEC PROPRIETARY MARKETS, LLC$35.0K20,1980.01%newNEW
TWO SIGMA INVESTMENTS, LP$33.3K38,3170.00%5q-19.2%-$7.9K
BANK OF AMERICA CORP /DE/$33.3K38,3210.00%19q-2.8%
CITIGROUP INC$32.7K37,6570.00%11q-96.4%-$877.0K
MORGAN STANLEY$30.8K35,3660.00%21q-20.7%-$8.0K
TWO SIGMA SECURITIES, LLC$24.0K27,5770.00%newNEW
KEYBANK NATIONAL ASSOCIATION/OH$23.0K26,4550.00%5qHELD
TWO SIGMA ADVISERS, LP$22.5K25,9000.00%7q-25.6%-$7.7K
Royal Bank of Canada$21.0K24,4320.00%14q+7.2%+$1.4K
Ground Swell Capital, LLC$17.7K20,3100.02%newNEW
COMMERCE BANK$17.4K20,0000.00%newNEW
Private Advisor Group, LLC$15.1K17,3250.00%12qHELD
Platform Technology Partners$10.9K11,0000.01%9qHELD
RIA Advisory Group LLC$10.4K12,0000.00%newNEW
OSAIC HOLDINGS, INC.$9.1K10,4500.00%13qHELD
GROUP ONE TRADING, L.P.$7.2K6,7740.00%5qHELD
UBS Group AG$6.0K6,8750.00%11q-56.5%-$7.8K
Tower Research Capital LLC (TRC)$5.9K6,7260.00%newNEW
FEDERATED HERMES, INC.$2.3K2,6380.00%4qHELD
JPMORGAN CHASE & CO$1.2K1,4070.00%10qHELD
Antonetti Capital Management LLC$1.0K1,2000.00%9qHELD
WELLS FARGO & COMPANY/MN$7658800.00%3q+1.9%
ACADIAN ASSET MANAGEMENT LLC$754868,6200.00%7q-17.4%
Larson Financial Group LLC$6537510.00%4qHELD
RENAISSANCE TECHNOLOGIES LLC$493567,4000.00%6q-10.6%
Newbridge Financial Services Group, Inc.$3524050.00%3qHELD
Cornerstone Planning Group LLC$2172500.00%2qHELD
NewSquare Capital LLC$70800.00%3qHELD
AllSquare Wealth Management LLC$68830.00%3qHELD
Arete Wealth Advisors, LLC$4754,4650.00%7q+0.9%
SIMPLEX TRADING, LLC$1720,3320.00%4q-25.9%
Formidable Asset Management, LLC$1315,1750.00%6qHELD
COMMONWEALTH EQUITY SERVICES, LLC$1113,2000.00%3qHELD
Virtu Financial LLC$1112,2300.00%newNEW
BNP PARIBAS ARBITRAGE, SNC$110.00%9qHELD
Financial Management Professionals, Inc.$11,0000.00%2qHELD

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202353$15.6M17,913,975135110.4%
Q1 202362$17.2M24,713,209314200.0%
Q4 202265$20.9M25,355,085137240.4%
Q3 202275$33.0M31,616,350925190.5%
Q2 202284$49.2M28,934,0461526231.1%
Q1 2022102$94.7M31,912,6281828330.8%
Q4 2021104$120.5M24,820,5311831311.5%
Q3 202194$186.7M24,065,4361632212.5%
Q2 202198$174.8M22,583,1833427163.6%
Q1 202191$153.9M18,903,1902831184.2%
Q4 202090$220.7M23,287,4583923182.5%
Q3 202059$148.7M21,526,743271990.1%
Q2 202042$146.0M22,251,775201050.0%
Q1 202028$26.8M14,335,48835130.0%
Q4 201933$26.2M13,962,94953150.0%
Q3 201934$20.9M14,725,57738170.0%
Q2 201946$44.4M15,731,665712200.0%
Q1 201954$78.4M16,436,055719180.0%
Q4 201849$71.0M16,745,6022110.0%