STEM INC (STEMWS)
Institutional ownership reported to the SEC as of Q2 2021, across 2 quarters.
32
Reporting holders
$256.3M
Reported value
9.8%
Held as options
+29
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Athanor Capital, LP | $91.5M | 2,541,078 | 3.28% | new | NEW |
| Ionic Capital Management LLC | $27.0M | 1,138,398 | 2.82% | new | NEW |
| CAAS CAPITAL MANAGEMENT LP | $24.7M | 1,038,721 | 0.42% | new | NEW |
| ARISTEIA CAPITAL LLC | $16.7M | 701,604 | 0.33% | new | NEW |
| VAN ECK ASSOCIATES CORP | $15.0M | 633,199 | 0.04% | 2q | -5.6%-$891.0K |
| DLD Asset Management, LP | $13.2M | options only | 0.92% | new | OPTIONS |
| LMR Partners LLP | $13.0M | 546,518 | 0.20% | 2q | +1639.3%+$12.2M |
| Burleson & Company, LLC | $12.2M | 514,285 | 1.78% | new | NEW |
| MARSHALL WACE, LLP | $7.2M | options only | 0.03% | 2q | OPTIONS |
| Jefferies Group LLC | $6.9M | 289,069 | 0.04% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $4.8M | options only | 0.00% | new | OPTIONS |
| ZAZOVE ASSOCIATES LLC | $3.6M | 150,064 | 0.32% | new | NEW |
| WELLINGTON MANAGEMENT GROUP LLP | $3.4M | 143,000 | 0.00% | new | NEW |
| Marathon Trading Investment Management LLC | $2.6M | 110,740 | 0.26% | new | NEW |
| Taconic Capital Advisors LP | $2.4M | 101,133 | 0.06% | new | NEW |
| D. E. Shaw & Co., Inc. | $2.0M | 84,769 | 0.00% | new | NEW |
| Westchester Capital Management, LLC | $2.0M | 83,500 | 0.05% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.8M | 76,103 | 0.00% | new | NEW |
| COWEN AND COMPANY, LLC | $1.4M | 57,937 | 0.07% | new | NEW |
| JANE STREET GROUP, LLC | $1.4M | 57,698 | 0.00% | new | NEW |
| CVI Holdings, LLC | $818.0K | 34,433 | 0.06% | new | NEW |
| HRT FINANCIAL LP | $782.0K | 32,936 | 0.01% | new | NEW |
| Yakira Capital Management, Inc. | $447.0K | 18,827 | 0.07% | new | NEW |
| Walleye Capital LLC | $394.0K | 16,571 | 0.01% | new | NEW |
| Black Maple Capital Management LP | $389.0K | 10,816 | 0.21% | new | NEW |
| BLUEFIN CAPITAL MANAGEMENT, LLC | $324.0K | 13,626 | 0.02% | new | NEW |
| Yaupon Capital Management LP | $266.0K | 11,198 | 0.15% | new | NEW |
| UBS Group AG | $43.0K | 1,813 | 0.00% | new | NEW |
| Vestcor Inc | $42.0K | 1,766 | 0.00% | new | NEW |
| Kepos Capital LP | $31.0K | 1,300 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $24.0K | 1,000 | 0.00% | new | NEW |
| BREWIN DOLPHIN LTD | $1.4K | 60 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2021 | 32 | $256.3M | 8,412,162 | 29 | 1 | 1 | 9.8% |
| Q1 2021 | 3 | $15.3M | 702,120 | 3 | 0 | 0 | 34.9% |