SMTC CORP (SMTX)
Institutional ownership reported to the SEC as of Q1 2021, across 10 quarters.
51
Reporting holders
$46.3M
Reported value
1.8%
Held as options
+6
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| WYNNEFIELD CAPITAL INC | $12.0M | 2,001,416 | 5.99% | 10q | HELD |
| Beryl Capital Management LLC | $8.5M | 1,418,880 | 1.09% | new | NEW |
| JB CAPITAL PARTNERS LP | $3.5M | 50,000 | 0.91% | new | FIRST |
| Pacific Ridge Capital Partners, LLC | $2.8M | 461,892 | 0.53% | 5q | -6.1%-$179.3K |
| GABELLI FUNDS LLC | $2.0M | 338,614 | 0.01% | new | NEW |
| VANGUARD GROUP INC | $1.8M | 302,854 | 0.00% | 2q | +422.4%+$1.5M |
| S. MUOIO & CO. LLC | $1.8M | 300,000 | 1.93% | new | NEW |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $1.7M | 280,326 | 0.21% | new | NEW |
| Keebeck Alpha, LP | $1.5M | 250,000 | 0.64% | new | NEW |
| SYQUANT CAPITAL SAS | $1.3M | 224,047 | 0.35% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $960.0K | 159,811 | 0.00% | 2q | +476.1%+$793.4K |
| HEARTLAND ADVISORS INC | $931.0K | 154,964 | 0.06% | 5q | -82.9%-$4.5M |
| Ergoteles LLC | $929.0K | 154,600 | 0.03% | new | NEW |
| HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. | $928.0K | 154,453 | 0.24% | new | NEW |
| ROYCE & ASSOCIATES LP | $901.0K | 150,000 | 0.01% | 6q | HELD |
| MILLENNIUM MANAGEMENT LLC | $892.0K | 148,397 | 0.00% | 5q | -23.3%-$270.5K |
| DIMENSIONAL FUND ADVISORS LP | $867.0K | 144,332 | 0.00% | 10q | HELD |
| Allianz Asset Management GmbH | $841.0K | 140,000 | 0.00% | new | NEW |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $796.0K | 132,434 | 0.01% | 10q | HELD |
| CITADEL ADVISORS LLC | $569.0K | options only | 0.00% | new | OPTIONS |
| CSS LLC/IL | $558.0K | 92,863 | 0.02% | new | NEW |
| Vivaldi Asset Management, LLC | $455.0K | 75,700 | 0.09% | new | NEW |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $431.0K | 71,652 | 0.00% | 2q | +49.9%+$143.5K |
| GROUP ONE TRADING, L.P. | $420.0K | 57,369 | 0.00% | new | NEW |
| BlackRock Inc. | $335.0K | 55,759 | 0.00% | 10q | -2.5%-$8.5K |
| NORTHERN TRUST CORP | $228.0K | 37,951 | 0.00% | 2q | +4.5%+$9.9K |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $207.0K | 34,480 | 0.00% | 10q | HELD |
| Kanen Wealth Management LLC | $176.0K | 29,259 | 0.09% | new | FIRST |
| Ridgewood Investments LLC | $171.0K | 28,387 | 0.10% | 9q | HELD |
| WILEN INVESTMENT MANAGEMENT CORP. | $156.0K | 27,102 | 0.14% | 3q | -3.6%-$5.8K |
| Ancora Advisors, LLC | $122.0K | 20,253 | 0.00% | new | NEW |
| Patriot Financial Group Insurance Agency, LLC | $105.0K | 17,500 | 0.02% | 6q | HELD |
| Bank of New York Mellon Corp | $96.0K | 16,016 | 0.00% | 2q | -9.3%-$9.9K |
| Gilman Hill Asset Management, LLC | $96.0K | 15,977 | 0.03% | 10q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $94.0K | 15,587 | 0.00% | 4q | -82.6%-$444.8K |
| GAMCO INVESTORS, INC. ET AL | $90.0K | 15,000 | 0.00% | new | NEW |
| Telemetry Investments, L.L.C. | $87.0K | 14,497 | 0.10% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $76.0K | 12,660 | 0.00% | 10q | HELD |
| OCCUDO QUANTITATIVE STRATEGIES LP | $68.0K | 11,303 | 0.01% | new | NEW |
| ADVISOR GROUP HOLDINGS, INC. | $57.0K | 9,566 | 0.00% | 5q | HELD |
| Spire Wealth Management | $46.0K | 7,648 | 0.00% | new | FIRST |
| WOLVERINE ASSET MANAGEMENT LLC | $32.0K | 5,415 | 0.00% | new | NEW |
| MORGAN STANLEY | $31.0K | 5,093 | 0.00% | 11q | -49.7%-$30.7K |
| UBS Group AG | $29.0K | 4,837 | 0.00% | 4q | +185.0%+$18.8K |
| Mesirow Financial Investment Management, Inc. | $14.0K | 2,369 | 0.04% | 2q | +74.8%+$6.0K |
| BARCLAYS PLC | $9.0K | 1,508 | 0.00% | new | NEW |
| MANCHESTER FINANCIAL INC | $6.0K | 1,000 | 0.00% | 6q | -75.0%-$18.0K |
| Tower Research Capital LLC (TRC) | $5.0K | 897 | 0.00% | 3q | -23.6%-$1.5K |
| Federation des caisses Desjardins du Quebec | $2.4K | 400 | 0.00% | 17q | HELD |
| American Portfolios Advisors | $2.2K | 360 | 0.00% | 2q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $2.0K | 399 | 0.00% | 2q | -98.4%-$123.6K |
| WELLS FARGO & COMPANY/MN | $1.0K | 131 | 0.00% | 2q | +0.8% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2021 | 51 | $46.3M | 7,605,958 | 19 | 7 | 11 | 1.8% |
| Q4 2020 | 45 | $27.9M | 5,559,597 | 13 | 9 | 6 | 1.3% |
| Q3 2020 | 33 | $18.7M | 5,157,234 | 7 | 6 | 4 | 0.0% |
| Q2 2020 | 29 | $15.1M | 4,958,478 | 4 | 8 | 2 | 0.3% |
| Q1 2020 | 26 | $9.8M | 4,196,787 | 6 | 4 | 5 | 0.0% |
| Q4 2019 | 24 | $11.3M | 3,335,275 | 7 | 5 | 6 | 0.4% |
| Q3 2019 | 21 | $7.3M | 3,357,102 | 5 | 1 | 7 | 0.7% |
| Q2 2019 | 22 | $14.8M | 3,761,575 | 3 | 10 | 3 | 1.9% |
| Q1 2019 | 26 | $13.8M | 3,631,837 | 13 | 4 | 5 | 0.8% |
| Q4 2018 | 16 | $14.7M | 3,597,382 | 0 | 1 | 0 | 0.0% |